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Gordian N. Hasselblatt - Community Trade Mark Regulation

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Gordian N. Hasselblatt (ed.)

Community Trade Mark Regulation

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2015

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Insolvency proceedings S. 511-515

„… for recordal of transfer or licences (see below Art. 23 mn. 10). Article 21 Insolvency proceedings 1 …” „… . The only insolvency proceedings in which a Community trade mark may be involved are those opened in …” „… 2001 on the reorganisation and winding up of credit institutions (2), respectively, the only insolvency …”

Licensing S. 515-532

„… rule laid down in para. 1 to the case that the debtor in insolvency is not the sole proprietor, but …” „… only holds a share in the CTM. In this case similarly the CTM can only be invoked in insolvency in the …” „… file for insolvency at the same time, the respective shares will thus be treated by separate insolvency …”

Effects vis-a`-vis third parties S. 532-540

„… articles and may comprise the parties to the transaction and the court conducting insolvency proceedings …” „… concerning a right in rem, levy of execution, insolvency or a licence. A registration fee will fall due for …” „… . 4) 23 Para. 4 has a similar purpose as para. 3. It clarifies that whether or not insolvency …”

Levy of execution S. 508-511

„… for recordal of transfer or licences (see below Art. 23 mn. 10). Article 21 Insolvency proceedings 1 …” „… . The only insolvency proceedings in which a Community trade mark may be involved are those opened in …” „… 2001 on the reorganisation and winding up of credit institutions (2), respectively, the only insolvency …”

Rights in rem S. 504-508

„… order of the subsequent Artt. 20 and 21 on levy of execution and insolvency, as both rules concern the …” „… compared to a competing creditor, who in the course of a levy of execution or insolvency proceedings22 …” „… . 21 Jehoram/van Nispen/Huydecoper, European Trade Mark Law, 16.7. 22 Cf. Art. 5 No. 1 Insolvency …”

Dealing with Community trade marks as national trade marks S. 465-482

„… adjudicate enforcement measures. Art. 21 contains the corresponding provision in case of insolvency, thereby …” „… standard problem of private law procedural rules on compulsory execution or insolvency law may serve as an …” „… . The second is that the Brussels Regulation does not cover insolvency matters (cf. Art. 1 2 b Brussels …”

Register of Community trade marks S. 926-930

„… the right in rem; – levy of execution and insolvency proceedings; – the grant or transfer of a license …” „… or cancellation from the Register of a right in rem, levy of execution, insolvency proceedings or …”

Surrender S. 693-697

„… requested by the proprietor of the Community trade mark. (c) Insolvency proceedings: where a Community trade …” „… mark is involved in insolvency proceedings, on request of the competent national authority in the …”

Publication and entries in the Register S. 1102-1107

„… levies of execution and insolvency proceedings concerning the mark39, particulars on grants and transfers …” „… , levies of execution, insolvency proceedings or grants or transfers of licences concerning the mark49, the …”

Index S. 1598-1627

„… . – insolvency proceedings see there – joint proprietors 15 49 et seq. – levy of execution see there – licensing …” „… European Insolvency Regulation 21 2 Examination as to absolute grounds for refusal 37 1 et seq., 154 1 et …” „… court 8 7 Injunctive relief 96 9 Insolvency proceedings 21 1 et seq. – European Insolvency Regulation 21 …”

Examiners S. 1125-1127

„… 20), – registering the involvement of a CTM application in insolvency proceedings (Art. 21); In this …”

Fees regulations S. 1161-1171

„… proprietor or the recordal of insolvency proceedings and the name of the insolvency administrator are 9 Artt …”

Periodical publications S. 940-943

„… , surrenders or insolvency proceedings. Generally, it is the entry in the CTM Register and not the act of …”

Administration of Trade Marks and Legal Division S. 1129-1132

„… in relation to rights in rem and levy of execution or decisions in the context of insolvency …”

Transfer S. 482-497

„… same applies in case of the proprietor’s insolvency. Accordingly the rule on transfer has to be …” „… accompanied by such on compulsory enforcement (Art. 20) and insolvency (Art. 21). 2. The concept of transfer 4 …”

