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Nathalie Lendermann - Procedure Shopping Through Hybrid Arbitration Agreements

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Nathalie Lendermann

Procedure Shopping Through Hybrid Arbitration Agreements

Series: Studien zum Internationalen Wirtschaftsrecht - Studies on International Economic Law

Volume 16 2018

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Qualifying hybrid arbitration (agreements) S. 126-208

„… yet dared to propose a comprehensive list of arbitration-friendly jurisdictions, a good description …” „… arbitration-friendly.«58 Very optimistically, an author even alleges that an award »issued e.g. by the ICC Court or …” „… given states a place of arbitration in an arbitration-friendly jurisdiction, such clause will indeed be …”

Hybrid Arbitration Clauses Before State Courts S. 402-488

„… courts. Possibly, this is an indication of the overall arbitration-friendly tendency of legal writing …” „… 424 competences, faces weaker headwind.102 Arbitration-friendliness means not only non-interference …” „… those issued by the designated institution. A supporting court of an arbitration-friendly jurisdiction …”

Party autonomy and the legislative framework S. 56-125

„… springs to mind when discussing hybrid arbitration agreements: If parties are free to choose a state …” „… body, an arbitration institution, to apply to a contractually agreed arbitration. To the extent party …” „… autonomy in international arbitration is recognised, hybrid arbitration agreements are presumably valid …”

Bibliography S. 515-572

„… Internationalisation?« Arbitration Notes, 19 April 2012. http://hsf-arbitrationnotes.com/2012/04/19 …” „… Trial of Cases Involving Arbitration-Related Judicial Review« [最高人民法院关于正确审理仲裁司法审查案件有关问题的通知] Pkulaw.cn …” „… American Arbitration Association (AAA) and the International Centre for Dispute Resolution (ICDR)« Home …”

Introduction S. 29-55

„… arbitration-friendly jurisdiction by also referring to the arbitration rules of the Swiss Chambers' Arbitration …” „… 29 Introduction Worldwide, arbitration has become an established means to solve international …” „… commercial disputes.1 Although it is difficult to quantify the significance of arbitration in comparison to …”

Conclusion S. 489-499

„… arbitration when compared to ad hoc arbitration1 is not wrong but too general. It does not pay enough …” „… attention to the dogmatic foundations of limitations to party autonomy in institutional arbitration or to …” „… question of how to deal with hybrid arbitration agreements or related procedure shopping attempts by …”

Titelei/Inhaltsverzeichnis S. 1-28

„… Procedure Shopping Through Hybrid Arbitration Agreements Nathalie Lendermann Considerations on …” „… party autonomy in institutional international arbitration Nomos Studien zum Internationalen …” „… Nathalie Lendermann Procedure Shopping Through Hybrid Arbitration Agreements Considerations on party …”

Opting-out aspect - derogation from institutional rules S. 209-270

„… Arbitrants] by Menander, which features an arbitration-like scene (reproduced in: Capps, Four Plays of …” „… arbitration is a coin with two sides: On the one hand, parties opt out of the rules issued by the designated …” „… by the parties. These reasons include: assurance of the quality of arbitrations held under the …”

Opting-in aspect - applying another institution's rules S. 271-401

„… arbitrations 275 this arbitration-centred thesis. The discussion can only touch upon the main ideas of …” „… hybrid arbitration agreements just discussed concerned a number of general issues of flexibility of …” „… institutional arbitration and the contractual relationships in an institutional setting. Therefore, the …”

Deutschsprachige Zusammenfassung (summary in German) S. 500-514

„… Singapore International Arbitration Centre, SIAC), und zugleich die Schiedsordnung einer anderen Institution …” „… and all such disputes shall be finally resolved by arbitration before the Singapore International …” „… Arbitration Centre in accordance with the Rules of Arbitration of the International Chamber of Commerce then …”

doi.org/10.5771/9783845289441

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Peter Mankowski (ed.)

Commercial Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2018

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Wolf Müller-Rostin Article 34 Arbitration S. 1232

„… that nation has one of the enumerated connections to the parties.9 Article 34 Arbitration 1. Subject to …” „… arbitration. Such agreement shall be in writing. 2. The arbitration proceedings shall, at the option of the …” „… arbitration tribunal shall apply the provisions of this Convention. 4. The provisions of paragraphs 2 and 3 of …”

Eckart J. Brödermann Preamble (Purpose of the Principles) S. 477-483

„… regard to the applicable litigation or arbitration law regime. Only the applicable conflict of law rules …” „… of the arbitration or court forum can decide if and how it accepts a choice of UNIDROIT …” „… applicable private international law of the arbitration – or state court – forum permits the choice of ‘rules …”

Eckart J. Brödermann Article 10.6 (Suspension by arbitral proceedings) S. 775-776

„… period (arbitration, ADR, force majeure, death, incapacity). In contrast to Art. 14:304 PECL and some …” „… proceedings have been otherwise terminated. A. Adaptation of the Concept of Suspension to Arbitration Art …” „… judicial proceedings in Art. 10.5 to suspension by initiation of arbitration proceedings. From a practical …”

Eckart J. Brödermann Article 1.4 (Mandatory rules) S. 486-488

„… . Fan, Arbitration in China. A Legal and Cultural Analysis (2013), p. 184; Brödermann in: FS Elsing …” „… court or an arbitration tribunal, Art. 1.11 1st hyphen) to apply mandatory law which is applicable under …” „… international law of the forum, whereby state courts and arbitration tribunals, even if they are located in the …”

Eckart J. Brödermann Introduction to the UNIDROIT Principles of International Commercial Contracts (“PICC”) S. 462-476

„… Review (2006), pp. 771–792; Berger, Klaus-Peter, International Arbitration Practice and the UNIDROIT …” „… “Global” Arbitration Decided on the Basis of the UNIDROIT Principles: In re Andersen Consulting Business …” „… Coopérative, 17 Arbitration International (2001), pp. 249-261 (cited as “Bonell, Arb Int’l 2001”); ibid …”

Peter Mankowski Article 14 S. 440

„… court is actually seised. Article 14 (1) Where the parties have agreed to submit to arbitration, the …” „… for in the arbitration agreement or by the law applicable to such proceedings. (2) In the absence of …” „… that the claim in dispute be referred to arbitration is delivered at the habitual residence or place of …”

Eckart J. Brödermann Article 3.3.1 (Contracts infringing mandatory rules) S. 558-559

„… hyphen) may be found in the applicable international arbitration law (→ Art. 1.4. no. 2). 6 See again …” „… may conflict with each other in an international arbitration (conflit des lois de police),10 e.g. by …” „… . Especially arbitration tribunals which, under the applicable arbitration rules, enjoy freedom to determine …”

Eckart J. Brödermann Article 5.2.2 (Third party identifiable) S. 587

„… a beneficiary has to bring its claim in arbitration.22 The beneficiary is protected by a right of …” „… no. 1, 9.3.4 no. 2). 21 A note on arbitration risk management: If (i) a party contracts with a …” „… party to the contract, (iii) the contract provides for the possibility of multi-party arbitration, and …”

Eckart J. Brödermann Article 10.7 (Alternative dispute resolution) S. 777-778

„… an interim award accepting jurisdiction does not bring an end to the arbitration proceeding),11 or …” „… (arbitration) award on agreed terms.12 It is again for the law of the arbitral tribunal to decide ”whether or …” „… not such events terminate the arbitration and thereby also the suspension”.13 The (new and different …”

