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Alexander Proelß - United Nations Convention on the Law of the Sea

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Alexander Proelß (ed.)

United Nations Convention on the Law of the Sea

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2017

Results in this title

ANNEX VII ARBITRATION S. 2466-2492

„… /Notification_submitted_by_Panama.pdf. ArbitrationAnnex VII Art. 1 2–4 2466 Burke Reemers Publishing Services GmbH O:/Beck/Proells/3 …” „… /25. ArbitrationAnnex VII Art. 2 1 2468 Burke Reemers Publishing Services GmbH O:/Beck/Proells/3 …” „… . ArbitrationAnnex VII Art. 3 2470 Burke Reemers Publishing Services GmbH O:/Beck/Proells/3d/ANNEX VII.3d from …”

. Submission of disputes to a special chamber of the International Tribunal for the Law of the Sea or an ad hoc chamber of the Seabed Disputes Chamber or to binding commercial arbitration S. 1262-1267

„… of the Sea or an ad hoc chamber of the Seabed Disputes Chamber or to binding commercial arbitration 1 …” „… to the dispute, to binding commercial arbitration, unless the parties otherwise agree. A commercial …” „… arbitration, the arbitral tribunal determines, either at the request of any party to the dispute or proprio …”

. Institution of proceedings S. 2492-2499

„… : http://www.un.org/depts/los/settlement_of_disputes/ choice_procedure.htm. Special ArbitrationAnnex VIII Art. 1 2–4 2492 Caddell Reemers Publishing …” „… and Regional Regimes (2001), 91, 93. Special ArbitrationAnnex VIII Art. 1 7–9 2494 Caddell Reemers …” „… of scientific whaling conducted by Japan, as purportedly sanctioned under Special ArbitrationAnnex …”

. Choice of procedure S. 1850-1858

„… have accepted arbitration in accordance with Annex VII. 4. If the parties to a dispute have accepted …” „… for the settlement of the dispute, it may be submitted only to arbitration in accordance with Annex …” „… Libertad Arbitration (Argentine v. Ghana). Termination Order of 11 November 2013, available at …”

. General provisions S. 2506-2509

„… November 2013, available at: https://www.itlos.org/index.php?id=264&L=0. Special ArbitrationAnnex VIII Art …” „… generally shied away from addressing issues of a peculiarly Special ArbitrationAnnex VIII Art. 5 1–2 2508 …” „… VIII Art. 3 (c) requires the expert participants in a special arbitration process to be derived …”

. Lists of experts S. 2499-2503

„… ), Order of 16 December 2009, available at: http://www.itlos.org/ index.php?id=99. Special ArbitrationAnnex …” „… : http://www.un.org/depts/los/settlement_of_disputes/expertsunclosVIIIimo2016.pdf. Special ArbitrationAnnex VIII Art. 2 4–6 2500 Caddell Reemers Publishing Services GmbH …” „… , vol. V (1989) Special ArbitrationAnnex VIII Art. 3 2502 Caddell …”

. Settlement of disputes by any peaceful means chosen by the parties S. 1818-1821

„… principle in a positive way.’20 13Subsequently, in an arbitration on the maritime boundaries between the …” „… , mediation, conciliation, arbitration, judicial settlement, resort to regional agencies or arrangements, or …” „… VII and VIII (on arbitration); additionally, the exchange of views required by Art. 283 before the …”

. Obligation to exchange views S. 1831-1839

„… . Japan), Provisional Measures, Order of 27 August 1999, ITLOS Reports (1999), 280; PCA, Arbitration …” „… April 2006, RIAA XXVII, 147; PCA, Arbitration between Guyana and Suriname (Guyana v. Suriname), Award of …” „… 17 September 2007, RIAA XXX, 1; PCA, Bay of Bengal Maritime Boundary Arbitration between Bangladesh …”

. Delimitation of the exclusive economic zone between States with opposite or adjacent coasts S. 564-584

„… , Volume I: The Law of the Sea (2014), 304–341 Cases: Arbitration between Barbados and the Republic of …” „… between Them (2006), RIAA XXVII, 147; Arbitration between Guyana and Suriname (Guyana v. Suriname) (2007 …” „… ), RIAA XXX, 1; Arbitration under the Timor Treaty (Timor Leste v. Australia) (pending); Case Concerning …”

. Obligations under general, regional or bilateral agreements S. 1826-1831

„… Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of 18 March 2015, available at …” „… to arbitration, any party to the dispute shall be entitled to refer it to arbitration in accordance …” „… other instrument or instruments an obligation to settle such dispute by resort to arbitration or …”

. Application of procedures under this section S. 1845-1850

„… Reports (2013), 230; PCA, Arbitration between Guyana and Suriname (Guyana v. Suriname), Award of 17 …” „… September 2007, ILM 47 (2008), 166; PCA, Chagos Marine Protected Area Arbitration (Mauritius v. United …” „… Arbitration (Republic of the Philippines v. People’s Republic of China), Award on Jurisdiction and …”

. Delimitation of the continental shelf between States with opposite or adjacent coasts S. 652-667

„… .), The IMLI Manual on International Maritime Law, vol. I (2014), 304–341. Cases: Arbitration between …” „… Zone and the Continental Shelf between Them (2006), RIAA XXVII, 147; Arbitration between Guyana and …” „… Suriname (Guyana v. Suriname) (2007), RIAA XXX, 1; Arbitration under the Timor Treaty (Timor- Leste v …”

. Limitations on applicability of section 2 S. 1908-1920

„… , Arbitration between Barbados and the Republic of Trinidad and Tobago (Barbados v. Trinidad and Tobago), Award …” „… of 11 April 2006, RIAA XXVII, 147; PCA, Arbitration between Guyana and Suriname (Guyana v. Suriname …” „… ), Award of 17 September 2007, RIAA XXX, 1; PCA, Arctic Sunrise Arbitration (Netherlands v. Russian …”

. Right of the parties to agree upon a procedure S. 1934-1938

„… Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of 18 March 2015, available at …” „… : http://pca-cpa.org/MU-UK%2020150318%20Awardd4b1.pdf?fil_id=2899; Southern Bluefin Tuna Arbitration (Australia and New …” „… . Notwithstanding the Philippines’ insistence that the subject-matter of the arbitration did not involve any dispute …”

. Constitution of special arbitral tribunal S. 2503-2506

„… ArbitrationAnnex VIII Art. 3 2502 Caddell Reemers Publishing Services GmbH O:/Beck/Proells/3d/ANNEX VIII.3d from …” „… ArbitrationAnnex VIII Art. 3 5–6 2504 Caddell Reemers Publishing Services GmbH O:/Beck/Proells/3d/ANNEX VIII.3d …” „… of its special arbitration bodies. The Annex VIII process envisages that the parties to a dispute …”

. Procedure where no settlement has been reached by the parties S. 1821-1826

„… Reports (1999), 280; PCA, Arbitration between Barbados and the Republic of Trinidad and Tobago (Barbados v …” „… Protected Area Arbitration (Republic of Mauritius v. United Kingdom of Great Britain and Northern Ireland …” „… ; Southern Bluefin Tuna Arbitration (Australia and New Zealand v. Japan), Jurisdiction and Admissibility …”

. Regime of islands S. 859-882

„… 1929, 32 F.2 d 239, 240 (C.C.A. 5th, 1929) (USA); PCA, South China Sea Arbitration (Republic of the …” „… : https://www.pcacases.com/web/view/7; PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …” „… 2016 of the Arbitral Tribunal constituted under Annex VII UNCLOS in the South China Sea Arbitration …”

. Low-tide elevations S. 132-148

„… South China Sea Arbitration – Part I, 24 See McDougal/Burke (note 4), 420; there was a move by some …” „… : http://www.ejiltalk.org/the-jurisdictional-rubicon-scrutinizing-chinas-position-paper-on-the-south-china-sea-arbitration/; Hartini Dipla, Le regime juridique des iles dans le droit international de la mer (1984); Harm M …” „… Kwiatkowska, The Eritrea-Yemen Arbitration: Landmark Progress in the Acquisition of Territorial Sovereignty …”

ANNEX V CONCILIATION S. 2312-2335

„… Permanent Court of Arbitration, Press Release, 29 July 2016, https://www.pcacases.com/web/sendattach/ 1813 …” „… integrity are mentioned in Annex VI on the ITLOS (Art. 2), Annex VII on arbitration (Art. 2) and Annex VIII …” „… on special arbitration (Art. 2 (3)). Regarding competence, Annex V Art. 2, 1 UNCLOS III, Letter Dated …”

. Settlement of disputes S. 2545-2551

„… have accepted arbitration in accordance with Annex VII, unless the parties to the dispute otherwise …” „… Atlanto-Scandian Herring Arbitration (Denmark in respect of the Faroe Islands v. European Union), Termination Order …” „… Arbitration (Denmark in respect of the Faroe Islands v. European Union), Procedural Order No. 1 of 15 March …”

. Obligation to settle disputes by peaceful means S. 1814-1818

„… Measures, Order of 27 August 1999, ITLOS Reports (1999), 280; PCA, Arbitration between Guyana and Suriname …” „… Protected Area Arbitration (Republic of Mauritius v. United Kingdom of Great Britain and Northern Ireland …” „… , shall, first of all, seek a solution by negotiation, enquiry, mediation, conciliation, arbitration …”

. General obligation S. 1278-1288

„… =1429; PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …” „… . This jurisprudence has been pursued by the PCA in the so called South China Sea Arbitration of 12 July …” „… : http://www.pca-cpa.org/showpagea579.html?pag_id=1429. See also PCA, South China Sea Arbitration (Republic of the Philippines v …”

. Optional exceptions to applicability of section 2 S. 1920-1934

„… : 160.00mm 240.00mm Measures, Order of 23 December 2010, ITLOS Reports (2010), 58; PCA, Arbitration …” „… April 2006, RIAA XXVII, 147; PCA, Arctic Sunrise Arbitration (Netherlands v. Russian Federation), Award …” „… Jurisdiction1f28.pdf?fil_id=2845; PCA, Chagos Marine Protected Area Arbitration (Mauritius v. United Kingdom …”

. Measures to prevent, reduce and control pollution of the marine environment S. 1296-1316

„… =1429; PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …” „… ), Award of 12 July 2016, available at: https://www.pcacases.com/web/view/7; Trail Smelter Arbitration …” „… contained in the Trail Smelter Arbitration and the other one extending it to high seas areas. Art. 194 (3 …”

. Conciliation S. 1839-1842

„… Arbitration between Bangladesh and India noted that India had not alleged any failure on Bangladesh’s part to …” „… rounds of negotiations, and found accordingly.48 21 In the Chagos Marine Protected Area Arbitration, in …” „… kind that had been observed in the Southern Bluefin Tuna Arbitration. It observed that in practice …”

. Application of this section to disputes submitted pursuant to Part XI S. 1842-1845

„… ; Page size: 160.00mm 240.00mm arbitration, and the degrees of formality in the procedure vary …” „… arbitration, although findings of fact may be final if the mandate specifically calls for this.15 Conciliation …” „… control over the proceedings than in litigation or arbitration and remain free to reject its result …”

. Delimitation of the territorial sea between States with opposite or adjacent coasts S. 150-168

„… ; Dubai/Sharjah Border Arbitration, Arbitral Award of 19 October 1981, ILR 91 (1993), 543; ICJ, North Sea …” „… , 335; PCA, Arbitration between Barbados and the Republic of Trinidad and Tobago, Relating to the …” „… Tobago), Award of 11 April 2006, RIAA XXVII, 147; PCA, South China Sea Arbitration (Republic of the …”