Effects of international registrations designating the European Community S. 1204-1209

„… in rem (Artt. 19, 23, 24 CTMR), be levied in execution (Artt. 20, 24 CTMR), be involved in insolvency …”

Annex 2 COMMISSION REGULATION (EC) No 2868/95 S. 1488-1533

„… measure or of insolvency proceedings, subject to the following: (a) Rule 31(1)(c) shall not apply in …” „… respect of a request for registration of a right in rem, of a levy of execution or of insolvency …” „… . Licences, rights in rem, insolvency proceedings and enforcement measures shall be recorded in the files …”

Examination of opposition S. 657-667

„… injunction or a restraining court order in insolvency proceedings, imposing a general prohibition of …”

Titelei/Inhaltsverzeichnis S. 1-27

„… ...................................................................................................... 481 Article 21 Insolvency proceedings …”

doi.org/10.5771/9783845258904

Charl Hugo, Thomas M. J. Möllers - Legal Certainty and Fundamental Rights

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Charl Hugo (ed.), Thomas M. J. Möllers (ed.)

Legal Certainty and Fundamental Rights

Series: Augsburger Rechtsstudien

Volume 89 2020

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Kathleen van der Linde, Juanitta Calitz Equality, Legal Certainty and Insolvency S. 353-382

„… Insolvency/Review of the Law of Insolvency, vol. 1 (Feb 2000). The introduction of preferences may respond to the …” „… African Law Commission, Project 63 Report on Insolvency/Review of the Law of Insolvency, vol. 1 (Feb 2000 …” „… Equality, Legal Certainty and Insolvency Kathleen van der Linde* / Juanitta Calitz ** Abstract: The …”

Michael Kort Comment: The Principle of Equal Treatment of Creditors and its Limits Under German Law, Illustrated on the Basis of the Law on Limited Liability Companies S. 383-392

„… to file for insolvencyIV. 386 (Restricted) equal treatment of creditors upon insolvency of the GmbHV …” „… . 384 Insolvency law2. 384 No general principle of equal treatment of creditors (par conditio creditorum …” „… ) II. 385 Insolvency law for legal entities, such as limited liability companies (GmbH) III. 385 Duty …”

Charl Hugo, Thomas M. J. Möllers Introduction S. 11-18

„… Insolvency” (p. 353 et seq.), Kathleen van der Linde and Juanitta Calitz investigate whether there is a link …” „… insolvency law. Their argument leads them to the conclusion that any correlation in this respect is …” „… effect of insolvency on vulnerable creditors. In his response (p. 383 et seq.) Michael Kort points out …”

Titelei/Inhaltsverzeichnis S. 1-10

„… Certainty and Insolvency 353 Kathleen van der Linde / Juanitta Calitz Comment: The Principle of Equal …”

Thomas M.J. Möllers Comment: Market-Conduct Regulation in Germany and Europe S. 423-440

„… critically examined. The balance sheet scandal and insolvency of Wirecard in Summer 2020 demonstrates very …”

doi.org/10.5771/9783748906063

Alexander Bruns, Yuanshi Bu, Hanno Merkt, Sonja Meier, Michael Pawlik, Eiji Takahashi, Silja Vöneky, Jan von Hein - Legal Theory and Interpretation in a Dynamic Society

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Alexander Bruns (ed.), Yuanshi Bu (ed.), Hanno Merkt (ed.), Sonja Meier (ed.), Michael Pawlik (ed.), Eiji Takahashi (ed.), Silja Vöneky (ed.), Jan von Hein (ed.)