Eckart J. Brödermann Article 10.4 (New limitation period by acknowledgement) S. 771-772

„… acceptable by the parties. Arbitration Clauses In a number of circumstances, including e.g. high volume …” „… disputes promptly, e.g. within six months.26 In such cases, the arbitration agreement (i.e. a distinct …” „… agreement under the doctrine of severability)27 may provide for (very) short periods to initiate arbitration …”

Eckart J. Brödermann Article 7.4.9 (Interest for failure to pay money) S. 689-692

„… , the applicable arbitration law12 and arbitration regime13 leaves full discretion to the arbitrators to …” „… Stadtländer, Unilex which, in turn, is based in this respect on a quote from Berger, International Arbitration …” „… Vogenauer/McKendrick Art. 7.4.9 no. 3. 11 See e.g. Art. 35(1) lit. b) CEAC Arbitration Rules (Hamburg). Art. 7.4.9 …”

Raimond Emde Article 20 S. 1300

„… arbitration agreements, where a distinction must be made in principle between EU/EEC and third countries. Some …” „… Member States either deny the effectiveness of arbitration clauses in favor of a third country which do …” „… , the recognition and enforcement of arbitration awards adopted on the basis of such an arbitration …”

Eckart J. Brödermann Article 7.2.5 (Change of remedy) S. 655

„… ‘contempt of court’.16 An arbitration tribunal will usually be obliged under the applicable arbitration …” „… Some jurisdictions would even explicitly accept such orders from an arbitration tribunal.18 With …” „… respect to others, the arbitration tribunal may argue that the parties, by choosing the UNIDROIT …”

Eckart J. Brödermann Article 7.4.10 (Interest on damages) S. 693

„… arbitration laws5 and arbitration regimes6 which sometimes leave full discretion to the arbitrators to …” „… . 5. 5 E.g. Art. 1511 French Code de Procédure Civile. 6 Art. 21 (1) sentence 2 ICC Arbitration Rules …” „… , Art. 35 (1) sentence 4 CEAC Hamburg Arbitration Rules, Art. 35 (1) sentence 2 UNCITRAL Arbitration …”

Introduction Introduction LPC S. 418-421

„… Arbitration’, Arb. Int. 23 (2007) 293; Smit, ‘The Convention on the Limitation Period in the International …” „… Arbitration’, Arb. Int. 23 (2007), 293, 307. 17 Castellani, ‘An Assessment of the Convention on the Limitation …” „… However, as to international commercial arbitration over CISG contracts it was commended that the …”

Peter Mankowski Article 1 CISG S. 11-19

„… where it has its seat.50 Currently, such thinking appears to prevail in the arbitration community. It …” „… with the principle of territoriality in arbitration law as it is enshrined e.g. in § 1025 (1) ZPO in …” „… Arbitration Bulletin 87, 105 (2008); Markert, 2 (2) Contemporary Asia Arbitration Journal 217, 224 (2009 …”

Eckart J. Brödermann Article 3.1.1 (Matters not covered) S. 535

„… combination with an arbitration clause → Preamble no. 3-6) covers (i) the legal regime which is applicable to …” „… qualified otherwise by the applicable private international law (of the competent state court or arbitration …” „… international law2 and/or the applicable arbitration law and/or the applicable arbitration rules will 2 Official …”

Petra Butler Article 60 CISG S. 289-291

„… . 10 Compare: Arbitral Award, Tribunal of International Commercial Arbitration at the Russian …” „… Federation Chamber of Commerce and Industry Arbitration, 24 January 2002 (Case iron products), CISG-Online 88 …” „… Arbitration Commission Arbitration (China) 22 March 2001 (Mung beans), CISG-Online 1442 (Pace); Arbitral Award …”

Eckart J. Brödermann Article 3.2.9 (Confirmation) S. 549

„… ; see also Morán Bovio/Herrera Art. 3.12, no. 1, p. 212 (‘tácita’); Arbitration Award 21 April 1997, Ad …” „… Hoc arbitration (Paris), Unilex (abstract); Arbitration Award 10 December 1997, Ad Hoc arbitration …”

Tobias Eckardt Article 33 S. 974

„… contract of carriage may contain a clause conferring competence on an arbitration tribunal if the clause …” „… after the dispute arose are not ruled by CMR.2 II. Contents of Arbitration Agreement The arbitration …” „… part.5 Violation of Art. 33 CMR leads to the arbitration clause being null and void under Art. 41 CMR.6 …”

Peter Mankowski Article 9 CISG S. 47-50

„… Usages and Implied Terms in the Age of Arbitration (OUP, Oxford 2016). 5 Farnsworth, ‘Art. 9 CISG’, in …” „… contract-forming effect in this regard. Jurisdiction, arbitration, mediation or other dispute resolution clauses …” „… when the arbitration agreement was concluded (before or after the conclusion of the main contract or …”

Eckart J. Brödermann Article 8.1 (Conditions of set-off) S. 698-705

„… 49 as to its existence and amount. Yet, in an arbitration (or a state court proceeding), mandatory …” „… claims (e.g. by a lien or an arrest decree),80 (ii) international procedural and/or arbitration law …” „… . 21 (3) UNCITRAL Arbitration Rules 2010 (which correlate with a number of institutional arbitration …”

Eckart J. Brödermann Article 3.2.10 (Loss of right to avoid) S. 549-550

„… ; see also Morán Bovio/Herrera Art. 3.12, no. 1, p. 212 (‘tácita’); Arbitration Award 21 April 1997, Ad …” „… Hoc arbitration (Paris), Unilex (abstract); Arbitration Award 10 December 1997, Ad Hoc arbitration …”

Eckart J. Brödermann Article 11.1.8 (Effect of judgment) S. 800-801

„… initiate legal proceedings against only one obligor to save costs (e.g. an increase of arbitration or state …” „… arbitrators (as in multi-party arbitration that choice is at risk under many arbitration regimes).6 For that …” „… case para.1 clarifies that the arbitration award or state court judgement does not affect (i) the …”

Peter Mankowski Introduction S. 1-8

„… , Paris 1996); Carbonneau (ed), Lex mercatoria and Arbitration (2nd ed., Juris, Yonkers 1998); Seraglini …” „… Latina (Depalma, Buenos Aires 2010); id., Lex Mercatoria, International Arbitration and Independent …” „… Financial Disputes – Arbitration and Mediation (OUP: Oxford 2015) paras 7.22-7.31. 8 Latty, La lex sportiva …”

Lisa Spagnolo Article 14 CISG S. 58-69

„… determination). Contra Tribunal of International Commercial Arbitration, Russian Federation Chamber of Commerce …” „… Vindobona Journal of International Commercial Law and Arbitration 233, 234; CISG Advisory Council Opinion No …” „… ) Vindobona Journal of International Commercial Law & Arbitration 259, 290; Zachariasiewicz, 116. 76 For …”

Titelei/Inhaltsverzeichnis

Peter Mankowski Article 9 S. 435

„… b) a provision in an arbitration agreement that no right shall arise until an arbitration award has …” „… requirement to arbitrate, providing for only an arbitration award to be constitutive. These so called …”

Eckart J. Brödermann Article 3.1.2 (Validity of mere agreement) S. 536

„… applies such as in arbitration scenarios, as opposed to mere ‘incorporation’(→ Art. 1.4 no. 3, 5). 3 See …” „… e.g., for the combination of the UNIDROIT Principles with an arbitration clause, Art. V para. 1 lit. a …” „… of the New York Convention, as argued by Born International Commercial Arbitration, Volume I, § 4.07 …”