. Fact finding S. 2509-2513

„… generally shied away from addressing issues of a peculiarly Special ArbitrationAnnex VIII Art. 5 1–2 2508 …” „… (1971) Cd. 4575. Special ArbitrationAnnex VIII Art. 5 6–9 2510 Caddell Reemers Publishing Services GmbH …” „… arbitration procedure and the more formalised alternatives for dispute resolution articulated under Art. 287 …”

. Provisional measures S. 1867-1879

„… internazionale (2000); Bill Mansfield, The Southern Bluefin Tuna Arbitration: Comments on Professor Barbara …” „… further Provisional Measures of 24 June 2003, ILM 42 (2003), 1187; PCA, South China Sea Arbitration …” „… ; PCA, The ‘Enrica Lexie’ Incident Arbitration (Italy v. India), Provisional Measures, Order of 29 April …”

. Sedentary species S. 541-544

„… ), GAOR 8th Sess. Suppl. 9 Cases: PCA, The Chagos Marine Protected Area Arbitration (Mauritius/United …” „… : http://www.pca-cpa.org/showpage.asp?pag_id=1429; PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …” „… expressly confirmed in PCA, The Chagos Marine Protected Area Arbitration (Mauritius/United Kingdom of Great …”

. Jurisdiction S. 1858-1864

„… International Court of Justice.’ The choice for the ITLOS and the ICJ reduces the likelihood that arbitration …” „… the Grenadines v. Guinea), Judgment of 1 July 1999, ITLOS Reports (1999), 10; PCA, Arbitration between …” „… Tribunal for the Law of the Sea (ITLOS), or a specialized arbitration tribunal, but not as regards the …”

Titelei/Inhaltsverzeichnis

„… of the Sea or an ad hoc chamber of the Seabed Disputes Chamber or to binding commercial arbitration …” „… ... .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. . 2463 ANNEX VII ARBITRATION Article 1. Institution of proceedings …” „… ... .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. . 2489 ANNEX VIII SPECIAL ARBITRATION Article 1. Institution of proceedings …”

. Legal status of the territorial sea, of the air space over the territorial sea and of its bed and subsoil S. 28-35

„… Matter of the Chagos Marine Protected Area Arbitration (Republic of Mauritius v. United Kingdom), Award …” „… of 18 March 2015, ILR 162, 1; PCA, In the Matter of the South China Sea Arbitration (Republic of the …” „… territorial sea tended to prevail until the nineteenth century. As upheld in the Bering Fur Seals Arbitration …”

. Right of hot pursuit S. 773-780

„… ), 10; PCA, Arctic Sunrise Arbitration (Netherlands v. Russia), Merits, Award of 14 August 2015 …” „… safety zones surrounding continental shelf installations see: PCA, Arctic Sunrise Arbitration …” „… time pursuit commenced. In the Arctic Sunrise Arbitration it was said of this formulation that ‘the …”

. Ports S. 120-129

„… 1044 (1959) Cases: Dubai/Sharjah Border Arbitration, Arbitral Award of 19 October 1981, ILR 91, 543 …” „… Law of the Sea, Sofia Conference (2012), 26. In the Dubai/Sharjah Border Arbitration, Arbitral Award …” „… in the Dubai/Sharjah Arbitration (1981).12 II. Historical Background 5Art. 11 had a relatively …”

. Sovereign right of States to exploit their natural resources S. 1288-1296

„… of protection.84 As has been highlighted in the recent South China Sea Arbitration, Art. 192 imposes …” „… , see Czybulka on Art. 194 MN 30 et seq. 84 South China Sea Arbitration (note 5), para. 945; Kristina …” „… Art. 194 MN 33–34. 85 South China Sea Arbitration (note 5), para. 959, Emphasis added. 86 Cf. ITLOS …”

. Monitoring of the risks or effects of pollution S. 1357-1365

„… Area Arbitration (Mauritius v. United Kingdom), Award of 18 March 2015, available via …” „… ), Provisional Measures, Order of 27 August 1999, ITLOS Reports (1999), 280; Trail Smelter Arbitration Tribunal …” „… the Sea, Chagos Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of 18 March …”

. Normal baseline S. 46-61

„… ), Merits, Judgment of 16 March 2001, ICJ Reports (2001), 40; PCA, Arbitration between Guyana and Suriname …” „… Arbitration (Philippines v. People’s Republic of China), Award of 12 July 2016, http://www.pcacases.com …” „… for the acceptance of the charted line no longer exists. 25 In the Arbitration between Guyana and …”

. Reservation of the high seas for peaceful purposes S. 683-688

„… islands generally see also PCA, South China Sea Arbitration (Republic of the Philippines v. People’s …” „… Reports (1974), 457; PCA, Arctic Sunrise Arbitration (Netherlands v. Russia), Merits, Award of 14 August …” „… Sunrise Arbitration it was suggested (without elaboration) that Art. 88 functioned to limit the right of …”

. Rights, jurisdiction and duties of the coastal State in the exclusive economic zone S. 419-438

„… : http://www.itlos.org/index.php?id=171; PCA, Arbitration between Barbados and the Republic of Trinidad and Tobago, Relating to the …” „… Tobago), Decision of 11 April 2006, RIAA XXVII, 147; PCA, Chagos Marine Protected Area Arbitration …” „… Awardd4b1.pdf?fil_id=2899; PCA, South China Sea Arbitration (Philippines v. China), Award of 12 July 2016 …”

. Archipelagic baselines S. 353-375

„… . Ukraine), Judgment of 3 February 2009, ICJ Reports (2009), 61; PCA, Arbitration between Barbados and the …” „… , South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China), Award of 12 …” „… Arbitration, where the Tribunal stated that the Chinese claim in the Spratly Islands could be understood to be …”

. Obligations under other conventions on the protection and preservation of the marine environment S. 1597-1606

„… Measures, Order of 3 December 2001, ITLOS Reports (2001); PCA, South China Sea Arbitration (Republic of the …” „… has been cited approvingly by the Tribunal in the South China Sea Arbitration when it alluded also to …” „… , South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China), Award of 12 …”

. Catadromous species S. 537-541

„… (2010), 14; Lac Lanoux Arbitration (France v. Spain), Award of 16 November 1957, ILR 24, 101 Contents I …” „… where catadromous fish migrate.’ 21 See e. g. Lac Lanoux Arbitration (France v. Spain), Award of 16 …” „… . Suppl. 9 Cases: PCA, The Chagos Marine Protected Area Arbitration (Mauritius/United Kingdom of Great …”

. Freedom of the high seas S. 679-683

„… th Session, ILC Yearbook (1956), vol. I Cases: PCA, Arctic Sunrise Arbitration (Netherlands v. Russia …” „… Arbitration (Republic of the Philippines v. People’s Republic of China), Award of 12 July 2016, available at …” „… , Arctic Sunrise Arbitration (Netherlands v. Russia), Merits, Award of 14 August 2015, para. 227, available …”

. Preferential treatment for developing States S. 1353-1357

„… ), 280; PCA, The Chagos Marine Protected Area Arbitration (Mauritius/United Kingdom of Great Britain and …” „… , UNEP has adopted the Bali Strategic Plan 8 See e. g. PCA, The Chagos Marine Protected Area Arbitration …” „… United Nations Convention on the Law of the Sea, Chagos Marine Protected Area Arbitration (Mauritius v …”

. Combination of methods for determining baselines S. 148-150

„… the Philippines v.China Arbitration concerning several maritime features in the South China Sea, the …” „… role in generating maritime zones. 114 Supra, note 27. 115 South China Sea Arbitration (note 6), paras …” „… Sea Arbitration (note 6), in section E of its award. Combination of methods for determining baselines …”

. Jurisdiction of the Seabed Disputes Chamber S. 1255-1262

„… arbitration pursuant to Article 63 of the Convention); d. Article 58, on the possibility of State Parties to …” „… , providing for conciliation, arbitration, fisheries, scientific research, and the International Tribunal for …” „… paragraph 1 above, the dispute shall instead be submitted to arbitration in accordance with the provisions …”

. Applicable law S. 1894-1897

„… ), Jurisdiction and Admissibility, Award of 4 August 2000, RIAA XXIII, 1; PCA, Arbitration between Barbados and …” „… Southern Bluefin Tuna (CCSBT)15 excluded unilateral references to compulsory arbitration or adjudication …” „… , Arbitration between Barbados and the Republic of Trinidad and Tobago (Barbados v. Trinidad and Tobago), Award …”

. Breadth of the territorial sea S. 35-42

„… was adopted in the Chagos Arbitration, where the Tribunal’s interpreted the authoritative languages of …” „… sovereignty in territorial sea. In the Chagos Arbitration, the sovereignty of the United Kingdoms was limited …” „… Arbitration, where the Tribunal held that traditional fishing rights constitute a vested right, and that …”

. Access S. 1879-1882

„… ), para. 67. 73 Bill Mansfield, The Southern Bluefin Tuna Arbitration, Comments on Professor Barbara …” „… organization and the member States shall be deemed to have accepted arbitration under Annex VII. 5 In fact, the …” „… only by submitting the dispute to an Annex VII arbitration tribunal and did so. Later, Chile and the …”

. Use of terms and scope S. 18-28

„… (1989) Cases: Indus Waters Kinshenganga Arbitration (Pakistan v. India), Partial Award, 18 February 2013 …” „… Environment (3rd edn. 2009), 388. The Arbitral Tribunal in the Indus Waters Kinshenganga Arbitration stated …” „… Waters Kinshenganga Arbitration (Pakistan v. India), Partial Award, 18 February 2013, para. 452 …”

. Settlement of disputes S. 1758-1762

„… Role of the Permanent Court of Arbitration-Reflections on the Centenary of the 1907 Convention for the …” „… Permanent Court of Arbitration-Reflections on the Centenary of the 1907 Convention for the Pacific …” „… decisions, and ‘judicial means’, through arbitration30 or standing courts, whose decisions are binding.31 9 …”

. Utilization of the living resources S. 494-507

„… Fishing Rights in Canadian Waters: The 1986 La Bretagne Arbitration, International Journal of Estuarine …” „… : https://www.itlos.org/en/cases/list-of-cases/case-no-21/; PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …” „… (3). This interpretation of Art. 62 was confirmed by the Tribunal in the South China Sea Arbitration …”

. Limitation on jurisdiction with regard to decisions of the Authority S. 1267-1272

„… to in article 187, subparagraph (c)(i), shall be submitted […] to binding commercial arbitration’ 18 …” „… jurisdiction of the SBDC according to Art. 187. 4. ‘the arbitration shall be conducted in accordance with the …” „… UNCITRAL Arbitration Rules’ 20 The Regulations on Prospecting and Exploration for Polymetallic Nodules in …”

. Duty of States to adopt with respect to their nationals measures for the conservation of the living resources of the high seas S. 804-818

„… Unregulated Fishing (2004); Proceedings of the Tribunal of Arbitration, Convened at Paris under the Treaty …” „… Bering Sea Fur Seals Arbitration.7 The arbitration arose out of the seizure, trial and sentencing of …” „… the Tribunal of Arbitration, Convened at Paris under the Treaty between the United States of America …”

. Measurement of the breadth of the territorial sea, the contiguous zone, the exclusive economic zone and the continental shelf S. 375-377

„… , Philippines: Archipelagic and other Maritime Claims, Limits in the Seas No. 142 (2014) Cases: PCA, Arbitration …” „… maritime boundary with Barbados; cf. PCA, Arbitration between Barbados and the Republic of Trinidad and …”