Legal Theory and Interpretation in a Dynamic Society

Series: Recht in Ostasien

Volume 19 2021

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Jan Felix Hoffmann Digital Data in Insolvency Proceedings S. 255-278

„… Digital Data in Insolvency Proceedings – The Concept of Property in a Dynamic Society – Jan Felix …” „… insolvency proceedings. This question arises, e.g., when a cloud service provider files for insolvency and …” „… having filed for insolvency are, e.g., the Nirvanix proceedings in 20137 or the insolvency of 2e2. The …”

Kwang Hyun Suk Comparison between the UNCITRAL Model Law and the EU Regulation in the Context of the Recognition of Foreign Insolvency Proceedings: with an Emphasis on the Recent Hanjin Shipping Case S. 169-200

„… Enforcement of Insolvency-Related Judgments (“MLIRJ”), which is aimed at removing the uncertainties …” „… surrounding the recognition and enforcement of “insolvency-related judgments” under the MLCBI and …” „… Recognition and Enforcement of Insolvency-Related Judgments with Guide to Enactment (2019), Part 2, para. 2 et …”

Jan Lieder The Duty of Loyalty S. 85-114

„… , without breaching her duty of loyalty, may put in an insolvency application, if the firm is no longer able …” „… insolvency application may destroy promising restructuring efforts.126 Duty of advancement On the other hand …” „… liquidation164 or insolvency procedures. Recently, the Federal Court of Justice165 has found that the duty of …”

Titelei/Inhaltsverzeichnis S. 1-10

„… of Foreign Insolvency Proceedings: with an Emphasis on the Recent Hanjin Shipping Case 169 Kwang Hyun …” „… Competition Law 247 Boris P. Paal Digital Data in Insolvency Proceedings 255 Jan Felix Hoffmann How Should We …”

doi.org/10.5771/9783748925842

Burkhard Hess, Paul Oberhammer, Thomas Pfeiffer - European Insolvency Law

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Burkhard Hess (ed.), Paul Oberhammer (ed.), Thomas Pfeiffer (ed.)

European Insolvency Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2014

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The Recognition of Decisions on Insolvency Proceedings under the European Insolvency Regulation S. 264-272

„… was therefore properly distinguishing between non-insolvency and insolvency-related proceedings …” „… 11:42:11 3B2 9.1.580; Page size: 160.00mm 240.00mm 9. The Recognition of Decisions on Insolvency …” „… Proceedings under the European Insolvency Regulation1 956 The recognition of decisions opening insolvency …”

Annex – Systematic Summary of National Reports S. 285-724

„… Netherlands: Prof. Dr. P.M. Michael Veder, Professor of Insolvency Law at the Business & Law Research Centre …” „… United Kindom: Samantha Bewick, Chartered Accountant and Insolvency Practitioner, KPMG LLP (UK) Joanna …” „… : 160.00mm 240.00mm Questionnaire I. General Assessment Q1 In your view, does the Insolvency Regulation …”

Scope of the Regulation S. 24-68

„… of the respective EU instrument. The Regulation (EC) 1346/2000 applies to “insolvency proceedings” as …” „… defined by Article 1 (1) EIR. According to this provision, insolvency proceedings are collective …” „… addition, Article 2 (a) EIR states that “insolvency proceedings” correspond to the term of collective …”

Jurisdiction S. 69-152

„… coordinates cross-border insolvency proceedings in the European Judicial Area and implements the objectives of …” „… international jurisdiction for the opening of insolvency proceedings. However, the function of this provision …” „… commencement of insolvency proceedings2 and these (main) proceedings are automatically and immediately …”

Applicable Law S. 168-218

„… rule as to the applicable law in insolvency proceedings, which is also restated in Recital 23: Unless …” „… , Recital 23 affirms that this lex concursus “determines all the effects of the insolvency proceedings, both …” „… govern “all the conditions for the opening, conduct and closure of the insolvency proceedings.” 626 These …”

Information for Creditors and Lodging of Claims S. 253-263

„… fair trial in the context of insolvency proceedings. More specifically, the Court emphasized the right …” „… of creditors (or their representatives) to participate in insolvency proceedings “in accordance with …” „… the equality of arms principle”2. Consequently, creditors affected by insolvency proceedings enjoy the …”

Titelei/Inhaltsverzeichnis

„… ........................................................................................................................ 11 2.5 Insolvency-related Actions (Article 3 a EIR …” „… ) .................................................... 14 2.5 Insolvency-related Actions (Article 3 a EIR …” „… ................................................ 223 7.2.1.4 Jurisdiction for Insolvency-Related Litigation …”