Article 25 CISG S. 130-142

„… International Sale of Goods’, 9 Vindobona Journal of International Commercial Law & Arbitration 253 (2005 …” „… ?’, 8 Vindobona Journal of International Commercial Law & Arbitration (2004) 81; Zeller, ‘The Remedy of …” „… Lacking Certainty?’, 11 Vindobona Journal of International Commercial Law & Arbitration 219 (2007). I …”

Peter Mankowski Article 10 S. 435-436

„… b) a provision in an arbitration agreement that no right shall arise until an arbitration award has …” „… requirement to arbitrate, providing for only an arbitration award to be constitutive. These so called …”

Eckart J. Brödermann Article 1.6 (Interpretation and supplementation of the Principles) S. 490-491

„… unrestricted direct way on the basis of the applicable private international (arbitration) law (→ Preamble no …” „… ) therefore to solutions found by courts and arbitration tribunals around the world6 (see the database at …” „… scope of the UNIDROIT Principles.19 With a reserve to mandatory law of the seat of an arbitration 2. 1 …”

Eckart J. Brödermann Article 5.2.1 (Contracts in favour of third parties) S. 585-586

„… arbitration; see also Vogenauer/Vogenauer Art. 5.1.9 no. 10. 12 Vogenauer/Vogenauer Art. 5.1.9 no. 3, 15. 1 …” „… provide conditions (e.g. to sign an arbitration agreement21; acceptance) and/or limitations (duties) for …” „… the beneficiary, whereby the mere existence of an arbitration clause in the contract may imply that 4 …”

Eckart J. Brödermann Article 10.1 (Scope of the Chapter) S. 761-764

„… no. 1. 12 Schwenzer/Manner, Arbitration International 2007 (23/2), p. 293, 295; Bonell Limitation …” „… Arbitration 135, Unilex, at no. 185 (applying Art. 10.2 ‘subsidiarily’ in light of unclear domestic law). Art …” „… the applicable private international law and/or arbitration regime (which depends on the competent …”

Peter Mankowski Article 12 CISG S. 52-53

„… NIPR 2001 No. 278. 9 Supreme Arbitration Tribunal of the Russian Federation CLOUT No. 1108; CIETAC …” „… Withdraw?’, Vindobona Journal of International Commercial Law and Arbitration 8 (2004), 145. 13 Supreme …” „… Arbitration Tribunal of the Russian Federation CLOUT No. 1108; CIETAC CLOUT No. 715. Chapter II General …”

Article 1.7 (Good faith and fair dealing) S. 492-493

„… tribunal (Art. 1.4), this can include issues regarding an arbitration clause, especially if a …” „… question like ‘consent’ is relevant both to determine the competence of an arbitration tribunal and the …” „… January 2002, Arbitration Court of the Lausanne Chamber of Commerce and Industry, Unilex (abstract …”

Tim W. Dornis Article 72 CISG S. 327-331

„… (Switzerland), 17.7.2007, CISG-online 1515; Tribunal of Int Comm Arbitration, Ukraine Chamber of Comm & Trade …” „… Sale of Goods (CISG) (4th edn, OUP 2016). 7 Netherlands Arbitration Institute, 15.10.2002, CISG-online …” „… 780. 8 Tribunal of Int Comm Arbitration, Russian Federation Chamber of Comm & Indus, 7.6.1999 …”

Marco Torsello Article 33 CISG S. 181-185

„… . 10) para. 25. 16 Cf. Piltz (n. 5) para. 19. 17 ICC Court of Arbitration, Arbitral Award n. 8786/1997 …” „… , ICC International Court of Arbitration Bulletin 7 (2000). 18 ICC Court of Arbitration, Arbitral Award …” „… n. 9117/1998, ICC International Court of Arbitration Bulletin 83 (2000). Section I Delivery of the …”

Peter Mankowski Article 4 CISG S. 28-30

„… Arbitration 13 (2009), 109, 115-119. 4 Honnold/Flechtner para. 63. 5 Magnus, ‘Art. 4 CISG’, in: Staudinger n 3 …” „… International Commercial Law and Arbitration 13 (2009), 131; Magnus, ‘Incorporation of Standard Contract Terms …” „… non-privity parties’, Vindobona Journal of International Commercial Law and Arbitration 13 (2009), 109 …”

Eckart J. Brödermann Article 7.1.7 (Force majeure) S. 641-645

„… combination of a choice of UNIDROIT Principles clause with an arbitration clause (→ Preamble no. 3, 6). 32 See …” „… under General Contract Principles – Exemption for Non-Performance in International Arbitration (2009) p …” „… Arbitration (2009) p. 156-157. 27 Vogenauer/Pichonnaz Art. 7.1.7 no. 33. 28 Vogenauer/Pichonnaz Art. 7.1.7 no …”

Tobias Eckardt Article 34 S. 975-977

„… arbitration agreement, this has to be ruled by the applicable national law; though it is in dispute whether …” „… arbitration clause that aims to confer exclusive jurisdiction to the tribunal as invalid only in as far as it …” „… excludes the courts’ jurisdiction, thus turning the arbitration clause into an agreement on an additional …”

Petra Butler Introduction to Articles 45–65 CISG S. 232-237

„… ’, in John Trenor (ed), The Guide to Damages in International Arbitration (GAR, London 2016). 31 Pascal …” „… See Foreign Trade Court of Arbitration attached to the Serbian Chamber of Commerce in Belgrade (15 …” „… Federation Arbitration Proceeding 99/2002 (16 April 2002) CISG-online 1683; Foreign Trade Court of …”

Eckart J. Brödermann Article 3.2.11 (Notice of avoidance) S. 551

„… . 3.2.11 no. 2, p. 115. 6 Arbitration Award 10 December 1997, Ad Hoc arbitration (Buenos Aires), Unilex …”

Peter Mankowski Article 16 S. 442

„… dispute resolution beyond arbitration (the latter understood in the narrow technical sense) nowadays …” „… should be covered by the broadly and dynamically understood term “arbitration”. This broad interpretation …”

Peter Mankowski Article 17 S. 442

„… dispute resolution beyond arbitration (the latter understood in the narrow technical sense) nowadays …” „… should be covered by the broadly and dynamically understood term “arbitration”. This broad interpretation …”

Petra Butler Article 63 CISG S. 295

„… ; Arbitration Court of the International Chamber of Commerce, January 1997 (Arbitral award No. 8786), ICC …” „… International Court of Arbitration Bulletin, vol. 11, No. 2, 2000, 70, available in English at …”

Peter Mankowski Article 21 S. 446

„… him to escape and to circumvent such unfortunate circumstances. If the claim is subject to arbitration …” „… and the arbitration tribunal fails to constitute after nomination has been properly effected, or the …”

Eckart J. Brödermann Article 4.6 (Contra proferentem rule) S. 568

„… ’); Vogenauer/Vogenauer Art. 4.6 no. 4, 9. For an example from arbitration practice (referred to ibidem at no. 6 …” „… ): Arbitral Award 17 December 2009, German Court of Arbitration for Sport, Unilex as referenced and confirmed …”

Eckart J. Brödermann Article 4.7 (Linguistic discrepancies) S. 568

„… ’); Vogenauer/Vogenauer Art. 4.6 no. 4, 9. For an example from arbitration practice (referred to ibidem at no. 6 …” „… ): Arbitral Award 17 December 2009, German Court of Arbitration for Sport, Unilex as referenced and confirmed …”