. Status of Annexes S. 2038-2040

„… the Sea), VII (Arbitration) and VIII (Special Arbitration), as these spell out details of the …”

. Monetary penalties and the observance of recognized rights of the accused S. 1555-1558

„… Doc. LEG/ MISC. 6 (2008) Cases: Trail Smelter Arbitration Tribunal, Trail Smelter Case (US v. Canada …” „… Arbitration Tribunal, Trail Smelter Case (US v. Canada), Award of 16 April 1938 and Award of 11 March 1941 …”

. Rights and duties of other States in the exclusive economic zone S. 445-459

„… , available at: http://www.itlos.org/index.php?id=171; PCA, South China Sea Arbitration (Philippines v. China …” „… : http://www.itlos.org/index.php?id=171. In its decision on the merits in the South China Sea Arbitration (Philippines v. China …” „… Arbitration (note 28), para. 744. 76 Ibid., paras. 125–129. 77 Ibid., Separate Opinion of Judge Paik, para. 14 …”

. Application of the provisions of this Part S. 676-679

„… Yearbook (1956), vol. I Cases: PCA, Arctic Sunrise Arbitration (Netherlands v. Russia), Merits, Award of 14 …” „… August 2015, available at: http://www.pcacases.com/web/view/21; PCA, South China Sea Arbitration …”

. Invalidity of claims of sovereignty over the high seas S. 688-691

„… the Meetings of the 8th Session, ILC Yearbook (1956), vol. I Cases: PCA, South China Sea Arbitration …” „… discussion in PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …”

. Experts S. 1864-1867

„… , whether the lists of experts for the purpose of appointing members of the specialized arbitration …” „… of the experts that may be nominated in the lists for special arbitration, speak of experts ‘whose …”

. Existing agreements, traditional fishing rights and existing submarine cables S. 383-390

„… the Matter of the South China Sea Arbitration (Republic of the Philippines v. People’s Republic of …” „… Arbitration, where the Tribunal stated: ‘Its distinguishing characteristic will always be that, in contrast …” „… China Sea Arbitration (Republic of the Philippines v. People’s Republic of China), Award of 12 July 2016 …”

. Bays S. 106-120

„… . Ukraine), Judgment of 3 February 2009, ICJ Reports (2009), 61; PCA, South China Sea Arbitration (Republic …” „… , earlier in 1910 in the North Atlantic Coast Fisheries Case, the Permanent Court of Arbitration had found …” „… ), 18. See now the PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of …”

. Nationality of Ships S. 693-701

„… Arbitration (Netherlands v. Russia), Merits, Award of 14 August 2015, available at …” „… Reports (2014), 1, para. 128; see also PCA, The Arctic Sunrise Arbitration (Netherlands v. Russia), Merits …” „… ), Award of 8 August 1905, RIAA XI, 83; PCA, Arctic Sunrise Arbitration (Netherlands v. Russia), Merits …”

. Charts and lists of geographical coordinates S. 667-671

„… Arbitration, for instance, the question arouse as to whether the Convention of 1886 established the maritime …” „… boundary between the two States in West Africa. In this case, the Court of Arbitration ruled that the 1886 …”

. Status of ships S. 701-705

„… ), Award of 8 August 1905, RIAA XI, 83; PCA, Arctic Sunrise Arbitration (Netherlands v. Russia), Merits …” „… . Turkey), Judgment of 7 September 1927, PCIJ Series A, No. 10, 4. 5 PCA, The Arctic Sunrise Arbitration …”

. Ships and aircraft which are entitled to seize on account of piracy S. 756-760

„… ), though at time of writing the question of jurisdiction is the subject of international arbitration …” „… jurisdiction of Indian federal courts the matter is presently the subject of an international arbitration …”

. Sea-Bed Disputes Chamber of the International Tribunal for the Law of the Sea S. 1251-1255

„… 1, of the Charter, that is, by negotiation, conciliation, arbitration, judicial settlement, via …” „… chamber. Art. 188 dealt with reference of disputes to arbitration, Art. 190 with advisory opinions, and …”

. Rights of the coastal State over the continental shelf S. 601-615

„… . Suppl. 9, 12–45 Cases: Arbitration between Petroleum Development (Trucial Coast) Ltd. and Sheikh of Abu …” „… Dhabi, AJIL 47 (1953), 156–159; Cornish Submarine Mines (First) Arbitration of 1856; ICJ, Case …” „… Cornish Submarine Mines (First) Arbitration of 1856; Maggio on Art. 85 MN 2–5. 9 Churchill/Lowe (note 7 …”

. Cooperation of States in the conservation and management of living resources S. 818-831

„… Reports (1997), 7; Lac Lanoux Arbitration (France v. Spain) Award of 16 November 1957, ILR 24, 101; ICJ …” „… Arbitration.5 In that case, the British argued, and the Tribunal accepted, that conservation measures relating …” „… not in agreement are free to resort to arbitration as provided for in the Draft Articles, but any …”

. Pollution from land-based sources S. 1379-1392

„… Area Arbitration (Mauritius v. United Kingdom), Award of 18 March 2015, available at …” „… capacity. Within this context, in the Chagos Marine Protected Area Arbitration, the arbitral tribunal …” „… . 207 (3). 42 PCA, Chagos Marine Protection Area Arbitration (Mauritius v. United Kingdom), Award of 18 …”

. Tunnelling S. 671-676

„… Submarine Mines (First) Arbitration of 1856; ICJ, Case Concerning the Continental Shelf (Tunisia v. Libyan …” „… Submarine Mines (First) Arbitration of 1856, where ‘the right to own all mines and minerals lying under the …”

. Assessment of potential effects of activities S. 1370-1379

„… of 1 February 2011, ITLOS Report (2011), 10; Trail Smelter Arbitration Tribunal, Trail Smelter Case …” „… changes to the marine environment’ in Art. 206 can be traced back to the Trail Smelter Arbitration.38 In …” „… . 39 Trail Smelter Arbitration Tribunal, Trail Smelter Case (US v. Canada), Award of 16 April 1938 and …”

. Pollution from seabed activities subject to national jurisdiction S. 1392-1401

„… ), OSPAR 03/17/1-E, Annex 31 Cases: PCA, Chagos Marine Protection Area Arbitration (Mauritius v. United …” „… harmonize’ policies imposed on States in Art. 194 (1) in the Chagos Marine Protected Area Arbitration …” „… , Chagos Marine Protection Area Arbitration (Mauritius v. United Kingdom), Award of 18 March 2015, para …”

. Cooperation on a global or regional basis S. 1329-1334

„… Reports (2003), 10; PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of …” „… ), 212 (3). 14 PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of …”

. Drilling on the Continental Shelf S. 635-640

„… Horizon Oil Spill (2011) Cases: Arbitration between Petroleum Development (Trucial Coast) Ltd. and Sheikh …” „… .), Australian Coastal and Marine Law (2012), Ch. 7. 21 Arbitration between Petroleum Development (Trucial Coast …”

. Cooperation among international organizations Article 278. Cooperation among international organizations S. 1808-1814

„… Reports (1999), 280; PCA, Arbitration between Guyana and Suriname (Guyana v. Suriname), Award of 17 …” „… September 2007, RIAA XXX, 1; PCA, In the Matter of the Chagos Marine Protected Area Arbitration (Republic of …”

. Depositary S. 2040-2045

„… the Sea), VII (Arbitration) and VIII (Special Arbitration), as these spell out details of the …”

ANNEX VI STATUTE OF THE INTERNATIONAL TRIBUNAL FOR THE LAW OF THE SEA S. 2335-2466

„… to parties than arbitration since decisions of such chambers are decisions of a standing court, not …”

. Sea lanes and traffic separation schemes in straits used for international navigation S. 308-314

„… . 36 (2000) Cases: Court of Arbitration, Case Concerning a Dispute between Argentina and Chile …” „… of general relevance to the regime of international straits: Court of Arbitration, Case Concerning a …”

. Stocks occurring within the exclusive economic zones of two or more coastal States or both within the exclusive economic zone and in an area beyond and adjacent to it S. 507-514

„… Arbitration (The Kingdom of Denmark in Respect of the Faroe Islands/European Union), Termination Order of 23 …” „… Annex VII UNCLOS), Atlanto-Scandian Herring Arbitration (The Kingdom of Denmark in Respect of the Faroe …”

. Marine mammals S. 851-859

„… 1893 Bering Fur Seals Arbitration7 arose out of the seizure, trial and sentencing, by the United States …” „… identified in the 19th century, the precedent set by the Bering Fur Seals Arbitration severely curtailed …”

. Conservation of the living resources S. 481-494

„… ), The Chagos Marine Protected Area Arbitration (Mauritius/United Kingdom of Great Britain and Northern …” „… Convention.’ For example, in the Chagos Arbitration, the United Kingdom was held to have violated Art. 56(2 …” „… Tribunal Constituted under Annex VII UNCLOS), The Chagos Marine Protected Area Arbitration …”

. Marine mammals S. 520-528

„… of Art. 120. II. Historical Background 4The Bering Fur Seal Arbitration of 189311 is considered the …” „… August 1893, RIAA XXVIII, 263. 12 Proelss (note 6), paras. 5–8. 13 Bering Fur Seal Arbitration (note 11 …”

. Ice-covered areas S. 1567-1586

„… Proceedings 40 (1988), 315–334 Cases: PCA, The Arctic Sunrise Arbitration (Netherlands v. Russia), Award on …” „… interesting to note that the Tribunal in the Arctic Sunrise Arbitration stated that ‘[t]here is evendence …” „… located.’ PCA, The Arctic Sunrise Arbitration (Netherlands v. Russia), Award on the Merits, 14 August 2015 …”

. Institution of civil proceedings S. 1553-1555

„… Doc. LEG/ MISC. 6 (2008) Cases: Trail Smelter Arbitration Tribunal, Trail Smelter Case (US v. Canada …”

. Artificial islands, installations and structures in the exclusive economic zone S. 465-481

„… 1999, ITLOS Reports (1999), 10; PCA, South China Sea Arbitration (Philippines v. China), Award of 12 …” „… taken any regulatory measures.’ See also PCA, South China Sea Arbitration (Philippines v. China), Award …” „… International Law, ODIL 43 (2012), 371, 379. 37 See South China Sea Arbitration (note 29), para. 1037: ‘China …”

. Anadromous stocks S. 528-537

„… Seals Arbitration, the Tribunal explicitly rejected the argument that a State of origin should have …” „… Reports (2010), 14; Lac Lanoux Arbitration (France v. Spain), Award of 16 November 1957, ILR 24, 101 …”

Index S. 2554-2619

„… – vacancy in the tribunal Annex VII 12 7 Arbitration Annex VII, see also Special arbitration – award Annex …” „… Institution of arbitration proceedings – list of arbitrators Annex VII 2 1 et seq., see also there – procedure …”

. Legal status of archipelagic waters, of the air space over archipelagic waters and of their bed and subsoil S. 377-380

„… maritime boundary with Barbados; cf. PCA, Arbitration between Barbados and the Republic of Trinidad and …”

. Disclosure of information S. 1948-1951

„… Justice (ICJ) as well as Annex VII arbitral tribunals and special arbitration panels foreseen under Annex …”

. Specific legal regime of the exclusive economic zone S. 409-419

„… Reports (1969), 3; PCA, Chagos Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of …” „… Area Arbitration (Mauritius v. United Kingdom), Award of 18 March 2015, para. 303, available at …”