Executive Summary S. 7-23

„… establishments in other Member States. 2.5 Insolvency-related Actions (Article 3 a EIR)14 2.5.1 Main Issues 57 As …” „… to insolvency-related actions, the case law of the ECJ has provided legal certainty in particular …” „… case-lawof theECJ: Judgments on civil actions are to be classified as insolvency-related when they derive …”

Introduction S. 1-6

„… insolvency-related proceedings. Professor Thomas Pfeiffer, Professor Andreas Piekenbrock and Dr Robert Magnus were …” „… Council Regulation (EC) No. 1346/2000 of 29 May 2000 on insolvency proceedings in 26 EU-Member States …” „… evaluate the practical application of the European Insolvency Regulation in the EU-Member States. The study …”

Index S. 273-284

„… – insolvency-related actions 581 Ex officio examination 480 – COMI 53, 406–409 – opening of proceedings 877, 909 F Fair …” „… of 43, 282 – coordination with Art 1 EIR 43 – definition of insolvency 38, 110, 118, 275–276, 281–282 …” „… – definition of insolvency 38, 275–278, 281–282 – differentiation Annex A 933 Annex C see also Liquidator …”

Coordination of Proceedings S. 219-252

„… aspect below.39) 7.2.1.4 Jurisdiction for Insolvency-Related Litigation 879Moreover, the jurisdiction of …” „… liquidation or recovery efforts as a whole. The situation on the eve of the opening of insolvency proceedings …” „… , try to seize goods, apply for insolvency proceedings, negotiate with the debtor etc.; while the debtor …”

Groups of Companies S. 153-167

„… the lex fori concursus under Articel 4 EIR and the rules of applicable insolvency-related corporate …” „… not mean that the EIR does not have specific legal consequences in insolvency scenarios involving …” „… goods.4 As long as no insolvency proceedings have been opened, the fact that different legal entities …”

Annex – Systematic Compilation of Case-Law S. 725-1034

„… ............................................................................................................................. 729 2 Insolvency Proceedings Covered by the Scope of the Regulation (Hybrid Proceedings) .... 729 2.1 …” „… ..................................................................... 821 3.1.3 Case Law on the Recognition of Judgements Opening Insolvency Proceedings without Exercising …” „… ..................................................................................... 881 3.3 Actions Deriving Directly from Insolvency Proceedings or Being Closely Connected to Them …”

doi.org/10.5771/9783845258959

Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (ed.), Christoph Kumpan (ed.)

European Financial Services Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2019

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Article 8 Certain insolvency provisions disapplied S. 1734-1739

„… collateral. Article 8 Certain insolvency provisions disapplied 1. Member States shall ensure that a financial …” „… financial collateral 8 Marino, 1171. 9 Paech, ‘Close-Out Netting, Insolvency Law and Conflict-of-Laws’ (2014 …” „… insolvency law in relation to the voidance of transactions entered into during the prescribed period referred …”

Article 8 S. 1700-1702

„… insolvency proceedings on system transactions. This could be done for example, by making use of so called 24 …” „… -hour rules, by extending protection of the system to the end of the day on which insolvency proceedings …” „… have been commenced, or even to a later point in time.7 Article 8 In the event of insolvency …”

Article 3 S. 1691-1695

„… on third parties even in the event of insolvency proceedings against a participant, provided that …” „… transfer orders were entered into the system before the moment of opening of such insolvency proceedings as …” „… defined in Article 6(1). This shall apply even in the event of insolvency proceedings against a …”

Article 7 S. 1699-1700

„… Article 7 Insolvency proceedings shall not have retroactive effects on the rights and obligations of a …” „… above, → Art 3 mn 1) to reach settlement finality by abolishing retroactive effects of insolvency …” „… capacity to establish legal rights and obligations at the moment the insolvency proceedings are commenced …”

Article 6 S. 1697-1699

„… . Section III Provisions concerning insolvency proceedings Article 6 1. For the purpose of this Directive …” „… , the moment of opening of insolvency proceedings shall be the moment when the relevant judicial or …” „… ) contains the very important provision for determining the point in time when insolvency proceedings are …”