Eckart J. Brödermann Article 5.1.1 (Express and implied obligations) S. 571

„… . 5.1.2.16 If the reasoning of the decision maker, usually an arbitration tribunal or a state court, is …” „… known arbitration about the Arthur Anderson dissolution (one of the world largest group of consultants …”

Petra Butler Article 47 CISG S. 243-248

„… to Art. 63 see, however, Arbitration Court of the International Chamber of Commerce, January 1992 …” „… (Arbitral award No 7585), ICC International Court of Arbitration Bulletin, 1995, 60, Journal du droit …” „… Butler 247 16 17 18 weeks for a car delivery to be reasonable.24 An international arbitration court found …”

Raimond Emde Article 1 S. 1265

„… Jurisdiction and arbitration clauses in favor of other Member States will likely be assessed differently in …” „… comment Meyer ZVertriebsR 2014, 352 (358). 176 In detail for arbitration agreements Emde RIW 2016, 104 …”

Eckart J. Brödermann Article 7.2.3 (Repair and replacement of defective performance) S. 652

„… mitigate the risk, with a UNIDROIT Principles clause and a CEAC arbitration clause providing for …” „… arbitration in Europe which (so far) has impressed the seller sufficiently to perform in the agreed quality. 1 …”

Stefan Kröll Article 39 Assignment of Proceeds S. 1504-1531

„… UNIDROIT 7.3.3 2 Apparent damage CMR 30 12 Approval – oral CISG 21 15 Arbitration CIM 46 3; Montreal …” „… Convention 34 1 – agreement CMR 33 1 Arbitration clause – applicability of UNIDROIT Principles UNIDROIT 1.6 …” „… by arbitration UNIDROIT 10.6 1 – termination of arbitration procedure as end of suspension UNIDROIT …”

Tim W. Dornis Article 78 CISG S. 360-366

„… edn, Sellier 2013). 26 See, e.g., Court of Arbitration, ICC, no 11849/2003, CISG-online 1421; CISG-AC …” „… Libor (London Interbank Offered Rate), as a solution.39 In international arbitration, the most liberal …” „… 1496; Court of Arbitration, ICC, case no 7331/1994, CISG-online 106; District Court of Stuttgart …”

Eckart J. Brödermann Article 3.2.12 (Time limits) S. 551-552

„… . 3.2.11 no. 2, p. 115. 6 Arbitration Award 10 December 1997, Ad Hoc arbitration (Buenos Aires), Unilex …”

Peter Mankowski Article 90 CISG S. 405-406

„… ; 2005 Hague Choice of Court Agreements Convention) or arbitration clauses (1958 New York Convention …” „… ; 1961 European Commercial Arbitration Convention).5 II. EU law and their transformations Taken …”

Peter Mankowski Article 2 S. 425-426

„… (3) (e) extends “legal proceedings” to arbitration and administrative proceedings. To be friendly …” „… to arbitration features amongst the policy statements of the Convention.15 To date, one should read …”

Eckart J. Brödermann Article 2.1.12 (Writings in confirmation) S. 509-510

„… person-toperson meeting. If the agreed terms include an arbitration or choice of court clause, the written …” „… )), the incorporation of standard terms or of a choice of court or arbitration clause is likely to be …”

Eckart J. Brödermann Article 7.3.5 (Effects of termination in general) S. 667-668

„… arbitration or private international law regimes)11 and other provisions which “by their very nature are …” „… , Art. 7.3.5 no. 3 and Illustration 2, p. 261. 11 See e.g. Born, International Commercial Arbitration, 2 …”

Eckart J. Brödermann Article 10.8 (Suspension in case of force majeure, death or incapacity) S. 779-780

„… and/or arbitration law)17 and applies only if also the general requirements of para. 1 are met (no …” „… York Convention and Born, International Commercial Arbitration (2014) Vol. 1, pp. 626 632 for private …”

Eckart J. Brödermann Article 2.1.15 (Negotiations in bad faith) S. 515-516

„… Arbitration If the dispute about a missing term arises in arbitration, an arbitrator will have to …”

Eckart J. Brödermann Article 2.1.19 (Contracting under standard terms) S. 520-521

„… Vogenauer/Vogenauer Art. 2.1.18 no. 9 (with detailed quotes from an ICC 2003 arbitration arguing that permitting once …” „… . Vogenauer/Naudé Art. 2.1.19 no. 34 (on choice of court and arbitration clauses). 9 Morán Bovio/Viscasillas Art …”

Eckart J. Brödermann Article 11.2.2 (Effects of joint and several claims) S. 818-819

„… obligor wishes to perform subsists in case of litigation or arbitration,7 i.e. even if one obligee has …” „… consequences for the pending litigation or arbitration). The reason for this decision of the Working Group was …”

Christoph Brunner, Michael Schifferli Article 44 CISG S. 229-231

„… , C.H.Beck 2016) para. 8. 5 ICC Arbitration Court of the International Chamber of Commerce, 1.6.1999 …” „… , CISG-online 705; Tribunal of International Commercial Arbitration at the Russian Federation Chamber of …”

Eckart J. Brödermann Article 10.3 (Modification of limitation periods by the parties) S. 768-770

„… arbitration, if that system serves the parties’ purpose better. They can do so by so-called ‘dépeçage’, an …” „… court] [or: at the seat of arbitration] (dépeçage)’. For 2. 19 Vogenauer/Wintgen Art. 10.3 no. 4. 20 …”

Peter Mankowski Article 81 CISG S. 381-383

„… Arbitration 9 (2005), 291; Mazzotta, ‘Effects of avoidance: Comparison between the provisions of CISG Article …” „… , arbitration, conciliation or mediation clauses) and on the other hand to the special regime established by …”

Eckart J. Brödermann Article 8.4 (Content of notice) S. 710-712

„… set-off declaration can be introduced to the arbitration or court proceeding9 (→ Art. 8.1 no. 22 at E (2 …” „… arbitration with one or several internationally experienced arbitrator(s). Article 8.4 (Content of notice) (1 …”

Sebastian Omlor Article 29 CISG S. 153-155

„… , not governed by the convention (e.g. arbitration or jurisdiction agreements, competition clauses) are …” „… Arbitration Commission, 23 May 2000 = http://cisgw3.law.pace.edu/cases/000523c1.html; Perales Viscasillas …”

Eckart J. Brödermann Article 11.1.4 (Availability of defences and rights of set-off) S. 791-793

„… law and/or arbitration rule13 (in this regard there still exist many traps because of a fundamentally …” „… Convention and Born, International Commercial Arbitration (2014) Vol. 1, pp. 626-632 for private …”

Tim W. Dornis Article 71 CISG S. 319-326

„… ., Tribunal of Int Comm Arbitration, Russian Fed Chamber of Comm & Indus, 24.5.2004, CISG-online 1210; Peter …” „… International Arbitration of Milan (Italy), 28.9.2001, CISG-online 1582; Christiana Fountoulakis, ‘Article 71 …” „… (CISG) (16th edn, Sellier 2013). 45 See, e.g., Netherlands Arbitration Institute, 15.10.2002 …”

Peter Mankowski Article 2 CISG S. 20-23

„… be more complicated insofar as there are specific PIL rules for arbitration proceedings.56 If the …” „… Arbitration’, Annals FLB – Belgrade L. Rev. LIX (2011), 211, 214 et seq.; Schwenzer/Hachem, ‘Introduction’, in …”