. Roadsteads S. 129-132

„… Paper on the South China Sea Arbitration – Part I, 24 See McDougal/Burke (note 4), 420; there was a move …”

. Notification to the flag State and other States concerned S. 1558-1562

„… . 13 Art. 113. 14 Annex III, Art. 18 (1)(a) Annex III UNCLOS. 15 Trail Smelter Arbitration Tribunal …”

. Straight baselines S. 66-85

„… . Yemen), Award of 9 October 1998, ILM (2001), 900; PCA, Bay of Bengal Maritime Boundary Arbitration …” „… without consultation: Chile following an award from Court of Arbitration (Argentina v. Chile, ILM 1978 …” „… of Bengal Maritime Boundary Arbitration (Bangladesh v. India), Award of 7 July 2014, para. 250 …”

. Duties of ships and aircraft during their passage, research and survey activities, duties of the archipelagic State and laws and regulations of the archipelagic State relating to archipelagic sea lanes passage S. 405-409

„… Reports (1969), 3; PCA, Chagos Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of …”

. Illicit traffic in narcotic drugs or psychotropic substances S. 760-764

„… jurisdiction of Indian federal courts the matter is presently the subject of an international arbitration …”

. Signature S. 1969-1980

„… : https://www.itlos.org/en/cases/list-of-cases/case-no-21/; PCA, Chagos Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of 18 …” „… ), 53–58. 10 See PCA, Chagos Marine Protected Area Arbitration (Mauritius v. United Kingdom), Award of 18 …”

. Seizure of a pirate ship or aircraft S. 750-754

„… circumstances’.16 It was similarly suggested in the Guyana v. Suriname arbitration that ‘force may be used in …”

. Right of land-locked States S. 544-549

„… Arbitration (note 15), para. 956. 18 Art. 10 Convention on Biological Diversity (CBD). 19 Art. 4 CBD. Right of …”

. Sovereign immunity S. 1592-1597

„… (2001); PCA, South China Sea Arbitration (Republic of the Philippines v. People’s Republic of China …”

. Artificial islands, installations and structures on the continental shelf S. 629-635

„… Horizon Oil Spill (2011) Cases: Arbitration between Petroleum Development (Trucial Coast) Ltd. and Sheikh …”

. Responsibility and liability S. 1750-1758

„… of International Disputes: The Role of the Permanent Court of Arbitration-Reflections on the …”

. Breadth of the exclusive economic zone S. 438-445

„… , available at: http://www.itlos.org/index.php?id=171; PCA, South China Sea Arbitration (Philippines v. China …”

. Nature and fundamental principles of the Authority S. 1108-1116

„… provision including an arbitration clause.103 Notably, there are separate provisions on the status and …”

. Use of technologies or introduction of alien or new species S. 1320-1329

„… Arbitration (Republic of the Philippines v. People’s Republic of China), Award of 12 July 2016, available at …”

. Charts and lists of geographical coordinates S. 168-177

„… / LEGISLATIONANDTREATIES/PDFFILES/TREATIES/HRVBIH1999SB.PDF. 150 Such as the Grisbådarna Case (note 92); the Beagle Channel Arbitration (note 94 …”

. Establishment of the Authority S. 1098-1108

„… including an arbitration clause.103 Notably, there are separate provisions on the status and functioning of …”

. Prompt release of vessels and crews S. 1882-1894

„… ), Jurisdiction and Admissibility, Award of 4 August 2000, RIAA XXIII, 1; PCA, Arbitration between Barbados and …”

ANNEX II COMMISSION ON THE LIMITS OF THE CONTINENTAL SHELF S. 2068-2114

. Internal waters S. 85-97

„… Arbitration (Bangladesh v. India), Award of 7 July 2014, para. 250, available at …”

. Right to fish on the high seas S. 792-804

„… territorial sea, such as that of the United States in the Bering Fur Seals Arbitration,11 were firmly rejected …”

. Conservation of the living resources of the high seas S. 831-851

„… reinforced by their prescription in the 1898 Behring Sea Fur Seals Arbitration.13 7 At the same time, the …”

ANNEX III BASIC CONDITIONS OF PROSPECTING, EXPLORATION AND EXPLOITATION S. 2114-2276

doi.org/10.5771/9783845258874

Jonathan Black-Branch, Nicole Conrad, Peter Münch - International Commercial Arbitration

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Jonathan Black-Branch (ed.), Nicole Conrad (ed.), Peter Münch (ed.)

International Commercial Arbitration

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2013

Results in this title

§ 5 WIPO Arbitration Rules and WIPO Expedited Arbitration Rules S. 190-245

„… . Available at: ‹http://www.wipo.int/amc/en/ arbitration/agicoa/› [Accessed 14 June 2012]; WIPO, n.d.WIPO …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/05_WIPO_formatiert_neu (inkl …” „… Arbitration Rules and WIPO Expedited Arbitration Rules* Page I. Introduction …”

§ 1 Introduction to Arbitration S. 16-25

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/01_Introduction_formatiert_neu …” „… Arbitration Page I. Historical Background and Development . . . . . . . . . . . . . . . . . . . . . 2 II …” „… . Why Choose Arbitration? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1 …”

§ 2 Sample Clauses for International Arbitration Agreements S. 26-49

„… arbitrators shall [at any stage of the arbitration/at a preliminary stage] have the discretion to hear and …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/02_Sample …” „… 240.00mm § 2 Sample Clauses for International Arbitration Agreements Page I. Standard Clause as Often …”

§ 8 Dubai S. 360-421

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/08_Dubai_formatiert_neu (inkl …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 347 2. Arbitration Institutions in Dubai . . . . . . . . . . . . . . . . . . . . . . . . . . . 347 3 …” „… . Current Status of the Law of Arbitration . . . . . . . . . . . . . . . . . . . . . 348 II. Model Clause …”

§ 12 India S. 568-657

„… . . . . . . . . . . . . . . . . . . . . . 562 II. Model Clause (Indian Council of Arbitration/ICA) . . . . . . . . . . . . . . . 567 III …” „… Model and Standard Forms (ICA) . . . . . . . . . . . . . . . . . 576 1. Notice of Arbitration/Request …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 588 3. Response to the Notice of Arbitration/Response to Request for Arbitration …”

§ 13 Malaysia S. 658-691

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/13_Malaysia_formatiert_neu …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 645 3. Arbitration Institutions in Malaysia . . . . . . . . . . . . . . . . . . . . . . . . . 646 4 …” „… . Current Status of the Law of Arbitration . . . . . . . . . . . . . . . . . . . . . 648 II. Model Clauses …”

§ 7 China S. 322-359

„… of a dispute – both pre and post referral to arbitration/Tribunal formation – and the various methods …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/07_China_formatiert_neu (inkl …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 308 2. Arbitration Commissions/Institutions in the PRC . . . . . . . . . . . . . . . 309 3. Current …”

§ 10 Germany S. 470-513

„… . Model Clause (German Institution of Arbitration/DIS) . . . . . . . . . . . 466 1. Model Clause for …” „… first one filed in the matter. II. Model Clause (German Institution of Arbitration/DIS) 1. Model Clause …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/10_Germany_formatiert_neu (inkl …”

§ 11 Hong Kong S. 514-567

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/11_Hong Kong …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500 2. Arbitration Institutions in Hong Kong . . . . . . . . . . . . . . . . . . . . . . . 501 3 …” „… . Current Status of the Law of Arbitration . . . . . . . . . . . . . . . . . . . . . 502 II. Model Clauses …”

§ 3 UNCITRAL Rules S. 50-137

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/03_UNCITRAL_formatiert_neu …” „… mm Arbitration Rules and Country Reports § 3 UNCITRAL Rules Page I. Introduction …” „… ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2. Current Status of the UNCITRAL Arbitration Rules . . . . . . . . . . . . 40 II. Model Clause …”

§ 14 Singapore S. 692-727

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/14_Singapore_formatiert_neu …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 680 3. Arbitration Institutions …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 680 4. Current Status of the Law of Arbitration . . . . . . . . . . . . . . . . . . . . . 682 II …”

§ 15 Sweden S. 728-767

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/15_Sweden_formatiert_neu.3d …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715 1. The Arbitration Institute of the Stockholm Chamber of Commerce (“SCC …” „… . Arbitration Check List . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 718 1 …”

§ 4 ICC S. 138-189

„… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/04_ICC_formatiert_neu (inkl …” „… b. The Arbitration Agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 c. The …” „… Arbitration Proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128 d. The Arbitral Award …”

§ 17 Alternative Dispute Resolution S. 874-915

„… : German Institution of Arbitration/DIS – The DIS Conflict Management Rules [online] Available at …” „… : German Institution for Arbitration/DIS – Model clause of the DIS Conflict Management Rules [online …” „… covered by this book, only the German Institution for Arbitration/DIS provides a formal conciliation …”

§ 16 Switzerland S. 768-873

„… . Cost of Arbitration,[online]. Available at: ‹https://www.swissarbitration.org/sa/en/costs.php …” „… at: ‹http:// arbitration.practicallaw.com/2-504-0957› [Accessed 6 April 2012]; VOSER, N., 2010. Swiss …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/16_Switzerland_formatiert_neu.3 …”

§ 9 England & Wales S. 422-469

„… . Model Clause (London Court of International Arbitration/LCIA) . . . . 416 III. Arbitration Check List …” „… of International Arbitration/LCIA) 9.34 The LCIA has recommended the following as a standard clause …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/09_England and …”

Titelei/Inhaltsverzeichnis S. 1-15

„… Arbitration/Deutsche Institution f r Schiedsgerichtsbarkeit e.V. DRB Dispute Review Board e.g. exempli gratia (= for …” „… Commercial Arbitration Standard Clauses and Forms Commentary International Commercial Arbitration Standard …” „… Clauses and Forms Commentary Conrad/Münch/Black-Branch (eds.) International Commercial Arbitration …”

§ 6 Austria S. 246-321

„… improving Austria’s traditional position as an arbitration-friendly jurisdiction. Most provisions are not …” „… Reemers publishing services GmbH o:/Helbing/Arbitration_Handbook/3d/06_Austria_formatiert_neu (inkl …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238 b. Arbitration Agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238 c …”

doi.org/10.5771/9783845259116

Patrick Ostendorf - International Sales Terms

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Patrick Ostendorf

International Sales Terms

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2014

Results in this title

Arbitration and Litigation S. 151-164

„… arbitration/litigation. Besides the problem that mandatory ADR procedures may considerably extend the overall duration of …” „… / Arbitration-and-ADR/Arbitration/Standard-ICC-Arbitration-Clauses/>) with regard to arbitration conducted in China. However, it is still unclear whether Art 16 of …” „… choose the applicable law also with regard to concurring claims under tort.606 XIV. Arbitration and …”

The governing law of the contract S. 147-151

„… resolving a potential contractual dispute between the parties. Many domestic arbitration laws as well as …” „… international conventions explicitly stipulate in line with the arbitration rules of the major arbitration …” „… for arbitration instead of litigation.592 In the case of an arbitral tribunal having its seat in …”

Index S. 196-201

„… competition and antitrust laws arbitration 13, 126–128, 338–340, 342, 345–368 – ad-hoc ~ 347, 348, 359 …” „… arbitration 338–340, 345 – ~ clause 18, 337–342 – impact of ~ 1–13, 73, 76, 167, 282, 283, 287, 298, 314, 321 …” „… majeure clause 315 – UPICC see there ICC – ~ arbitration rules 13, 127, 338, 347, 357, 358, 360, 361, 368 …”