Article 9 S. 1702-1706

„… insolvency of the provider Article 9 1. The rights of a system operator or of a participant to collateral …” „… , shall not be affected by insolvency proceedings against: (a) the participant (in the system concerned or …” „… collateral security shall not be affected by insolvency proceedings against the receiving system operator. 2 …”

Article 5 S. 1695-1697

„… system A according to its rules. This order is forwarded through system B. If an insolvency proceeding …” „… insolvency proceedings against a participant or a system operator of an interoperable system shall not …” „… the opening of the insolvency proceedings. Member States may also provide that such a participant’s …”

Article 1 S. 1680-1684

„… Member States should aim to minimise the disruption to a system caused by insolvency proceedings against …” „… the Council; whereas the Convention on Insolvency Proceedings drawn up on 23 November 1995 by the …” „… insolvency proceedings against a participant in the system; (16) Whereas insolvency proceedings should not …”

Article 2 S. 1684-1691

„… insolvency-like proceedings, e.g. moratoria with detrimental effects on transfers and payments or measures of …” „… default or insolvency. This is all the more important as a functioning European financial market needs …” „… international systems, still vary significantly, especially when it comes to insolvency proceedings. Therefore …”

Article 7 Recognition of close-out netting provisions S. 1732-1734

„… principle of insolvency procedures that creditors are treated equally.3 Against this background, the …” „… State insolvency laws, thereby encouraging the use of close-out netting as a risk management 1. 6 …” „… Schlaegel, 75. 1 Löber and Klima, 210. 2 Paech, ‘Close-Out Netting, Insolvency Law and Conflict-of-Laws …”

Article 4 S. 1695

„… system A according to its rules. This order is forwarded through system B. If an insolvency proceeding …” „… insolvency proceedings against a participant or a system operator of an interoperable system shall not …” „… the opening of the insolvency proceedings. Member States may also provide that such a participant’s …”

Article 9 Conflict of laws S. 1739-1743

„… applied most often in insolvency proceedings. Because Art 9 determines the applicable law, it will, in the …” „… Luxembourg company I, goes bankrupt. Insolvency proceedings are opened in the Netherlands. French bank B …” „… to verify this claim, the Dutch insolvency administrator would have to first determine the law …”

Article 14 S. 1709-1710

„… , for instance, the not fully clarified application to insolvency-like proceedings (see above, → Art 2 …” „… mn 12) or the problem of direct notification of insolvency proceedings to ESMA (see above, → Art 6 mn …” „… 187; Paech P, ‘Close-Out Netting, Insolvency Law and Conflict-of-Laws’ (2014) 14 Journal of Corporate …”

Article 6 Recognition of title transfer financial collateral arrangements S. 1731-1732

„… Insolvency Safe Harbours’ (2016) 36 Oxford Journal of Legal Studies 855, 868. Art. 6 FCD Andy Ruzik 1731 12 …” „… principle of insolvency procedures that creditors are treated equally.3 Against this background, the …” „… State insolvency laws, thereby encouraging the use of close-out netting as a risk management 1. 6 …”

Introduction S. 1710-1711

„… ’ (2004) 7 Zeitschrift für das gesamte Insolvenzrecht 187; Paech P, ‘Close-Out Netting, Insolvency Law and …” „… Insolvency Safe Harbours’ (2016) 36 Oxford Journal of Legal Studies 855; Rusen G, ‘Financial Collateral …” „… Insolvency Safe Harbours’ (2016) 36 Oxford Journal of Legal Studies 855, 868, 870. 2 This is the general …”

Article 13 S. 1709

„… , for instance, the not fully clarified application to insolvency-like proceedings (see above, → Art 2 …” „… mn 12) or the problem of direct notification of insolvency proceedings to ESMA (see above, → Art 6 mn …”

Article 5 Right of use of financial collateral under security financial collateral arrangements S. 1728-1731