Sebastian Omlor Article 27 CISG S. 146-149

„… Tribunal of International Commercial Arbitration at the Russian Federation Chamber of Commerce and Industry …” „… ), Kommentar zum Einheitlichen UN-Kaufrecht (2013), para. 8; to the contrary: Court of Arbitration of the …”

Lisa Spagnolo Article 24 CISG S. 116-129

„… Commercial Law & Arbitration 305, 309; Schroeter, Art. 24 para. 18. 49 As required for BGB § 130(1 …” „… Law & Arbitration 320; Schroeter, Art. 24 para. 27. 69 Art. 10(2) e-CC, Electronic Communications …” „… International Commercial Law & Arbitration 309; Peter Huber and Alastair Mullis, The CISG: A New Textbook for …”

Tim W. Dornis Article 75 CISG S. 349-352

„… of Maribor, 21.10.2010, CISG-online 2331; ICC Court of Arbitration, Basel (Switzerland), CISG-online …” „… , Commentary on the International Sales Law (Giuffrè 1987) (highest/lowest price). 16 ICC Court of Arbitration …”

Eckart J. Brödermann Article 11.2.1 (Definitions) S. 813-817

„… their interest in case of a law suit. In case of an arbitration clause providing for a three-arbitrator …” „… arbitration if only one of the obligees starts contesting the performance). (ii) The risk of deadlock among …”

Peter Mankowski Article 7 CISG S. 37-41

„… : How Much Regard Should We Have?’, Vindobona Journal of International Commercial Law and Arbitration 8 …” „… International Commercial Law and Arbitration 13 (2009), 15; id., ‘Homeward Trend and Lex Forism in Uniform Sales …”

Klaus Ramming Article 24 Limitation of actions S. 1056-1060

„… or arrest proceedings, commencement of arbitration proceedings, commencement of proceedings to secure …” „… be sufficient to commence arbitration proceedings or to file the claim against the relevant party in …”

Eckart J. Brödermann Article 3.2.17 (Unilateral declarations) S. 558

„… hyphen) may be found in the applicable international arbitration law (→ Art. 1.4. no. 2). 6 See again …”

Peter Mankowski Article 23 S. 448

„… periods as such, but to time limits for commencing arbitration. Thus, (3) should be seen in a context with …”

Peter Mankowski Article 24 S. 448

„… periods as such, but to time limits for commencing arbitration. Thus, (3) should be seen in a context with …”

Eckart J. Brödermann Article 1.2 (No form required) S. 485

„… choice of court or on choice of arbitration agreements may also require a certain form if the dispute …”

Eckart J. Brödermann Article 1.3 (Binding character of contract) S. 486

„… . Fan, Arbitration in China. A Legal and Cultural Analysis (2013), p. 184; Brödermann in: FS Elsing …”

Eckart J. Brödermann Article 6.1.13 (Imputation of non-monetary obligations) S. 615

„… rule giving large discretion to the arbitrator (e.g. Art. 35 UNCITRAL Arbitration Rules), where the …”

Eckart J. Brödermann Article 1.1 (Freedom of contract) S. 484

„… law by agreeing that the national law shall be interpreted by an international arbitration tribunal …”

Eckart J. Brödermann Article 3.2.13 (Partial avoidance) S. 553

„… arbitral tribunal in case of dispute resulting in an arbitration proceeding. 1 Official Comments to Art …”

Eckart J. Brödermann Article 3.2.14 (Retroactive effect of avoidance) S. 553

„… arbitral tribunal in case of dispute resulting in an arbitration proceeding. 1 Official Comments to Art …”

Eckart J. Brödermann Article 9.1.2 (Exclusions) S. 718

„… arbitration and state court proceedings). (iii) To the extent that the domestic law permits ‘normal …”

Erik Evtimov, Tatyana Payosova Article 47 Extinction of right of action S. 1174

„… carriage with a possibility to agree on alternative dispute resolution, namely arbitration. Whereas the …”

Peter Mankowski Article 25 S. 449

„… , public body, or dispute solution instance suffices, including particularly arbitration tribunals, sole …”

Eckart J. Brödermann Article 2.1.13 (Conclusion of contract dependent on agreement on specific matters or in a particular form) S. 511

„… opposed to, Illustration 3, p. 53, of the exception that the added arbitration clause is common practice …”

Eckart J. Brödermann Article 2.1.16 (Duty of confidentiality) S. 517

„… once enforced by the author in an arbitration under the UNIDROIT Principles-regime)6 or the benefit …”

Eckart J. Brödermann Article 7.4.11 (Manner of monetary redress) S. 694

„… negotiations or in preparing an “arbitration award on agreed terms” to split the weight of an award in several …”

Eckart J. Brödermann Article 7.4.12 (Currency in which to assess damages) S. 694

„… negotiations or in preparing an “arbitration award on agreed terms” to split the weight of an award in several …”

Peter Mankowski Article 13 CISG S. 54

„… in Art. II (2) 1958 New York Convention on the Enforcement of International Arbitration Awards. The …”

Peter Mankowski Article 15 S. 441

„… , though, if the debtor goes for a negative declaration by the arbitration tribunal that in fact he does …”

Peter Mankowski Article 18 S. 443

„… case; arbitration may be stayed or set aside by judicial authority within the same jurisdiction; the …”

Eckart J. Brödermann Article 3.1.3 (Initial impossibility) S. 537

„… arbitration clause, can govern a cross-border international commercial contract in the spirit of fair trade …”

Eckart J. Brödermann Article 3.1.4 (Mandatory character of the provisions) S. 537

„… arbitration clause, can govern a cross-border international commercial contract in the spirit of fair trade …”

Eckart J. Brödermann Article 5.1.2 (Implied obligations) S. 572

„… . 4.8 or Arts. 5.1.1-5.1.2.11 B. The Arbitrator’s Perspective In practice, an arbitration tribunal …”

Eckart J. Brödermann Introductory Remarks S. 674

„… across the UNIDROIT Principles in the course of an international arbitration in Lausanne, Switzerland, in …”

Eckart J. Brödermann Article 7.4.1 (Right to damages) S. 675

„… after the beginning of the arbitration proceeding because the UNIDROIT Principles contain, in Art …”

Eckart J. Brödermann Article 9.3.4 (Advance consent of the other party) S. 755

„… services with a choice of the UNIDROIT Principles clause combined with an arbitration clause (→ Preamble no …”

Christoph Brunner, Michael Schifferli Article 35 CISG S. 190-196

„… Schwenzer (n 1) para. 15; Gruber (n 3) para. 17. 23 See Netherlands Arbitration Institute, 15.10.2002 …” „… merchantability standard resembling the proposed reasonability test by the Netherlands Arbitration Institute …”

Christoph Brunner, Michael Schifferli Article 39 CISG S. 205-211

„… of Arbitration decision 7731/1994, ICC International Court of Arbitration Bulletin 73, which allowed …”

Petra Butler Article 50 CISG S. 262-268

„… and Arbitration 255; Commentary on the Draft Convention on Contracts for the International Sale of …” „… Sale of Goods’ 7 (2003) Vindobona Journal of International Commercial Law and Arbitration 255, 271. 11 …”

Marco Torsello Article 30 CISG S. 156-162

„… Court of Arbitration attached to the Serbian Chamber of Commerce (Serbia), 15 July 2008, English …” „… regarding delivery of the goods, see China International Economic and Trade Arbitration Commission (CIETAC …”