Titelei/Inhaltsverzeichnis S. 1-17

„… Rules of Arbitration (2012). The European Commission has proposed a draft for a new Common European …” „… ....................................................................................................................... 130 XIV. Arbitration and Litigation …” „… International Arbitration Antitrust L J .............................. Antitrust Law Journal Arb Int …”

General Part S. 18-74

„… Arbitration Survey: Choices in International Arbitration”, conducted by the Queen Mary University (London) in …” „… 2010 Statistical report, ICC International Court of Arbitration Bulletin, Vol. 22 No 1 (2011). For an …” „… Jansen and M Spilker, “The Application of the CISG in the World of International Commercial Arbitration …”

Appendix S. 164-196

„… International Sales Terms (including in particular the arbitration agreement stipulated in Art 14 of the …” „… ARBITRATION (1) All disputes arising from or related to the Contract, regardless of their legal basis …” „… (contract, tort or otherwise), shall be submitted to the International Court of Arbitration of the …”

Product Defects S. 105-115

„… determination on the required quality. A good example is a finding by an arbitral tribunal of the Arbitration …” „… International Arbitration and International Commercial Law: Synergy, Convergence and Evolution. Liber Amicorum …” „… ) 571, 578, 444 Award of the Arbitration Institute of the Stockholm Chamber of Commerce (5 Jun 1998 …”

Limitation of Actions S. 126-133

„… International Commercial Arbitration” [2007] Arb Int 2007, 293, 296 f. The applicable limitation periods of …” „… contract goods would last at least for a period of 30 years, see Arbitration Institute of the Stockholm …”

Export Control Regulations S. 133-135

„… obligations and on international commercial arbitration” [2012] IBLJ 405 ff. 541 See also Murray et al (n 352 …”

Payment Terms S. 94-97

„… mutually acknowledged by the parties or finally adjudicated by a court or an arbitration tribunal, provided …”

Delivery Terms S. 97-103

„… court or an arbitration tribunal, provided that the counterclaim is in each case owed in the same …”

The Main Contract Document S. 74-92

„… Sales Terms (including in particular the arbitration agreement stipulated in Art 14 of the International …”

doi.org/10.5771/9783845259000

Marc Bungenberg, Jörn Griebel, Stephan Hobe, August Reinisch - International Investment Law

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Marc Bungenberg (ed.), Jörn Griebel (ed.), Stephan Hobe (ed.), August Reinisch (ed.)

International Investment Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2015

Results in this title

Monique Sasson III. Investment Arbitration: Procedure S. 1288-1372

„… III. Investment Arbitration: Procedure Monique Sasson A. Introduction: The Procedural …” „… Distinctiveness of Investment Arbitration …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 B. Commencing Arbitration …”

Stephan Wittich V. Investment Arbitration: Remedies S. 1391-1430

„… V. Investment Arbitration: Remedies Stephan Wittich A. Preliminary Remarks …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 3. Availability of Non-Pecuniary Remedies in Investment Arbitration …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 b) Investment Law and Arbitration …”

Jan K. Schäfer I. Alternatives to Investment Arbitration S. 1186-1211

„… Chapter 11: Dispute Resolution I. Alternatives to Investment Arbitration1 Jan K. Schäfer A …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 2. The UNCTAD Research Initiative on Alternatives to Arbitration . . 57 E. The 2012 IBA Rules for …” „… . Rovine (ed), Contemporary Issues in International Arbitration and Mediation (Martinus 1 The views …”

Ole Spiermann IV. Investment Arbitration: Applicable Law S. 1373-1390

„… IV. Investment Arbitration: Applicable Law Ole Spiermann A. Introduction …” „… (Athenäum, 1971); Zachary Douglas, ‘The Hybrid Foundations of Investment Treaty Arbitration’ (2003) 74 BYIL …” „… 151–289; Peter Feuerle, ‘International Arbitration and Choice of Law under Article 42 of the Convention on …”

Michael Waibel II. Investment Arbitration: Jurisdiction and Admissibility S. 1212-1287

„… II. Investment Arbitration: Jurisdiction and Admissibility1 Michael Waibel A. Introduction …” „… . Arbitration without Privity …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 a) Arbitration Clauses in Investor-State Contracts . . . . . . . . . . . . . . . . . . 45 b …”

Kaj Hobér II. Does Investment Arbitration have a Future? S. 1873-1878

„… II. Does Investment Arbitration have a Future? Kaj Hobér A. Criticism of the System …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 B. Criticism of Specific Aspects of Investment Arbitration . . . . . . . . . . . . . . . . . 8 C …” „… arbitration clauses providing for investor-State arbitration. In addition to the BITs there are two important …”

Lars Markert, Helene Bubrowski B. National Setting Aside Proceedings in Investment Arbitration S. 1460-1481

„… B. National Setting Aside Proceedings in Investment Arbitration* Lars Markert and Helene Bubrowski …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 (2) Assuming Jurisdiction over Issues outside the Scope of the Arbitration Agreement …” „… Review Regarding Investment Arbitration Awards. . 22 b) Full or Partial Waiver Regarding Setting Aside …”

Catherine Kessedjian III. Where Public meets Private: a Few Thoughts on Investment Law and Arbitration S. 1879-1883

„… III. Where Public meets Private: a Few Thoughts on Investment Law and Arbitration1 Catherine …” „… treaty); change the processes (no more arbitration); change the priorities (investment is not a goal as …” „… crossroad of public and private interests. Often discussed with respect to arbitration, particularly in the …”

Titelei/Inhaltsverzeichnis

„… State Contracts and the Relevance of Investment Contract Arbitration .........Chapter 3: 80 …” „… ..................................................................Chapter 11: 1186 Alternatives to Investment Arbitration .............................................I …” „… . 1186 Jan K. Schäfer Investment Arbitration: Jurisdiction and Admissibility …”

Morris Besch II. Typical Questions Arising within Negotiations S. 93-152

„… ) Amendment of Contract through Arbitration . . . . . . . . . . . . . . . . . 151 e) Combination of Dynamic …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158 1. Arbitration Clauses …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160 a) Advantages of Arbitration Compared to National Courts. . . . . . . . 161 b) Arbitration as …”

Karl-Heinz Böckstiegel I. The Future of International Investment Law – Substantive Protection and Dispute Settlement S. 1863-1872

„… established for commercial arbitration but selected in practice by States and investors also for investment …” „… disputes, such as of UNCITRAL, the ICC, LCIA, SCC and the German Institution of Arbitration (DIS). After …” „… State has breached its obligations, can start arbitration proceedings before an independent tribunal …”

Marc Bungenberg, Catharine Titi VIII. Precedents in International Investment Law S. 1505-1516

„… Arbitration’ (2008) 30 Fordham Int’l L. J. 1014–1049; Jeffery P. Commission, ‘Precedent in Investment Treaty …” „… Arbitration: A Citation Analysis of a Developing Jurisprudence’ (2007) 24(2) J. Int’l Arb. 129–158; James …” „… ’ in Emmanuel Gaillard and Yas Banifatemi (eds), Precedent in International Arbitration, IAI Seminar …”

Catharine Titi IX. International Investment Law and Good Governance S. 1768-1783

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 Literature: Karl-Heinz Böckstiegel, ‘Commercial and Investment Arbitration: How Different are they …” „… Jason Yackee, ‘The 2006 Procedural and Transparency-Related Amendments to the ICSID Arbitration Rules …” „… arbitration’s quest for legitimacy in the eyes of the wider public.18 It is also the key that holds the various …”

Christoph Schreuer V. The Future of International Investment Law S. 1904-1912

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Literature: August Reinisch, ‛The Future of Investment Arbitration’ in Christina Binder, Ursula …” „… (Oxford University Press, 2009) 894–916; Christoph Schreuer, ‛The Future of Investment Arbitration’ in …” „… initiative to institute arbitration proceedings and are actively involved in the evolution of case law. At …”

Marc Bungenberg, Jörn Griebel, Stephan Hobe, August Reinisch Chapter 1: General Introduction to International Investment Law S. 1-5

„… arbitration since the end of the 1960s was made possible in its enormous scope only through the introduction …” „… arbitration. This de-centralised enforcement of internationally agreed upon 1 See Stephan Hobe, ‘The …” „… international economic law. It emerged by interpreting the arbitration clause in BITs as a unilateral offer by …”

Stefan Kroll VII. Enforcement of Awards S. 1482-1504

„… under the Local Arbitration Law . . . . . . . . . . . . . . . . . . . . . . . 39 E. Enforcement of ICSID …” „… Choi, ‘Judicial Enforcement of Arbitration Awards Under the ICSID and New York Conventions’ (1995–1996 …” „… Gaillard and Domenico Di Pietro (eds), Enforcement of Arbitration Agreements and International Arbitral …”

Vivienne Bath, Luke Nottage C. The ASEAN Comprehensive Investment Agreement and ‘ASEAN Plus’ – The Australia–New Zealand Free Trade Area (AANZFTA) and the PRC–ASEAN Investment Agreement S. 283-303

„… /arbitration-rights-back-for-thesouth-korea-australia-fta. 92 See Luke Nottage, ‘Throwing the Baby with the Bathwater: Australia’s New Policy on …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 3. Dispute Resolution and Investor-State Arbitration. . . . . . . . . . . . . . . . . . . 33 a …” „… Nottage and Richard Garnett (eds), International Arbitration in Australia (Federation Press, 2010); Zewei …”

Ralph Alexander Lorz, Manuel Busch E. Investment in Accordance with the Law – Specifically Corruption S. 577-589

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 (1) BITs Expressly Limiting Consent to Arbitration to Lawful Investments …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 (2) BITs not Expressly Limiting Consent to Arbitration to Lawful Investments …” „… Investment Arbitration’ in Gerald Aksen, Karl-Heinz Böckstiegel, Michael Mustill, Paolo Michele Patocchi and …”

André von Walter I. Investor-State Contracts in the Context of International Investment Law S. 80-92

„… Chapter 3: State Contracts and the Relevance of Investment Contract Arbitration I. Investor-State …” „… Euro-Arab Arbitration 282–297; Piero Bernardini, ‘The Renegotiation of the Investment Contract’ (1998) 13 …” „… praticien’ (1986) JDI 79–107; Georges R. Delaume, ‘State Contracts and Transnational Arbitration’ (1981) 75 …”

Andrea K. Bjorklund B. NAFTA’s Contributions to Investor-State Dispute Settlement S. 261-282

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 Literature: Henri C. Alvarez, ‘Arbitration Under the North American Free Trade Agreement’ (2000 …” „… ; Frédéric Bachand and Emmanuel Gaillard (eds), Fifteen Years of NAFTA Chapter 11 Arbitration (JurisNet, 2011 …” „… ), Protection of Foreign Investments through Modern Treaty Arbitration – Diversity and Harmonisation …”

Stephan W. Schill XII. Multilateralization: An Ordering Paradigm for International Investment Law S. 1817-1838

„… . Multilateralization in Investment Treaty Arbitration . . . . . . . . . . . . . . . . . . . . . 39 1. Interpretation in …” „… . Int’l L. & Com. Reg. 33–135; Santiago Montt, State Liability in Investment Treaty Arbitration – Global …” „… treaty making and investment treaty arbitration and that constitute international investment law as a …”

Jorge E. Viñuales VII. Investment Law and Sustainable Development: The Environment breaks into Investment Disputes S. 1714-1738

