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Peter Eichhorn, Dorothea Greiling, H. Ian Macdonald - Entrepreneurship in the public sector

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Peter Eichhorn (ed.), Dorothea Greiling (ed.), H. Ian Macdonald (ed.)

Entrepreneurship in the public sector

Series: Sonderheft ZÖGU

Volume 2013

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Kazuhiko Murata Commodity production and consumer lifestyles S. 25-30

„… Kazuhiko Murata Commodity production and consumer lifestyles commodity production; consumer life …” „… ; living competence; living labour; means of living; universal market Commodity production by private …” „… the system of commodity production. But, in so far as public service is another way of the …”

Titelei/Inhaltsverzeichnis S. 2-4

„… 13 Kazuhiko Murata Commodity production and consumer lifestyles …”

doi.org/10.5771/9783845248332

Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (ed.), Christoph Kumpan (ed.)

European Financial Services Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2019

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Article 57 Position limits and position management controls in commodity derivatives S. 317-334

„… with Arts 6, 10 and 26 of MiFIR. TITLE IV POSITION LIMITS AND POSITION MANAGEMENT CONTROLS IN COMMODITY …” „… hedging: Evidence from commodity markets’, [2013] 109(2) Journal of Financial Economics 441-465; Büscher P …” „… International Money and Finance, 38-70; Chadwick A, ‘Food Commodity Speculation, Hunger, and the Global Food …”

Article 58 Position reporting by categories of position holders S. 334-339

„… an investment firm or a market operator operating a trading venue which trades commodity derivatives …” „… positions held by the different categories of persons for the different commodity derivatives or emission …” „… minimum thresholds. (2) Member States shall ensure that investment firms trading in commodity derivatives …”

Article 56 List of regulated markets S. 316-317

„… IV POSITION LIMITS AND POSITION MANAGEMENT CONTROLS IN COMMODITY DERIVATIVES AND REPORTING …” „… Bibliography: Acharya V, Lochstoer L and Ramadorai T, ‘Limits to arbitrage and hedging: Evidence from commodity …” „… linkages’, (2014) 42 Journal of International Money and Finance, 38-70; Chadwick A, ‘Food Commodity …”

Article 12 Market manipulation S. 730-756

„… , a related spot commodity contract or an auctioned product based on emission allowances; or (ii …” „… commodity contract or an auctioned product based on emission allowances at an abnormal or artificial level …” „… is likely to affect the price of one or several financial instruments, a related spot commodity …”

Article 7 Inside information S. 673-692

„… of import duties. Such duties have an impact on spot commodity prices and, hence, on related …” „… commodity derivatives, which are financial instruments within the meaning of the Market Abuse Regulation.11 …” „… Both the insider dealing prohibition and the prohibition on market manipulation refer to spot commodity …”

Article 2 Scope S. 650-654

„… to: (a) spot commodity contracts, which are not wholesale energy products, where the transaction …” „… is likely to have an effect on the price or value of a spot commodity contract where the price or …” „… instruments.13 The market abuse regime does not extend to trading in spot commodity contracts14 that only …”

Article 2 Exemptions S. 10-18

„… ; (d) persons dealing on own account in financial instruments other than commodity derivatives or …” „… in financial instruments other than commodity derivatives or emission allowances or derivatives …” „… commodity derivatives or emission allowances or derivatives thereof, excluding persons who deal on own …”

Article 45 Position management powers of ESMA S. 555-558

„… commodity derivative. (2) ESMA shall take a decision under paragraph 1 only if both of the following …” „… and integrity of financial markets, including commodity derivative markets in accordance with the …” „… addresses the threat to the orderly functioning and integrity of financial markets, including commodity …”

Article 3 Definitions S. 654-657

„… a natural or legal person; (14) ‘commodity’ means a commodity as defined in point (1) of Article 2 …” „… of Commission Regulation (EC) No 1287/2006 (19); (15) ‘spot commodity contract’ means a contract for …” „… the supply of a commodity traded on a spot market which is promptly delivered when the transaction is …”

Article 2 Definitions S. 624-627

„… 4. Article 5 also applies to: (a) spot commodity contracts that are not wholesale energy products …” „… behaviour has an effect on the price or value of a spot commodity contract where the price or value depends …” „… 4(1) of Directive 2014/65/EU of the European Parliament and of the Council (8); (2) ‘spot commodity …”