Petra Butler Article 62 CISG S. 293-294

„… Atamer/Petra Butler (eds), Current Issues in the CISG and Arbitration (Eleven, The Hague 2014) 43, 53. Art. 62 …”

Gilles Cuniberti Article 43 Jurisdiction under Article 13 S. 1404-1405

„… in a court of another Contracting State or by arbitration. Specific Bibliography: Cuniberti, ‘Advance …”

Christoph Brunner, Michael Schifferli Article 40 CISG S. 212-213

„… ; Int. Court of Arbitration, 1.6.1999, CISG-online 705; Urs P. Gruber, ‘Art. 40’, Schuldrecht-Besonderer …”

Eckart J. Brödermann Article 5.1.3 (Co-operation between the parties) S. 573-574

„… ; Vogenauer/Vogenauer Art. 5.1.3 no. 4 note 18. In the “Andersen arbitration” (reported by Bonell, Arb Int’l 2001, p …”

Eckart J. Brödermann Article 6.1.14 (Application for public permission) S. 615-616

„… rule giving large discretion to the arbitrator (e.g. Art. 35 UNCITRAL Arbitration Rules), where the …”

Eckart J. Brödermann Article 6.2.2 (Definition of hardship) S. 622-623

„… (argumentum Art. 1.6(2)).3 In the end, the parties or the arbitration tribunal must determine, with due regard …”

Eckart J. Brödermann Article 7.1.2 (Interference by the other party) S. 628-629

„… reference to Arbitral Award 25 January 2002, Arbitration Court of the Lausanne Chamber of Commerce and …”

Eckart J. Brödermann Article 7.3.4 (Adequate assurance of due performance) S. 665-666

„… an arbitration experience where the supplier in one continent forced the buyer in another continent …”

Eckart J. Brödermann Introduction S. 784-785

„… of a three-party-arbitration the legal education of the presiding arbitrator may become decisive …”

Eckart J. Brödermann Article 4.8 (Supplying an omitted term) S. 569-570

„… . 6 at D.2). Art. 4.8 grants a discretion to the arbitration tribunal to determine what is …”

Eckart J. Brödermann Article 7.4.3 (Certainty of harm) S. 679-680

„… no. 5 and note 66 citing examples from arbitration practice: United Nations Compensation Commission …”

Lisa Spagnolo Article 19 CISG S. 93-101

„… situations commonplace Incoterms® or arbitration clauses in light of trade usages per Art. 9(2).12 Likewise …” „… , Netherlands, 30 July 2014, CISG-online 2541, para. 2.6. 28 Arbitration clause: OLG Frankfurt 26 June 2006 …”

Eckart J. Brödermann Article 3.2.15 (Restitution) S. 554-556

„… separately by the applicable private international law (of the competent state court or arbitration tribunal …”

Eckart J. Brödermann Article 6.1.12 (Imputation of payments) S. 612-614

„… applicable imputation system. In an international arbitration with a conflict 2. 3. 12 Vogenauer/Atamer Art …”

Sebastian Omlor Article 26 CISG S. 143-145

„… (27). 108 China International Economic & Trade Arbitration Commission, 4 June 1999 = http://cisgw3 …”

Sebastian Omlor Article 28 CISG S. 150-152

„… of International Commercial Law & Arbitration (2005) 253 (275); Walt, ‘For Specific Performance Under …”

Petra Butler Article 55 CISG S. 280-282

„… , Tribunal of International Commercial Arbitration at the Russian Federation Chamber of Commerce and Industry …”

Eckart J. Brödermann Article 7.3.6 (Restitution with respect to contracts to be performed at one time) S. 669-671

„… to property law and are qualified differently (as compared to ‘contract law’) by most arbitration …”

Tim W. Dornis Article 74 CISG S. 339-348

„… Gotanda, 2006), note 3.1. 24 See, e.g., Chamber of National and International Arbitration of Milan (Italy …” „… (CISG) (16th edn, Sellier 2013). 71 See, e.g., Foreign Trade Court of Arbitration, Serbian Chamber of …”

Eckart J. Brödermann Article 7.4.13 (Agreed payment for non-performance) S. 695-697

„… January 1998, Ad hoc arbitration (Helsinki), Unilex (abstract); found by Vogenauer/McKendrick Art. 7.4.13 …”

Tobias Eckardt Article 41 S. 984-986

„… an arbitration agreement which is envisioned in Art. 33 CMR, is null and void if it excludes the …”

Raimond Emde Introduction S. 1247-1264

„… Federal Court of Justice175 – disregarded jurisdiction and arbitration agreements176 pertaining to …” „… (2009), 818 (829) concurs with the Munich Higher Regional Court on the grounds that arbitration courts …” „… 2007, 246 [250]). In detail – for arbitration agreements – Emde RIW 2016, 104. Introduction Dir. 86/653 …”

Martin Schauer, Magdalena Gruber Article 1 Subject matter and scope S. 1307-1310

„… Interaction with EU Law, Vindobona Journal of International Commercial Law & Arbitration 2009, 190; Ferrari …”

CISG Marco Torsello Article 34 S. 186-189

„… /970812s1.html. 4 For a similar list, see Tribunal of International Commercial Arbitration of the …”

Petra Butler Article 46 CISG S. 239-242

„… Goods’, in John Trenor (ed), The Guide to Damages in International Arbitration (GAR, London 2016 …”

Eckart J. Brödermann Article 9.1.13 (Defences and rights of set-off) S. 734-737

„… seat of an arbitration or the competence of a state court) see e.g. Audit/d’Avouet, Droit International …”

Christoph Oertel IV. INCOTERMS® 2010 S. 828-897

„… ICC’s tasks is to develop and publish model contracts, template contract- and arbitration clauses …”

Eckart J. Brödermann Article 7.1.6 (Exemption clauses) S. 637-640

„… project) can cause agreements on an exemption clause which an arbitration tribunal might later consider as …”

Marco Torsello Article 31 CISG S. 163-174

„… International Sale of Goods’ (2005) 9 Vindobona Journal of International Commercial Law and Arbitration 253, 268 …” „… Vindobona Journal of International Commercial Law and Arbitration 74, 84. 81 ECJ, 6 October 1976, C-12/76 …”

Christoph Brunner, Michael Schifferli Article 38 CISG S. 200-204

„… Court of Arbitration, No. 9187/June 1999, CISG-online 705; Brunner/Marti-Schreier (n 3) 11. 36 Schwenzer …”

Tim W. Dornis Article 66 CISG S. 298-302

„… was reject- 3. 21 See, e.g., Arbitration Ct CCI Budapest (Hungary), 10.12.1996, CISG-online 774; Karl …”

Eckart J. Brödermann Article 11.2.3 (Availability of defences against joint and several obligees) S. 820-824

„… or arbitration fees34 (which usually increase if there is a plurality of parties). The coobligees are …”

Christoph Brunner, Michael Schifferli Article 41 CISG S. 214-219

„… International Commercial Arbitration at the Russian Federation Chamber of Commerce and Industry, 21.1.1998 …”

Marco Torsello Article 32 CISG S. 175-180

„… Goods’ (2005) 9 Vindobona Journal of International Commercial Law & Arbitration 253, 265. 16 Cf. Witz (n …”

Lisa Spagnolo Article 18 CISG S. 81-92

„… , CISG-online 1354; Presidium of the Supreme Arbitration Court of the Russian Federation, Russia, 2 November …”

doi.org/10.5771/9783845276564

Christian Klausegger, Peter Klein, Florian Kremslehner, Alexander Petsche, Nikolaus Pitkowitz, Irene Welser, Gerold Zeiler - Austrian Yearbook on International Arbitration 2022

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Christian Klausegger (ed.), Peter Klein (ed.), Florian Kremslehner (ed.), Alexander Petsche (ed.), Nikolaus Pitkowitz (ed.), Irene Welser (ed.), Gerold Zeiler (ed.)