„… Francioni and Ernst-Ulrich Petersmann (eds), Human Rights in International Investment Law and Arbitration …” „… protection – i.e. international investment law and arbitration – had until recently paid little attention to …” „… particularities. Nothing prevents an investment tribunal – acting under virtually any set of arbitration rules …”

Borzu Sabahi, Kabir Duggal, Nicholas Birch VI. Limits on Compensation for Internationally Wrongful Acts S. 1115-1129

„… J. Grierson Weiler (ed), Investment Treaty Arbitration and International Law (Juris, 2008); José E …” „… ); Jennifer Cabrera, ‘Moral Damages in Investment Arbitration and Public International Law’ in Ian A. Laird …” „… and Todd J. Weiler (eds), Investment Treaty Arbitration and International Law (Juris, 2009); David D …”

Giorgio Sacerdoti, Matilde Recanati XIII. Approaches to Investment Protection outside of Specific International Investment Agreements and Investor-State Settlement S. 1839-1862

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 D. State-to-State Arbitration under BITs as a Means of Redressing Individual Investors’ Losses in …” „… Arbitration in BITs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 2. The …” „… Arbitration between Italy and Cuba (2003–2008) under the BIT of 1993 …”

August Reinisch IV. Most Favoured Nation Treatment S. 807-845

„… Investment Arbitration: Treaty Interpretation Off the Rails’ (2011) 2(1) J. Int’l Disp. Settlement 97–113 …” „… Provisions in Bilateral Investment Treaties’ (2012) 2(1) The Arbitration Brief 30–63; Yannick Radi, ‘The …” „… investment arbitration. In connection with its work on the law of treaties, the International Law Commission …”

Achim-R. Börner IV. Investment Law and Energy S. 1644-1676

„… arbitration cases’ (2008) 24 Am. U. Int’l Law Rev. 539–570; Santiago F. Albarracin & Stephen R. Dow …” „… . Carbonneau and Mary H. Mourra (eds), Latin American Investment Treaty Arbitration (Kluwer Arbitration, 2008 …” „… Pursuant to ICSID Arbitration Rule 41 (5)’ (2011) Kölner Schrift zum Wirtschaftsrecht 142–151; Evaristus …”

Patrick Dumberry VII. Moral Damages S. 1130-1141

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Literature: Conway Blake, ‘Moral Damages in Investment Arbitration: a Role for Human Rights …” „… , ‘Moral Damages in Investment Arbitration and Public International Law’ in Ian A. Laird and Todd J. Weiler …” „… (eds), Investment Treaty Arbitration and International Law – Volume 3 (Juris, 2010); Wade M. Coriell …”

Richard Happ A. The Energy Charter Treaty S. 240-260

„… consider the consent of the investor to be implied in a request for arbitration/statement of claim. A …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3. Investment Arbitration under the Energy Charter Treaty . . . . . . . . . . . . 54 4. Investment …” „… Artikel 26 Energiechartavertrag (Peter Lang, 2000); Clarisse Ribeiro (ed), Investment Arbitration and the …”

Jean-Christophe Honlet, Barton Legum, Anna Crevon A. ICSID Annulment S. 1431-1459

„… VI. Investment Arbitration: Challenges to the System A. ICSID Annulment Jean-Christophe Honlet …” „… ; Emmanuel Gaillard and Yas Banifatemi (eds), Annulment of ICSID Awards, IAI International Arbitration Series …” „… Reed, Jan Paulsson and Nigel Blackaby, Guide to ICSID Arbitration (Kluwer Law International, 2010); W …”

Andrew Newcombe B. The Americas S. 202-220

„… (ed), Latin American Investment Treaty Arbitration: The Controversies and Conflicts (Kluwer Law …” „… arbitrations has had a formative effect on their BIT and IIA practices. The 2012 US Model BIT (2012 US Model)2 …” „… Generation of US Investment Treaty Arbitration Provisions’ (2004) 19 ICSID Rev.–FILJ 344–356. 5 Stanimir A …”

Yun-I Kim I. Investment Law and the Individual S. 1585-1601

„… Investment Arbitration (Kluwer, 2010) 491–505; Zachary Douglas, ‘The Hybrid Foundations of Investment Treaty …” „… Arbitration’ (2004) 74 BYIL 151–289; Steffen Hindelang, ‘Restitution and Compensation – Reconstructing the …” „… Arbitration International 179–211; Jacomijn J. van Haersolte-van Hof and Anne K. Hoffmann, ‘The Relationship …”

Gabriel Bottini, Veronica Lavista, Mariana Lozza E. MERCOSUR and CAFTA S. 326-341

„… Chung and Claire Balchin (eds), The Backlash against Investment Arbitration (Kluwer Law International …” „… functioning of international arbitration and a proposal that regional organisms should be created for settling …” „… direct negotiations,26 ad hoc arbitration,27 and a revision procedure before a Permanent Revision …”

Bruno Simma, Dirk Pulkowski I. Two Worlds, but Not Apart: International Investment Law and General International Law S. 361-371

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Literature: Yas Banifatemi, ‘Mapping the Future of Investment Treaty Arbitration as a System of …” „… commercial arbitration. B. Fallback on General International Law in Investment Proceedings It is sometimes …” „… particular way of conducting proceedings, shaped by international commercial arbitration as much as by more …”

Arno Gildemeister V. Investment Law and Taxation S. 1677-1691

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 2. Tax Matter Jurisdiction Based on Arbitration Clauses Contained in Investment Treaties …” „… “Veto” as a Special Jurisdictional and Substantive Issue in Investor-State Arbitration: Need for …” „… W. Park, ‘Finality and Fairness in Tax Arbitration’ (1994) 11 J. Int’l Arb. 19–31; William W. Park …”

Index S. 1913-1952

„… International Commercial Arbitration Chapter 11 VII 37 1961 Harvard Draft Chapter 6 II A 3 1962 Draft …” „… , III B 28 2006 amendments to the ICSID Convention Arbitration Rules and the ICSID Additional Facility …” „… (Arbitration) Rules Chapter 4 III B 29 2009 ASEAN Comprehensive Investment Agreement Chapter 7 III 19 2010 …”

Irmgard Marboe I. The System of Reparation and Questions of Terminology S. 1031-1044

„… ICSID Rev.–FILJ 408–429; John Gotanda, ‘Assessing Damages in International Commercial Arbitration: A …” „… ) 77–86; Mark Kantor, Valuation for Arbitration (Kluwer Law International, 2008); Irmgard Marboe …” „… , ‘Compensation in International Investment Law and Arbitration’ in Andrea Bjorklund, Ian Laird, and Sergey …”

Katharina Diel-Gligor, Rudolf Hennecke D. Investment in Accordance with the Law S. 566-576

„… Hybrid Foundations of Investment Treaty Arbitration’ (2003) 74 BYIL 151–289; Bryan A. Garner (ed …” „… accordance with host state law”’ (2007) 5 TDM 1–28; Ursula Kriebaum, ‘Chapter 5: Investment Arbitration …” „… , Nikolaus Pitkowitz, Jenny Power, Irene Welser and Gerold Zeiler (eds), Austrian Arbitration Yearbook on …”

Henning Grosse Ruse-Khan VI. Investment Law and Intellectual Property Rights S. 1692-1713

„… . Conclusion and Outlook: Towards Litigating International IP Norms in Investor-State Arbitration …” „… Access to Medicines, Expropriation and Investor State Arbitration under Bilateral Investment Agreements …” „… challenge host State measures affecting their IPRs in investor-State arbitration, are offered (E.). B. IPRs …”

Lucy F. Reed, Jonathan E. Davis A. Who is a Protected Investor? S. 614-637

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2. Jurisdiction Ratione Personae in ICSID Arbitration: The ‘Double Keyhole …” „… , ‘Individual Nationality in Investment Treaty Arbitration: The Tension Between Customary International Law and …” „… Investment Law and Arbitration: Leading Cases from the ICSID, NAFTA, Bilateral Treaties and Customary …”

August Reinisch II. The Interpretation of International Investment Agreements S. 372-410

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 H. The Impact of the Hybrid Nature of Investment Arbitration on the Interpretation of …” „… University Press, 2008); Zachary Douglas, ‘The MFN Clause in Investment Arbitration: Treaty Interpretation …” „… , ‘Determination, Interpretation and Application of Substantive Law in Foreign Investment Treaty Arbitrations …”

John P. Gaffney, Zeynep Akçay A. European Bilateral Approaches S. 186-201

„… Investor-State Arbitration …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 Literature: George Bermann, ‘Navigating EU Law and the Law of International Arbitration’ (2012 …” „… Developments in Arbitration and before the ECJ’ (2009) 8 LPICT 225–245. Introduction The purpose of this …”

Marc Bungenberg, Manjiao Chi C. Chinese Investment Law S. 221-239

„… , ‘Anti-Arbitration Trends in Latin America’(2008) 108 New York Law Journal 239–254; Norah Gallagher and Wenhua Shan …” „… ; Catharine Titi, ‘The Arbitrator as a Lawmaker: Jurisgenerative Processes in Investment Arbitration’ (2013 …” „… ), International Investment Law and Arbitration: The 20th Anniversary of China in the ICSID (Brill, 2014 …”

Sabine Konrad B. Protection of Investments Owned by States S. 545-554

„… 3. State-Affiliated Investors in Investment Treaty Arbitration . . . . . . . . . 6 a) Chorzów …” „… Principles’, in Emmanuel Gaillard and Jennifer Younan (eds), State Entities in International Arbitration, IAI …” „… Series on International Arbitration No. 4 (Juris Publishing, 2008), 179–193; Barry Garfinkel et al …”

Irmgard Marboe V. Valuation in Cases of Breach of Contract S. 1103-1114

„… Kreindler (eds), Evaluation of Damages in International Arbitration (International Chamber of Commerce, 2006 …” „… ) 57–78; Sergey Ripinsky, ‘Damnum emergens and Lucrum cessans in Investment Arbitration: Entering through …” „… Arbitration’ (2007) 22 ICSID Rev.–FILJ 1–23; Louis Wells, ‘Double Dipping in Arbitration Awards? An Economist …”

Kaj Hobér, Joshua Fellenbaum I. Political Risk Insurance and Investment Treaty Protection S. 1517-1551

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 6. Duration of Investment Arbitration and Political Risk Insurance. . . 93 F. Concluding Remarks …” „… protection treaties. However, unlike in some investment arbitrations, political risk insurance does not …” „… to investment arbitration. First, the contribution will begin by examining international political …”

Anne K. Hoffmann G. Denial of Benefits S. 598-613

„… Benefits Clauses in Investment Arbitration Case Law . . . 11 a) Case Law Based on BITs and NAFTA …” „… Arbitration: Substantive Principles (Oxford University Press, 2007); Loukas A. Mistelis and Crina Mihaela …” „… at the origins and the purpose of such denial of benefits clauses and then considers the arbitration …”

Andreas R. Ziegler X. Investment Law in Conflict with WTO Law? S. 1784-1801

„… ?’ (2008) 102 AJIL 48–89; Christopher Gibson, ‘A Look at the Compulsory License in Investment Arbitration …” „… Investor-State Treaty Arbitration: Responses for Treaty- Drafters, Arbitrators and Parties’ (2010) 73 Modern L …” „… Abuse of WTO Law in Investor-State Arbitration: A Reply to Jürgen Kurtz’ (2009) 20 EJIL 1087–1094 …”

John Y. Gotanda VIII. Interest S. 1142-1153

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Literature: John Gotanda, ‘Awarding Interest in International Arbitration’ (1996) 90 AJIL 40–63 …” „… Rovine (ed), Contemporary Issues in International Arbitration and Mediation, The Fordham Papers 2009 …” „… (Martinus Nijhoff, 2010); Mark Kantor, Valuation for Arbitration (Kluwer Law International, 2008) 261–287 …”