„… of Specifity (Springer 2009), 15; Ruzik, 508-10; Paech, ‘The Value of Financial Market Insolvency …” „… of Financial Market Insolvency Safe Harbours’ (2016) 36 Oxford Journal of Legal Studies 855, 869. 5 …” „… Wirtschafts- und Bankrecht 2305, 2307; Paech, ‘The Value of Financial Market Insolvency Safe Harbours’ (2016 …”

Index S. 1785-1803

„… . – insolvency procedings, financial collateral FCD 4 11, 8 1 et seq. – non-financial parties FCD 1 4 et seq …” „… 9 et seq. – zero-hour rules FCD 8 4 et seq. Finality – and actio pauliana SFD 3 8 – and insolvency …” „… 16 et seq. – and good faith protection FCD 8 9 et seq. – and insolvency proceedings FCD 4 11, 8 1 …”

Article 22 Mandatory depositary; appointment and duties of depositary S. 1353-1357

„… premium. 8. Member States shall ensure that in the event of insolvency of the depositary and/or of any …” „… of bank insolvency. The UCITS’ cash must not be mixed with the respective personal accounts of the …” „… investors from the depositary’s insolvency. All assets must be kept separately from the (sub-)depositary’s …”

Article 12 S. 1708-1709

„… , for instance, the not fully clarified application to insolvency-like proceedings (see above, → Art 2 …” „… mn 12) or the problem of direct notification of insolvency proceedings to ESMA (see above, → Art 6 mn …”

Article 1 Subject matter and scope S. 1711-1720

„… assurance; 1 Paech, ‘The Value of Financial Market Insolvency Safe Harbours’ (2016) 36 Oxford Journal of …” „… applicability, and some were strongly opposed to it in order to leave national insolvency laws, particularly …” „… collateral shall be exempted from certain restrictions in insolvency or procedural laws.16 Interestingly, Art …”

Article 10 a S. 1706-1708

„… ) requires every Member State to choose an authority to be notified of the decision to open an insolvency …” „… , supervision authorities as well as liquidators in already opened or impending insolvency proceedings against …”

Article 22 a Delegation by depositary S. 1357-1359

„… investors from the depositary’s insolvency. All assets must be kept separately from the (sub-)depositary’s …” „… ) takes all necessary steps to ensure that in the event of insolvency of the third party, assets of a …”

Article 4 Definitions S. 22-34

„… , especially in the event of the insolvency of the firm or of its proprietors, seizure, set-off or any other …” „… safeguarded, particularly in the event of the insolvency of the firm or one of its proprietors. Since the …” „… construct under national law that guarantees insolvency remoteness. The second condition is that the firm …”

Chapter 2 Conduct of business rules S. 1637-1643

„… including information on the insolvency law applicable in the relevant jurisdictions. 8. A CCP shall have a …” „… account are not part of the insolvency estate of the CCP or clearing member that keeps separate records …”

Article 87 Issue of unit equivalent to net asset value S. 1429

„… the equivalent, the fund bears the acquirors’ insolvency risk. The process foresees that the …”

Article 86 Distribution and reinvestments of income S. 1429

„… the equivalent, the fund bears the acquirors’ insolvency risk. The process foresees that the …”

Article 7 Access to a CCP S. 1594

„… procedures of a CCP based on the applicable insolvency law would not endanger the smooth and orderly …”

Article 12 S. 585

„… the brink of insolvency or operating a fraudulent business. Article 12 By way of derogation from …”

Article 1 Scope and UCITS definition S. 1304-1317

„… ) – a consequence of the Madoff scandal and the Lehmann insolvency;20 (b) the rules on the manager …” „… bear in the case of bank insolvency and the systemic risk which is imposed on financial markets …” „… , warrants this interpretation. Thus, the separate or collective treatment according to insolvency law …”

Article 88 Prohibition to guarantee loans S. 1429-1430

„… the equivalent, the fund bears the acquirors’ insolvency risk. The process foresees that the …”

Article 27 Authorisation, legal form, registered office S. 1365-1366

„… of insolvency risks stemming results from divergence in the level of protection for financial …”

Article 26 b Implementing acts S. 1364-1365

„… address various forms of insolvency risks stemming results from divergence in the level of protection for …”