Article 6 Exemption for monetary and public debt management activities and climate policy activities S. 670-673

„… impact on spot commodity prices and, hence, on related commodity derivatives, which are financial …” „… prohibition on market manipulation refer to spot commodity contracts and related financial instruments …” „… ; (b) in relation to commodity derivatives, information of a precise nature, which has not been made …”

Article 5 Market manipulation S. 628-629

„… for, or price of, a financial instrument or a related spot commodity contract; or (ii) secures the …” „… price of one or several financial instruments or a related spot commodity contract at an abnormal or …” „… instruments or a related spot commodity contract, which employs a fictitious device or any other form of …”

Article 2 Definitions S. 396-403

„… /EU; and referred to in Annex I, Section C (4) to (10) thereto; (30) ‘commodity derivatives’ means …” „… relate to a commodity or an underlying referred to in Section C(10) of Annex I to Directive 2014/65/EU …” „… ) ‘agricultural commodity derivatives’ means derivative contracts relating to products listed in Article 1 of, and …”

Article 6 Inciting, aiding and abetting, and attempt S. 629-637

„… demand for, or price of a financial instrument, or a related spot commodity contract, or secures …” „… the price of one or several financial instruments or a related spot commodity contract at an abnormal …” „… definition includes information relating to commodity derivatives or related spot commodity contracts,6 …”

Article 1 Subject matter and scope S. 623-624

„… Gerner-Beuerle 623 4. Article 5 also applies to: (a) spot commodity contracts that are not wholesale energy …” „… , bid or behaviour has an effect on the price or value of a spot commodity contract where the price or …” „… commodity contract’ means a spot commodity contract as defined in point (15) of Article 3(1) of Regulation …”

Article 4 Unlawful disclosure of inside information S. 628

„… for, or price of, a financial instrument or a related spot commodity contract; or (ii) secures the …” „… price of one or several financial instruments or a related spot commodity contract at an abnormal or …” „… instruments or a related spot commodity contract, which employs a fictitious device or any other form of …”

Article 42 Product intervention by competent authorities S. 549-554

„… commodity markets or to the stability of whole or part of the financial system within at least one Member …” „… the orderly functioning and integrity of financial markets or commodity markets or to the stability of …” „… integrity of financial markets or commodity markets, the size or the notional value of an issuance of …”

Article 3 Insider dealing, recommending or inducing another person to engage in insider dealing S. 627-628

„… to the supply of, demand for, or price of, a financial instrument or a related spot commodity …” „… contract; or (ii) secures the price of one or several financial instruments or a related spot commodity …” „… of one or several financial instruments or a related spot commodity contract, which employs a …”

Article 82 Exercise of the delegation S. 1678-1679

„… exemption for persons performing activities in commodity derivatives based on the trading activity test …” „… , which is calculated through a size comparison of their trading activity in commodity derivatives …” „… of double counting across trade repositories, (iii) the details of aggregations for commodity …”

Articles 83 to 91 S. 1679-1680

„… ) MiFID regarding the exemption for persons performing activities in commodity derivatives based on the …” „… commodity derivatives, emission allowances and derivatives thereof to the overall market trading activity in …” „… aggregations for commodity derivatives and derivatives using benchmarks, as well as (iv) the general technical …”

Article 1 Scope S. 6-10

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 4. Algorithmic traders and holders of positions in commodity derivatives . . 11 III. Material …” „… development of a stock index or the price of a commodity. See Art 4(1)(43) MiFID II. Structured deposits were …” „… comply with the obligations of the latter. Algorithmic traders and holders of positions in commodity …”

Article 40 ESMA temporary intervention powers S. 542-544

„… an index, financial instrument, commodity or foreign exchange, yet the issuer has at least to pay …” „… financial markets or commodity markets or to the stability of the whole or part of the financial system in …” „… orderly functioning and integrity of financial markets or commodity markets or to the stability of the …”

Article 44 Coordination of national position management measures and position limits by ESMA S. 555

„… commodity derivative. (2) ESMA shall take a decision under paragraph 1 only if both of the following …” „… and integrity of financial markets, including commodity derivative markets in accordance with the …”

Article 39 Market monitoring S. 541-542

„… like an index, financial instrument, commodity or foreign exchange, yet the issuer has at least to pay …” „… financial markets or commodity markets or to the stability of the whole or part of the financial system in …”