Pierre-Marie Dupuy, Jorge E. Viñuales VIII. Human Rights and Investment Disciplines: Integration in Progress S. 1739-1767

„… ), Human Rights in International Investment Law and Arbitration (Oxford University Press, 2009); Emmanuel …” „… Investment Law and Arbitration (Oxford University Press, 2009) 45–62. We have endeavoured to take into …” „… rarely invoked in international arbitrations dealing with foreign investment, be it by the investor2 or …”

Jan Asmus Bischoff, Richard Happ A. The Notion of Investment S. 495-544

„… Richard B. Lillich and Charles N. Brower (eds), International arbitration in the 21st century: Towards …” „… arbitration relating to sovereign bond defaults’ in Eugenio Bruno (ed), Sovereign Debt and Sovereign Debt …” „… (Oxford University Press, 2012); Zachary Douglas, ‘The hybrid foundations of investment treaty arbitration …”

Stephan Wittich II. State Responsibility S. 23-45

„… : Introduction, Text and Commentaries (Cambridge University Press, 2002); James Crawford, ‘Investment Arbitration …” „… Douglas, ‘The Hybrid Foundations of Investment Treaty Arbitration’ (2003) 74 BYIL 152–289; Zachary Douglas …” „… , ‘Other Specific Regimes of Responsibility: Investment Treaty Arbitration and ICSID’ in James Crawford …”

Christina Binder IV. Circumstances Precluding Wrongfulness S. 442-480

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 3. Jurisprudence: The Necessity Defence in the Investment Arbitration Cases Against Argentina …” „… Responsibility: a Plea for Excuses’ (1999) 10 EJIL 405–411; Martins Paparinskis, ‘Investment Arbitration and the …” „… Law of Countermeasures’ (2009) 79 BYIL 264–352; August Reinisch, ‘Necessity in Investment Arbitration …”

Burkhard Schöbener IV. Outlook on the Developments in Public International Law and the Law Relating to Aliens S. 64-79

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 b) The Evolutionary Understanding of Investment Arbitration Awards …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 1. Arbitration Clauses …” „… . Wälde, ‘The Specific Nature of Investment Arbitration’ in Philippe Kahn and Thomas W. Wälde (eds), New …”

Jörn Griebel D. The New EU Investment Policy Approach S. 304-325

„… Arbitration on the Basis of Future EU Investment-related Agreements’ (2013) EYIEL, Special Issue (Common …” „… Kessedjian (ed), Le droit européen et l’arbitrage d’investissement – European Law and Investment Arbitration …” „… Investment Arbitration’ in Association for International Arbitration (ed), Alternative Dispute Resolution in …”

Anthony Sinclair VII. Umbrella Clause S. 887-958

„… Arbitration’ (2008) 24 Arb. Int’l 351–374; Emmanuel Gaillard, ‘Investment Treaty Arbitration and Jurisdiction …” „… Arbitration: Leading cases from the ICSID, NAFTA, Bilateral Treaties and Customary International Law (Cameron …” „… ; Anthony Sinclair 887 Thomas Wälde, ‘The Umbrella Clause in Investment Arbitration: A Comment on Original …”

Richard E. (Rory) Walck II. Methods of Valuing Losses S. 1045-1056

„… Kreindler, Evaluation of Damages in International Arbitration (ICC Services, 2006); Robert Dunn, Recovery of …” „… for Arbitration: Compensation Standards, Valuation Methods and Expert Evidence (Kluwer Law Int’l, 2008 …” „… Investor-State Arbitration: Principles and Practice (Oxford University Press, 2011); Borzu Sabahi and Thomas …”

Chester Brown I. The Evolution of the Regime of International Investment Agreements: History, Economics and Politics S. 153-185

„… van den Berg (ed), International Commercial Arbitration: Important Contemporary Issues (Kluwer, 2003 …” „… International Arbitrations to which the United States has been a Party (1898), vol. III, 2277, and discussed in …” „… international arbitration ‘with the consent of the interested Parties’ in accordance with the procedures set …”

August Reinisch IV. The Likely Content of Future EU Investment Agreements S. 1884-1903

„… investor-State arbitration seemed to be unquestioned, though the precise contours were still open given the …” „… Standards of Protection – ICSID Arbitration in 2009’ (2010) 10 Global Community YILJ 839. 16 Article X.3 of …” „… Salini elements24 which have played a major role in ICSID arbitration as a jurisdictional hurdle ensuring …”

August Reinisch V. National Treatment S. 846-869

„… . Bjorklund, ‘The National Treatment Obligation’ in Katia Yannaca-Small (ed), Arbitration under international …” „… ; Robert Howse and Efraim Chalamish, ‘The Use and Abuse of WTO Law in Investor-State Arbitration: A Reply …” „… , 2010) 243–278; Jürgen Kurtz, ‘The Use and Abuse of WTO Law in Investor- State Arbitration: Competition …”

Irmgard Marboe III. Valuation in Cases of Expropriation S. 1057-1081

„… Arbitration (ICC Publishing, 2006); Paul Friedland and Eleanor Wong ‘Measuring Damages for Deprivation of …” „… Arbitration (Kluwer Law International, 2008); William Lieblich, ‘Determining the Economic Value of …” „… Expropriated Income-Producing Property in International Arbitrations’ (1991) 8 J. Int’l Arb. 59–88; Richard …”

Karsten Nowrot Chapter 10: Obligations of Investors S. 1154-1185

„… Reiner and Christoph Schreuer, ‘Human Rights and International Investment Arbitration’ in Pierre-Marie …” „… Law and Arbitration (Oxford University Press, 2009) 82, 87 (‘the debate is ongoing and the conclusions …” „… Protection and Arbitration (Berliner Wissenschafts-Verlag, 2008) 17, 32; Andreas Kulick, Global Public …”

Noah Rubins, Ben Love I. Ratione Temporis S. 481-494

„… their relevance to temporal issues in investment treaty arbitration, see generally Nick Gallus, The …” „… treaty.23 The issue of provisional application in investment arbitration has arisen most prominently with …” „… recently, a tribunal deciding a trio of arbitrations arising out of the Yukos affair, which involves claims …”

Marc Bungenberg, Stephan Hobe II. The Relationship of International Investment Law and European Union Law S. 1602-1628

„… competence on Investment: Challenges for Investment Arbitration’ in Association for International Arbitration …” „… (ed), Alternative Dispute Resolution in the Energy Sector (Association for International Arbitration …” „… 647–652; Hanno Wehland, ‘Intra-EU Investment Agreements and Arbitration: Is European Community Law an …”

Markus Perkams B. Protection for Legal Persons S. 638-652

„… Sinclair, ‘The Substance of Nationality Requirements in Investment Treaty Arbitration’ (2005) 20 ICSID …” „… arbitrations. The few cases which discussed the matter concerned the question whether claimants had the …” „… Tokelės for the purpose of gaining access to ICSID arbitration under the BIT against Ukraine, as the …”

Sabine Konrad C. Protection for Non-Profit Organisations S. 555-565

„… ); Amokura Kawharu, ‘Participation of Non-governmental Organizations in Investment Arbitration as Amici …” „… Investment Arbitration (Kluwer Law International, 2010), 275–296; Anna-Karin Lindblom, Non-governmental …” „… have the right to commence international arbitration before an independent international tribunal …”

James Crawford, Simon Olleson III. The Application of the Rules of State Responsibility S. 411-441

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 B. The Relevance of the ILC’s Articles on State Responsibility for Investment Arbitration …” „… : Investment Treaty Arbitration and ICSID’ in James Crawford, Alain Pellet and Simon Olleson (eds), The Law of …” „… ) arise equally in the context of investor-State arbitration proceedings for breach of a bilateral …”

Stephan Hobe I. The Development of the Law of Aliens and the Emergence of General Principles of Protection under Public International Law Stephan HobeThe Development of the Law of Aliens S. 6-22

„… Treaties’ in Clarisse Ribeiro (ed), Investment Arbitration and the Energy Charter Treaty (Juris, 2006 …” „… ; Alexander M. Stuyt, Survey of International Arbitration, 1794–1989 (Martinus Nijhoff, 1976); Emer de Vattel …” „… , Survey of International Arbitration, 1794–1989 (Martinus Nijhoff, 1976) 2–3. 8 See Richard B. Lillich …”

Marc Jacob, Stephan W. Schill I. Fair and Equitable Treatment: Content, Practice, Method S. 700-763

„… ’ (2007) 41 JWT 273–291; Santiago Montt, State Liability in Investment Treaty Arbitration – Global …” „… Arbitration: An Unclear Future’ (2010/2011) 15 Tilburg L. Rev. 93–119; Martins Paparinskis, The International …” „… . Schill 1 The frequency with which FET is promised, its importance in investment treaty arbitration and …”

Carsten Kern VI. Transfer of Funds S. 870-886

„… Controls after IMF’ (1953) 62 Yale L. J. 867–910; Clarisse Ribeiro (ed), Investment Arbitration and the …” „… several investment arbitrations, alleging violations of Argentina’s investment treaty obligations …” „… investment arbitration see August Reinisch, ‘Necessity in Investment Arbitration’ in (2010) 41 NYIL 137–158 …”

Irmgard Marboe IV. Valuation in Cases of Breaches of International Law Unrelated to Expropriation S. 1082-1102

„… ): Taking Stock after 40 Years (Nomos, 2007) 79–102; Mark Kantor, Valuation for Arbitration (Kluwer Law …” „… and Restitution in Investor-State Arbitration. Principles and Practice (Oxford University Press, 2011 …” „… ) 88–101, 188–358; Borzu Sabahi Compensation and Restitution in Investor-State Arbitration. Principles and …”

Christina Knahr F. The Territorial Nexus between an Investment and the Host State S. 590-597

„… Bonds in International Arbitration’ (2007) 101 AJIL 711–759. Introduction Among the numerous contentions …” „… and the host country is certainly not among the most frequently raised in investment arbitration, it …” „… International Arbitration’ (2007) 101 AJIL 711–759. 7 Fedax N.V. v. Venezuela, ICSID Case No. ARB/96/3, Decision …”

Christian Tietje XI. Investment Law and Sovereign Wealth Funds S. 1802-1816

„… Brown and Kate Miles (eds), Evolution in Investment Treaty Law and Arbitration (Cambridge University …” „… in Investment Treaty Law and Arbitration (Cambridge University Press, 2011) 163, 175 et seq. 43 Fabio …” „… , investment arbitration is always subject to a dispute ‘between a Contracting State (…) and a national of …”

Ralph Alexander Lorz II. Protection and Security (Including the NAFTA Approach) S. 764-789

„… about the host State’s compliance with the minimum standard to investor-State arbitration. However, most …” „… of investor-State arbitration for some specific violations alleged by the investor, it could be …” „… content and reduce their benefits to the procedural option of investor-State arbitration, provided the …”

Rainer Hofmann III. The Protection of Individuals under Public International Law S. 46-63

„… Parlett, ‘Diplomatic Protection and Investment Arbitration’ in Rainer Hofmann and Christian Tams (eds …” „… investment treaty providing for direct access to an investor-State arbitration procedure. D. Diplomatic …” „… protection, as they give the investor direct access to international arbitration, avoid the political …”