Austrian Yearbook on International Arbitration 2022

2022

Results in this title

Hermann J. Knott, Martin Winkler Emergency Arbitration S. 161-176

„… Arbitration Blog, September 1, 2018, available at http://arbitrationblog.kluwer arbitration.com/2018/09/01 …” „… 161Emergency ArbitrationSecuring advantages at an early stage Hermann J. Knott/Martin WinklerI …” „… security in relation to the above measures and the costs of the arbitration.As we have seen, in practice …”

Alice Stocker, Julia Hildebrandt, Mariella Rieder, Désirée Prantl Cybersecurity in International Arbitration S. 47-78

„… , 2016) available at http://arbitrationblog.kluwer arbitration.com/2016/09/28 …” „… 47Cybersecurity in International ArbitrationHacked evidence turns fancy buzz words into a real …” „… ArbitrationUseful guidance how to tackle cyber intrusions may be derived from investment arbitration cases as they …”

Claudia Annacker 2021 Vienna Investment Arbitration Rules S. 293-300

„… Chapter V Investment ArbitrationClaudia Annacker2021 Vienna Investment Arbitration RulesJohannes …” „… to account for the differences between com-mercial and investment arbitration.Unlike commercial …” „… accordingly higher than in most commercial arbitrations.The rules aim to address the two concerns most …”

Karl Pörnbacher Construction Arbitration: Innovation and Constants S. 223-236

„… Chapter IVConstruction ArbitrationKarl PörnbacherConstruction Arbitration: Innovation and Constants …” „… Radschek/Elisabeth Vanas-Metzler and the 11 contributorsThe Vienna Propositions for Construction ArbitrationAYIA …” „… 2022.indb 221 19.01.22 10:25AYIA 2022.indb 222 19.01.22 10:25223Construction Arbitration …”

Nikolaus Pitkowitz, Anna Katharina Radschek, Elisabeth Vanas-Metzler, the 11 contributors The Vienna Propositions for Construction Arbitration S. 249-290

„… 249The Vienna Propositions for Construction ArbitrationNikolaus Pitkowitz/Anna Katharina …” „… . The Vienna Propositions for More Effective Construction ArbitrationOn the basis of the lively World …” „… arbitration.Overall, there seems to be a consensus among most participants that MTCs are important in order to …”

Sophie Aulitzky, Florian Kremslehner, Philipp Stadtegger Economic Sanctions in International Commercial Arbitration S. 79-120

„… 79Economic Sanctions in International Commercial ArbitrationA guide for practitioners, by …” „… because they are evidently relevant in international arbitrations.B. Source and Scope of …” „… may originate from an array of subjects of international law. In international commercial arbitrations …”

Clarisse von Wunschheim, Yupeng (Yves) Hu Selecting the Seat of Arbitration in Sino-European Disputes S. 139-160

„… arbitration-friendly than the Model law standard as concerns key issues such as validity requirements for arbitration …” „… arbitration-friendly, it remains legally flawed as China has issued the reciprocity reservation under Art. I(3) of the …” „… Arbitration in Sino-European Disputes145A. Key Amendments Regarding the Concept of ‘Seat of Arbitration’The …”

Irene Welser, Samuel Mimnagh Too Late for This Arbitration? – Introducing New Claims in Pending Proceedings S. 27-46

„… Rieder/Désirée PrantlCybersecurity in International ArbitrationHacked evidence turns fancy buzz words into a …” „… Commercial ArbitrationA guide for practitioners, by practitionersKatherine Bell/Moritz Schmitt/Nicolas O …” „… WinklerEmergency ArbitrationSecuring advantages at an early stageAYIA 2022.indb 25 19.01.22 10:25AYIA 2022.indb …”

Markus Schifferl, Alexander Zojer Decisions of the Austrian Supreme Court on Arbitration in 2020 and 2021 S. 205-220

„… in state courts as a recognized standard for conducting proceedings also radiates to arbitration.This …” „… 205Decisions of the Austrian Supreme Court on Arbitration in 2020 and 2021 Markus …” „… Schierl/Alexander ZojerThis contribution to the Austrian Yearbook on International Arbitra-tion 2022 is a …”

Johannes Tropper, August Reinisch The 2020 Termination Agreement of Intra-EU BITs and Its Effect on Investment Arbitration in the EU S. 301-340

„… investment treaties’. B. Withdrawal of Consent for Pending Proceedings and Alternatives to ArbitrationSection …” „… 301The 2020 Termination Agreement of Intra-EU BITs and Its Effect on Investment Arbitration in the …” „… Reinisch*)I. IntroductionIn 2018, the arbitration community was rocked by the Achmea judgment delivered by the …”

Titelei/Inhaltsverzeichnis

„… last year and their efforts to contribute to the success of international arbitration.The Vienna …” „… international arbitration.The chapter on Investment Arbitration contains inter alia articles on the termination …” „… . Knott/Martin WinklerEmergency ArbitrationSecuring advantages at an early stage I-LXXII, Titelei Yearbook 2022 …”

Index S. 417-474

„… Fast Track Arbitration)Expedited Arbitration Rules (2022) 387 et seqq.Expedited Procedure (2014) 156 …” „… respective edition.1994 PRC Arbitration Law (2020) 83 et seq.1996 English Arbitration Act (2020) 75 et seqq …” „… .2006 Supreme People’s Court Interpretation of Several Issues on the Application of the Arbitration Law …”

Johanna Kathan-Spath VIAC‘s Annual Report – 2020 S. 399-410

„… of Covid-19 on International ArbitrationIn response to the pandemic, the VIAC organized a series of …” „… arbitration.AYIA 2022.indb 408 19.01.22 10:25VIAC‘s Annual Report – 2020 409IV. Closing …” „… welcoming international arbitration experts as new members of the VIAC Board and its International Advisory …”

Patricia Schoeffmann Third-Party Funding and ISDS S. 353-384

„… Arbitration Blog, July 6, 2015) http://arbitrationblog.kluwerarbitration.com/2015/07/06 …” „… arbitrations arising out of COVID-19-related measures see SIAC, SIAC Virtual Congress 2021: Investor-State …” „… Arbi-tration Panel (September 10, 2021) https://www.youtube.com/watch?v=D5rodqw20l0, accessed September 17 …”

Elias Nigsch Waiver of the Right to Challenge an Arbitral Award, a Violation of Constitutional Law in Austria? S. 179-204

„… courts of the place of arbitration.In contrast, states are obliged to guarantee fair proceedings for all …” „… place of arbitration.The respective answer this thesis provides is whether it is fundamentally …” „… ArbitrationIt is a fundamental principle of international arbitration that an arbitral award is final and …”

Aman Lekhi, Pranay Lekhi The Objective Non-arbitrability of Insolvency Related Disputes S. 3-24