Article 43 Coordination by ESMA and EBA S. 554-555

„… paragraph 10(b); (c) as a last resort, limit the ability of a person from entering into a commodity …” „… of financial markets, including commodity derivative markets in accordance with the objectives listed …”

Article 4 Definitions S. 22-34

„… instruments; (c) a commodity or combination of commodities or other physical or non-physical non-fungible …” „… Article 2(1)(29) of Regulation (EU) No 600/2014; (50) ‘commodity derivatives’ means commodity derivatives …” „… 1227/2011; (59) ‘agricultural commodity derivatives’ means derivative contracts relating to products listed …”

Article 11 Market soundings S. 718-730

„… the supply of, demand for, or price of, a financial instrument, a related spot commodity contract or …” „… of one or several financial instruments, a related spot commodity contract or an auctioned product …” „… several financial instruments, a related spot commodity contract or an auctioned product based on emission …”

Article 79 Obligation to cooperate S. 379-381

„… ability of persons to enter into a commodity derivative pursuant to point (p) of Article 69(2). The …” „… overview of emission allowances markets. 7. In relation to agricultural commodity derivatives, competent …”

Article 4 S. 1039-1046

„… and commodity forwards with physical delivery could be considered to fall outside the scope of the PRI …” „… - IP Regulation because there is certainty about the ‘amount repayable’. FX and commodity forwards with …” „… amounts deliverable are not altered by changes in the value of the underlying currency or commodity …”

Commentary on Articles 40 and 41 Art. 40, 41 S. 545-549

„… integrity of financial markets or commodity markets or (3) a threat to the stability of the whole or part of …” „… markets or commodity markets or to the stability of whole or part of the financial system within at least …”

Article 69 Supervisory powers S. 358-362

„… regarding the size and purpose of a position or exposure entered into via a commodity derivative, and any …” „… position or exposure; (p) limit the ability of any person from entering into a commodity derivative …”

Article 32 Trading obligation procedure S. 519-524

„… Commodity Futures Trading Commission (CFTC) as the responsible authority makes the final determination of …” „… the EU under MiFIR (see below comment → mn 10) 1. 2. 3. 1 Sec. 2(h)(8) Commodity Exchange Act (CEA) (7 …”

Article 3 Intragroup transactions S. 1579-1584

„… of application that includes equity, credit, commodity, interest rate and foreign exchange …” „… that underlines the significant industry pressure to reduce EMIR’s scope by excluding commodity and …”

Introduction S. 1563-1574

„… and commodity exchanges in Japan in accordance with Regulation (EU) No 648/2012 of the European …” „… December 2016 on the equivalence of financial instrument exchanges and commodity exchanges in Australia in …” „… instrument exchanges and commodity exchanges in Canada in accordance with Regulation (EU) No 648/2012 of the …”

Article 3 Exclusions from the scope S. 1323-1324

„… commodity prices or an issuer’s credit worthiness. Operational risk. In accordance with first paragraph of …”

Article 15 Initial capital endowment S. 64-65

„… commodity derivatives, emission allowances or derivatives thereof are excluded from the MiFID’s scope if …”

Index S. 1785-1803

„… 21 5 Committee of European Securities Regulators PRIIPR 1 3 Commodity derivatives MAR 7 30; MiFIR 2 …” „… 4 et seq. – causality relationship MAR 8 7 et seq. – circular orders MAR 12 9 – commodity …” „… – spot commodity contracts MAR 2 4 – stabilisation MAR 5 11 et seq., 9 8 – stake building MAR 9 12 et …”

Article 88 Exchange of information with third countries S. 387-389

„… persons active on agricultural commodity derivatives markets for the purpose of ensuring a consolidated …”

Titelei/Inhaltsverzeichnis

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 56 316 TITLE IV POSITION LIMITS AND POSITION MANAGEMENT CONTROLS IN COMMODITY DERIVATIVES AND …” „… REPORTING Position limits and position management controls in commodity derivatives . . . .Article 57 317 …”

Introduction to Title VIII Intro Title VIII S. 558-560

„… position and (3) a limitation of the ability to enter into a commodity derivative.5 These measures are …”

Article 10 Non-financial counterparties S. 1600-1603

„… notional value for OTC commodity derivative contracts and other OTC derivative contracts not provided for …”

Article 26 Obligation to report transactions S. 495-498

„… adopted pursuant to Article 20(3)(a) and Article 21(5)(a). For commodity derivatives, the reports shall …”