Ursula Kriebaum VIII. Expropriation S. 959-1030

„… Press, 2002); Bernardo M. Cremades and David J. A. Cairns, ‘The Brave New World of Global Arbitration …” „… Douglas, ‘The Hybrid Foundations of Investment Treaty Arbitration’ (2003) 74 BYIL 151–289; Zachary Douglas …” „… , ‘Nothing if Not Critical for Investment Treaty Arbitration: Occidental, Eureko and Methanex’ (2006) 22 Arb …”

Markus Krajewski III. Investment Law and Public Services S. 1629-1643

„… law and the regulation of public services can become a relevant issue in investor-State arbitration …” „… Francioni and Ernst-Ulrich Petersmann (eds), Human Rights in International Investment Law and Arbitration …” „… Markus Krajewski 19 20 21 22 gions in the province of Buenos Aires. The company resorted to arbitration …”

Ursula Kriebaum III. Arbitrary/Unreasonable or Discriminatory Measures S. 790-806

„… , Ernst-Ulrich Petersmann (eds), Human Rights in International Investment Law and Arbitration (Oxford University …” „… ’ in Catherine A. Rogers and Roger P. Alford (eds), The Future of Investment Arbitration (Oxford …” „… Discriminatory Measures’ in Catherine A. Rogers and Roger P. Alford (eds), The Future of Investment Arbitration …”

Armand de Mestral III. Pre-Entry Obligations under International Law S. 685-699

„… Arbitration’ (2009–2010) YB Int’l Inv. L. & Pol’y 365–395; Joachim Karl, ‘The competence for foreign direct …” „… reinforced with a commitment to investor-State arbitration available to investors of the ASEAN area. By …” „… pre-entry commitments, it is not surprising that there are few investor-State arbitrations dealing with …”

Joachim Karl F. The Negotiations on the OECD Multilateral Agreement on Investment S. 342-360

„… both investor-State arbitration and State- State dispute settlement. With a high degree of consensus on …” „… sensitive as to subject them to binding international arbitration. Second, some countries also had …” „… the increasing number of conflicting investment arbitration awards. Chapter 4: International …”

Michael Hahn II. EU Rules and Obligations Related to Investment S. 671-684

„… seems to be a haphazard patchwork of arbitration decisions. These BITs and their application by courts …”

Joachim Steffens II. Excursus: German Political Risk Insurance S. 1552-1568

„… disputes to neutral international arbitration courts, thereby avoiding the many procedural uncertainties …”

Michael Hahn I. WTO Rules and Obligations Related to Investment S. 653-670

„… Arbitration versus WTO Dispute Settlement (Kluwer, 2012); Peter Muchlinski, Federico Ortino and Christoph …”

doi.org/10.5771/9783845258997

Stephan Balthasar - International Commercial Arbitration

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Stephan Balthasar (ed.)

International Commercial Arbitration

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. Investment Treaty Arbitration S. 159-187

„… Reemers Publishing Services GmbH O:/Beck/Balthasar/3d/03f - Investment Treaty Arbitration.3d from …” „… 03.12.2015 15:47:42 3B2 9.1.580; Page size: 160.00mm 240.00mm § 3 Investment Treaty Arbitration …” „… Bibliography: Crawford, Treaty and Contract in Investment Arbitration, (2008) 24(3) Arb. Int’l 351–374 …”

. International Arbitration in India S. 448-476

„… arbitration-friendly. Indian arbitration law is easily accessible to foreign arbitration practitioners since its …” „… 9.1.580; Page size: 160.00mm 240.00mm § 12 International Arbitration in India Bibliography: Biswas …” „… , Introduction to Arbitration in India – The Role of the Judiciary, Kluwer Law International 2014; Born/Spears …”

. International Arbitration in Sweden S. 595-623

„… arbitration institutes in the world.2 1. Legal framework 2 Sweden has an arbitration-friendly legislative …” „… 9.1.580; Page size: 160.00mm 240.00mm § 17 International Arbitration in Sweden Bibliography: Andersson …” „… et al., Arbitration in Sweden, Jure 2011; Brocker/Lo¨f, The proceedings, in: Franke et al. (eds …”

. International Arbitration in Switzerland S. 624-660

„… arbitration is its liberal, arbitration-friendly tradition. Not only does the legal framework allow the …” „… applicable to the arbitration agreement 33 As part of its arbitration-friendly approach, article 178(2) IPRG …” „… 3B2 9.1.580; Page size: 160.00mm 240.00mm § 18 International Arbitration in Switzerland …”

. International Arbitration in Austria S. 188-214

„… agreement.122 45In general, Austrian Courts can be considered arbitration-friendly when interpreting …” „… 9.1.580; Page size: 160.00mm 240.00mm PART 3 Country Reports § 4 International Arbitration in Austria …” „… 2005; Born, International Arbitration: Law and Practice, Kluwer Arbitration 2012; Czernich, New Yorker …”

. International Arbitration in Spain S. 569-594

„… , http://adrresources.com/adr-news/803/2011-arbitration-act-of-spain [last accessed 17 June 2011]; Aguado, in Loercher/Pendell/Wilson …” „… 9.1.580; Page size: 160.00mm 240.00mm § 16 International Arbitration in Spain Bibliography: Aguado, in …” „… : Loercher/Pendell/Wilson (eds), CMS Guide to Arbitration, Spain, version 04/ 12/2012 …”

. International Arbitration in Singapore S. 541-568

„… B2 9.1.580; Page size: 160.00mm 240.00mm § 15 International Arbitration in Singapore Bibliography …” „… : Ali, International Commercial Arbitration in Asia, 3rd ed., Juris Publishing 2013; Binder …” „… , International Commercial Arbitration & Conciliation in UNCITRAL Model Law Jurisdictions, 3rd ed., Sweet …”

. International Arbitration in Germany S. 378-407

„… in Germany. Over the past decades, the number of arbitration-related cases before state courts has …” „… This development owes much to the arbitration-friendly normative framework on which it relies: Germany …” „… the basis of article VII(1) NYC which allows a party to avail itself of more arbitration-friendly laws …”

. International Arbitration in Brazil S. 247-265

„… 9.1.580; Page size: 160.00mm 240.00mm § 6 International Arbitration in Brazil Bibliography: Beraldo …” „… , International commercial arbitration in Brazil, in: The comparative law yearbook of international business 35 …” „… ; Muniz/Bası´lio, Arbitration law of Brazil: practice and procedure, Juris Publishing 2006; Scavone Junior, Manual …”

. International Arbitration in France S. 354-377

„… : 160.00mm 240.00mm 2France is recognised as one of the world’s most arbitration-friendly jurisdictions …” „… 9.1.580; Page size: 160.00mm 240.00mm § 9 International Arbitration in France Bibliography: Augendre …” „… International Arbitration, (2011) 28 J Int’l Arb 371–380; Clay (ed.), Le nouveau droit français de l’arbitrage …”

. International Arbitration in Belgium S. 215-246

„… An arbitration clause is also unworkable when the arbitrationinstitution agreed upon no longer exists …” „… 9.1.580; Page size: 160.00mm 240.00mm § 5 International Arbitration in Belgium Bibliography: Cepani …” „… 24 June 2013 amending Part VI of the Judicial Code on arbitration, Official Journal 28 June 2013 …”

. International Arbitration in Hong Kong S. 408-447

„… -arbitration/arbitration-rules/24-arbitration-appointment-of-arbitrators-and-umpires-rules. 17 See sections 4 (UNCITRAL Model Law …” „… http://www.hkiac.org/en/arbitration/arbitrationrules-guidelines. 14 Available at http://www.hkiac.org/en/hkiac/statistics/39-hkiac/statistics/206-statistics-2012 …” „… ) Rules (Cap. 609B), available at http://www.hkiac.org/en/arbitration/ arbitration-ordinance/19 …”

. International Arbitration in the Netherlands S. 477-509

„… 3B2 9.1.580; Page size: 160.00mm 240.00mm § 13 International Arbitration in the Netherlands …” „… Bibliography: Born, International Commercial Arbitration, 2nd ed., Kluwer 2014; De Ly, Internationale Arbitrage …” „… , (2006) TvA 26; De Ly, Netherlands Arbitration Institute, 30 March 2007, (2008) TvA 34; Ernste, Bindend …”

. International Arbitration in the Russian Federation S. 510-540

„… is determined by the arbitration agreement. An arbitration agreement also determines arbitrational …” „… 9.1.580; Page size: 160.00mm 240.00mm § 14 International Arbitration in the Russian Federation …” „… Commercial Arbitration”, Consultant Plus 2009]; 0_b\eTQO, ;TUSb\O_]S\jX Y][[T_fT`YWX O_P_Wa_OU, 7VSOaTZk`YWX …”

. International Arbitration in the U.S S. 661-693

„… .3d from 03.12.2015 16:01:43 3B2 9.1.580; Page size: 160.00mm 240.00mm arbitration-related …” „… 9.1.580; Page size: 160.00mm 240.00mm § 19 International Arbitration in the U.S.1 Bibliography: Born …” „… , International Commercial Arbitration, 2nd ed., Kluwer Law International 2014; Carbonneau, The Law and Practice …”

. International Arbitration in England and Wales S. 300-353

„… offers an outstanding range of arbitration and arbitration-related services including strong and …” „… about a substantial simplification and turn towards a more arbitration-friendly regime. In particular …” „… apply in relation to arbitration-related state court proceedings. Furthermore, the United Kingdom is a …”

. International Arbitration in China (People’s Republic) S. 266-299

„… 9.1.580; Page size: 160.00mm 240.00mm § 7 International Arbitration in China (People’s Republic …” „… International Commercial Arbitration, edited by the CIETAC, Law Press 2010]; ICC CHINA ˪⚥旭⓮ḳẚ塩⸜↲˫(2005 …” „… ⸜⌟), ᷕ⚥㮹ᷣ㱽⇞↢䇰䣦2006 [ICC CHINA International Commercial Arbitration Yearbook 2005, edited by the Arbitration …”

. International Commercial Arbitration: The New York Convention S. 46-158

„… http://www.uncitral.org/pdf/english/texts/ arbitration/NY-conv/NYCDay-e.pdf; Wolff (ed.), New York Convention, C.H. Beck/Hart/Nomos 2012 …” „… Commercial Arbitration: The New York Convention Bibliography: van den Berg, The New York Arbitration …” „… Convention of 1958, Kluwer Law and Taxation 1981; Born, International Commercial Arbitration, 2nd ed., Kluwer …”

. Best practice in international arbitration: comparative reflections on the UNCITRAL Model Law S. 2-45

„… arbitration: comparative reflections on the UNCITRAL Model Law Bibliography: Ashford, The IBA Rules on the …” „… taking of evidence in international arbitration, Cambridge University Press 2013; Berger, Private dispute …” „… resolution in international business: negotiation, mediation, arbitration, 2nd ed., Kluwer Law International …”

Titelei/Inhaltsverzeichnis

„… B2 9.1.580; Page size: 160.00mm 240.00mm Balthasar International Commercial Arbitration Reemers …” „… 04.12.2015 11:26:28 3B2 9.1.580; Page size: 160.00mm 240.00mm International Commercial Arbitration …” „… International arbitration has become one of the most challenging and exciting areas in international commercial …”

Index S. 694-703

„… ad hoc arbitration, Introduction/ML: § 1 mn. 11 agency, see arbitration agreement (agency) alter ego …” „… arbitral award (ex aequo et bono) annulment proceedings, see setting aside applications anti-arbitration …” „… ; Switzerland: § 18 mn. 124; U.S.: § 19 mn. 122 arbitration agreement – alter ego, see alter ego doctrine …”

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