Article 85 Valuation rules S. 1428-1429

„… the equivalent, the fund bears the acquirors’ insolvency risk. The process foresees that the …”

Article 6 Public register S. 1593-1594

„… close-out and other netting procedures of a CCP based on the applicable insolvency law would not endanger …”

Article 49 Compartments deemed UCITS S. 1380-1381

„… delineated for purposes of insolvency. This condition is not met in cases of share classes of a UCITS or …”

Article 11 S. 584-585

„… is on the brink of insolvency or operating a fraudulent business. Article 12 By way of derogation …”

Chapter 3 Prudential requirements S. 1643-1653

„… insolvency estate of the CCP or clearing member that keeps separate records and accounts. Chapter 3 …” „… , including the opening of an insolvency procedure, of one or more clearing members. The CCP shall establish a …”

Article 13 S. 585-586

„… the brink of insolvency or operating a fraudulent business. Article 12 By way of derogation from …”

Titelei/Inhaltsverzeichnis

Article 8 Access to a trading venue S. 1594-1596

„… procedures of a CCP based on the applicable insolvency law would not endanger the smooth and orderly …”

Article 16 Organisational requirements S. 65-120

„… firm’s insolvency, and to prevent the use of a client’s financial instruments on own account except with …”

Article 2 Definitions S. 1720-1722

„… founded on insolvency or are voluntary or compulsory; (k) ‘reorganisation measures’ means measures which …”

Article 5 The prospectus S. 974-984

„… the insolvency of the related credit institution, the said sums are intended, as a priority, to repay …” „… structure in the event of insolvency and the potential impact on the investment in the event of a resolution …”

Article 48 Consequences of merger S. 1377-1380

„… delineated for purposes of insolvency. This condition is not met in cases of share classes of a UCITS or …”

Introduction to Articles 39-43 Intro Art. 39-43 S. 538-541

„… little benefit for investors, but carried a high downward risk, such as the insolvency of the issuer.8 In …”

Article 35 Non-discriminatory access to a CCP S. 526-529

„… insolvency law would not endanger the smooth and orderly functioning, the validity or enforceability of such …”

Article 3 Optional exemptions S. 18-22

„… in instruments and funds must be safeguarded, especially in the event of the insolvency of the firm …”

Commentary on Articles 40 and 41 Art. 40, 41 S. 545-549

„… insolvency of A. This may be explained by the distributor during the marketing to potential investors and …”

Article 30 Indirect clearing arrangements S. 513-517

„… cases of bankruptcy or insolvency of a member in the chain pose the most ardent problems for direct and …”

Article 4 Enforcement of financial collateral arrangements S. 1724-1728

„… collateral remain unaffected in insolvency proceedings or reorganisation measures.4 The options to realise …”

Article 21 Review and evaluation S. 1617-1621

„… insolvency, fiscal responsibility lies predominantly with the Member State in which the CCP is established …”

Article 5 Half-yearly financial reports S. 1124-1131

„… insolvency risks.5 This leaves other securities, such as convertible or exchangeable bonds or covered …”

Article 8 Methodologies, models and key rating assumptions S. 1263-1269

„… example, in the event of a sudden insolvency of the issuer. A credit rating agency should set internal …”

Article 18 Trading process and finalisation of transactions in an MTF and an OTF S. 134-142

„… respective levels of segregation offered, including information on the insolvency law applicable in the …”

Article 45 Requirements for the management body of a market operator S. 252-262

„… has gone into insolvency during the tenure of the applicant director or within one year of him or her …”

Article 17 Algorithmic trading S. 120-134

„… offered, including information on the insolvency law applicable in the relevant jurisdiction. Implementing …”

Introduction S. 1563-1574

„… P, ‘Close-out netting, insolvency law and conflict-of-laws’ (2014) 14 JCLS 419; Paech P, ‘Securities …”

Article 17 Public disclosure of inside information S. 778-799

„… applicable insolvency laws, and immediate public disclosure of the relevant inside information would …”

doi.org/10.5771/9783845279893

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