Article 22 Competent authorities S. 835-838

„… with a view to obtain information; (c) in relation to commodity derivatives, to request information …”

Commentary on Articles 25-27 Art. 25-27 S. 499-503

„… transaction (Art 26(3) 2 MiFIR). For commodity derivatives, the information comprises the fact whether they …”

Article 4 Notifications and list of financial instruments S. 657-661

„… other forms of securitised debt, derivatives, commodity and emission allowances derivatives, interest …”

Article 1 S. 1680-1684

„… deals with commodity derivatives; (9) Whereas the reduction of systemic risk requires in particular the …”

Article 23 Powers of competent authorities S. 838-843

„… obtain information; (c) in relation to commodity derivatives, to request information from market …”

Article 47 Equivalence decision S. 566-571

„… regulations by the Commodity Futures Trading Commission (‘CFTC’) under Title VII of the Dodd-Frank Act and …”

Introduction to MiFID II and MiFIR Matthias Lehmann S. 1-6

„… commodity derivatives; (7) the regulation and supervision of data reporting services providers; (8) the …”

Article 2 Definitions S. 1317-1323

„… market variables, such as interest rates, foreign exchange rates, equity and commodity prices or an …”

Article 11 Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP S. 1603-1611

„… , foreign exchange swaps, commodity swaps and all other derivatives that are concluded up to and including …”

Article 28 Obligation to trade on regulated markets, MTFs or OTFs S. 503-511

„… position limits for commodity derivatives. These limits apply to derivatives traded on trading venues or …”

Introduction S. 644-650

„… with respect to commodity and related derivative markets, introducing rules on benchmark manipulation …”

Article 16 Organisational requirements S. 65-120

„… instruments other than commodity derivatives, emission allowances or derivatives thereof are excluded from the …”

doi.org/10.5771/9783845279893

zfwu Zeitschrift für Wirtschafts- und Unternehmensethik

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zfwu Zeitschrift für Wirtschafts- und Unternehmensethik

Browse Volumes: zfwu Zeitschrift für Wirtschafts- und Unternehmensethik

zfwu Volume 1 (2000) Issue 2 ISSN Online: 1439-880X

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Bert van de Ven Postmodernism and the Advertised Life. In Search for an Ethical Perspective on Advertising S. 155-173

„… production of commodity-signs, the origin of the exchange value lies in the structure of the communicative …” „… abstracted and plundered as a resource to produce commodity-signs. As a consequence, the social integrative …” „… commodity-signs. According to Goldman, the success of lifestyle advertising has led to such a colonization7 …”

doi.org/10.5771/1439-880X-2000-2

Christian Schmies - Die Regulierung von Hedgefonds

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Christian Schmies

Die Regulierung von Hedgefonds

Series: Studien zum Bank-, Börsen- und Kapitalmarktrecht

Volume 66 2010

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Die Regulierung von Hedgefonds in den USA S. 202-217

„… entziehen. b) Die Regulierung als Commodity Pool Operator/Commodity Trading Advisor Die SEC ist nicht die …” „… Betracht kommt daneben auch eine Aufsicht durch die Commodity Futures Trading Commission (CFTC) mit Sitz in …” „… Chicago. Hedgefonds, die mit Derivatkontrakten in Form sog. commodity futures oder commodity options …”

Abkürzungsverzeichnis S. 19-24

„… Christlich-Demokratische Union CFR Code of Federal Regulations 20 CFTC Commodity Futures Trading Commission CISDM …” „… Center for International Securities and Derivatives Markets CPO Commodity Pool Operator CTA …” „… Commodity Trading Advisor D DBA Doppelbesteuerungsabkommen DE-InvG Diskussionsentwurf des …”

Inhaltsverzeichnis S. 7-18

„… Fondsmanagements 211 a) Investment Advisers Act 211 b) Die Regulierung als Commodity Pool Operator/ Commodity …”

Hedgefonds und der Schutz vor systemischen Risiken im Finanzsektor S. 119-145

„… (SEC) sowie der Commodity Futures Trading Commission (CFTC) zusammen. Der Bericht der PWG …”

doi.org/10.5771/9783845222172

Wolf-Sebastian Zylka - Marktaufsicht im Stromhandel

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Wolf-Sebastian Zylka

Marktaufsicht im Stromhandel

Series: Studien zum Handels-, Arbeits- und Wirtschaftsrecht

Volume 135 2010

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Warenterminmarktaufsicht S. 81-86

„… nach dem Commodity Exchange Act256 hat die Commodities Futures Trading Commission (CFTC) inne. Genese …” „… (2006).255 FERC Order 670, lit. 42, 71 Fed. Reg. 4244, 4252 (2006).256 Commodity Exchange Act, 7 U.S.C (2000 …” „… Handels in Warentermingeschäften („futures contracts“)259. Der Commodity Exchange Act enthält keine …”

Literaturverzeichnis S. 245-252

„… Markets (1984), H. 3, S. 273–295.Friedman, Richard D., Stalking the Squeeze: Understanding Commodity …” „… Interactions in the Energy Complex. Herausgegeben von Office of the Chief Economist. U.S. Commodity Futures …” „… Commodity Exchange Act, 69 Catholic University Law Review (1988), S. 69.Markham, Jerry W., Manipulation of …”

Zusammenfassung S. 86-87

„… Instrumente des Wettbewerbsrechts zur Verfügung.Das zweite Aufsichtsregime wird durch die Commodity Futures …” „… Trading Commission (CFTC) auf der Basis des Commodity Exchange Act durchgeführt. Sie wacht über den Handel …”

Abkürzungsverzeichnis S. 21-26

„… U. L. Rev. Catholic University Law ReviewCEA Commodity Exchange ActCESR Committee of European …” „… Securities RegulatorsCFTC Commodity Futures Trading CommissionCJA Criminal Justice ActCMLJ Capital Markets …”

Inhalt und Umfang des Insiderhandelsverbots S. 100-106

„… on the commodity derivatives market concerned or the underlying commodity derivatives market.“, Sec …”

Energiemarktaufsicht S. 70-81

„… Federal Energy Regulatory Commission and the Commodity Futures Trading Commission regarding Information …” „… den börslichen Handel in Warentermingeschäften. Die Aufsicht über diese Märkte nach dem Commodity …” „… , lit. 42, 71 Fed. Reg. 4244, 4252 (2006).256 Commodity Exchange Act, 7 U.S.C (2000) (im Folgenden CEA …”

Ad-hoc-Publizitätspflicht für Insiderinformationen S. 117-123

„… deutschen Recht § 21 BörsG; dazu Schwark/Schwark, § 21 BörsG, Rn. 2.420 CESR/03-212c, S. 10f.421 „[Commodity …” „… commodity derivatives markets.“, CESR/03-212c, S. 11.120siderinformationen bei Warenderivaten normiert ist …”

Marktkonzentration S. 36

„… . 218ff.44 „'Commodity' 1c: a mass-produced unspecialized product“, Merriam-Webster Online Dictionary. …”

Elastizität von Nachfrage und Angebot S. 35-36

„… . 218ff.44 „'Commodity' 1c: a mass-produced unspecialized product“, Merriam-Webster Online Dictionary. …”

Markteintrittsbarrieren S. 36-37

„… . 218ff.44 „'Commodity' 1c: a mass-produced unspecialized product“, Merriam-Webster Online Dictionary.37 …”

Rechtsquellen S. 88-89

„… related investments which are commodity derivatives, inside information is information of a precise nature …”

Kapitalmarktrechtliches Marktmissbrauchsverbot S. 89-90

„… Folgenden MiFID).300 „(3) In relation to qualifying investments or related investments which are commodity …”

Zielsetzung und Inhalt S. 112-114

„… equity securities markets disclosure rules to commodity derivatives markets."; so auch CESR/03-102b, S …”

Marktrahmenbedingungen S. 68-70

„… Warentermingeschäfte durch die Commodity Futures Trading Commission (CFTC). Beide Behörden haben weitreichende …”

Rechtsquellen und deren Anwendbarkeit S. 97-100

„… „“Commodity derivatives“ means financial futures/forward, option or swap contracts connected with commodities …”

Insiderhandel in Warenderivaten S. 61-66

„… , vgl. Commodity Futures Trading Commission September 1984, A Study of the Nature, Extent, and Effects …”

Marktmanipulationsverbot S. 123-129

„… might be […] trading in the underlying product of a commodity derivative to distort the price of the …”

Funktion und Wertschöpfung im Terminhandel mit Strom S. 47-54

„… Economist. U.S. Commodity Futures Trading Commission (28.04.2005).129 McNichols/Trueman, 17 J. Acc. & Econ …”

doi.org/10.5771/9783845223254

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