„… goals of insolvency law are sub-stantively incompatible with the purpose of arbitration.III. Competing …” „… Chapter I The Arbitration Agreement and ArbitrabilityAman Lekhi/Pranay LekhiThe Objective …” „… global economic recovery. Arbitration is increasingly being viewed as a solution to dealing with complex …”

Alfred Siwy Recent Publications S. 411-416

„… improve the settlement rate in arbitration.Micha el Nueber (ed.), Ha ndbuch Sch iedsger ich t sba r …” „… of Austrian arbitration law, for instance with regard to such pertinent issues as the form …” „… requirements for arbi-tration agreements, the standard of impartiality of arbitrators and the approach-es to …”

Judith Knieper Comprehensive International Mediation Framework with Three Newly Adopted Texts by UNCITRAL S. 387-398

„… resolution given the scope of the Austrian Yearbook of International Arbitration.II. BackgroundA. The …” „… serve the development of mediation as the New York Convention has for arbitration.While the Singapore …” „… AuspicesUNCITRAL is well known for its work in the field of arbitration as it has prepared and adopted valuable …”

Katherine Bell, Moritz Schmitt, Nicolas O. Zenz The Arbitrator’s Power to Adapt Contracts – Three Jurisdictions, Three Answers? S. 121-138

„… 2022 follows a vivid discussion of the Young Austrian Arbitration Practitioners (YAAP) at a virtual …” „… the parties’ request for legal protection and the limits of the arbitration agreement and therefore …” „… interpretation of the underlying arbitration agreement. Hence, the main benchmark of the tribunal’s powers in …”

Sorin Dolea, Eliane Fischer Mind the Gap – Jurisdictional Factors to be Considered in Investment Restructuring S. 341-352

„… provisions in treaties between EU Member States providing for arbitration by an investor of one Member State …” „… regularly raised jurisdictional objections in investment arbitrations initiated under intra-EU BITs or the …” „… Arbitration Review: Ratione Temporis or Temporal Scope, The Law Reviews (June 18, 2021).7) ST-AD GmbH v …”

Thomas Hofbauer Extension of Time: Money for Nothing? S. 237-248

„… right for a retrospectively under-taken delay analysis for an international arbitration. A superficial …” „… to be the core of the conflict and, finally, the core of an arbitration. It is therefore important to …”

doi.org/10.5771/9783214164997

Rolf A. Schütze - Institutional Arbitration

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Rolf A. Schütze (ed.)

Institutional Arbitration

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2013

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Susanne Kratzsch DIAC Rules S. 876-935

„… arisebetween them; an Arbitration Agreement may be in the form of an arbitrationclause or in the form of a …” „… separate contract;“Claimant” means the party initiating an arbitration;“Respondent” means the party against …” „… which the arbitration is initiated, asnamed in the Request for Arbitration;Dubai International …”

Sabine Stricker-Kellerer, Michael J. Moser CIETAC Rules S. 584-629

„… Arbitration Rules of the China International Economics and Trade ArbitrationCommission (1996) 13 (1) JIntArb …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190China International Commission ArbitrationCIETAC Rules572 Stricker-Kellerer/MoserReemers Publishing …” „… Economic and Trade Arbitration Commission (CIETAC) or other arbitrationbodies, or by the Beijing Mediation …”

Sabine Konrad, Robert Hunter LCIA Rules S. 426-513

„… ArbitrationAgreements, and the House of Lords Decision in Premium Nafta Products Ltd v. Fili Shopping CoLtd (2008) 24 …” „… , ArbitrationInternational 2006, 597–611; Hunter, J. Martin/Paulsson, Jan A Commentary on the 1985 Rules ofthe London Court …” „… , 2007) 367, 389; Rubino-Sammartano International ArbitrationLaw and Practice, 2nd ed. 2001; Salomon The …”

Thomas R. Klötzel KLRCA Rules S. 684-743

„… , La¨nderbericht Malaysia in International Handbook on Commercial Arbitration,Vol. III, November 2006; Loh/Lee …” „… of the ArbitrationAct 1952 [2004] 1 CLJ iii et seq.; Tunku Sofiah Jewa, Public International Law, Vol …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225Kuala Lumpur Regional Centre for ArbitrationKLRCA Rules672 Klo¨tzelReemers Publishing Services …”

Paolo Michele Patocchi, Tilman Niedermaier UNCITRAL Rules S. 1020-1263

„… UNCITRAL Arbitration Rules, 2006; Castello UNCITRAL ArbitrationRules (2010) in …” „… Construction Industry Arbitration,International Construction Law Review 1985, 165–176; Hunter Use of the …” „… UNCITRAL ArbitrationRules at Arbitral Institutions, Journal of International Arbitration 2007, 37–48 …”

Pierre A. Karrer Swiss Rules S. 374-425

„… very large arbitrations,at first each under its own arbitration rules, which were substantially …” „… for international arbitration. This replaced the arbitrationsystems of all these local and regional …” „… andmodifications were made only to adapt the rules to international arbitration(introduction and articles 4 to 14 …”

Rolf A. Schütze Introdution S. 14-37

„… Kuala Lumpur Regional Centre of ArbitrationLCIA London Court of International ArbitrationLM …” „… International Arbitration Centre, the Regional Centre for ArbitrationKuala Lumpur and others, all offer meeting …” „… .; Schu¨tze Two Issues of Taking Evidence in International ArbitrationUnder Civil and Common-law Systems …”

René-Alexander Hirth SIAC Rules S. 630-683

„… , Pieter/van den Berg, Albert Jan (ed.), International Handbook on Commercial Arbitration(Supplement 38 – April …” „… Arbitration,thereby maintaining the validity of the arbitration clause, which otherwise wouldhave failed.5 This …” „… ArbitrationRules of the Singapore International Arbitration Centre (“SIAC Rules”) for thetime being in force, which …”

Roderich C. Thümmel IAR S. 744-827

„… Schiedsgerichtbarkeit der American ArbitrationAssociation (AAA), in: Schu¨tze/Tscherning/Wais, Handbuch des …” „… International Commercial Arbitration.The accelerating factor for the association’s internationalization was the …” „… boundaries of the applicable procedural law of arbitration,modify the rules (in writing) as underlined by Art …”

Marie Öhrström SCC Rules S. 828-875

„… of rules is the Arbitration Rules of the ArbitrationInstitute of the Stockholm Chamber of Commerce …” „… Rules of the ArbitrationInstitute of the Stockholm Chamber of Commerce.7Recommended additions:The …” „… arbitrationA Request for Arbitration shall include:(i) a statement of the names, addresses, telephone and …”

Ulrich Theune DIS Rules S. 216-315

„… ArbitrationProcess, The Comparative Yearbook of International Business, 2001; Peltzer Die DissentingOpinion in der …” „… ArbitrationReform Act have been positive,13 regardless of whether the legal reform andsubsequent revision of the DIS …” „… contract…] or its validity shall be finally settled in accordance with the ArbitrationRules of the German …”

Appendices S. 1264-1513

„… national law to be applied to the arbitration.Article 20: Language of the ArbitrationIn the absence of an …” „… 2 9.1.580; Page size: 160.00mm 240.00mmAppendicesFull Texts of Rules of ArbitrationA1 Rules of …” „… ). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1251A2 Deutsche Institution fu¨r Schiedsgerichtsbarkeit DIS – ArbitrationRules ’98 (in force as of 1 …”

Andreas Reiner, Christian Aschauer ICC Rules S. 38-215

„… Gola/Staehelin/Graf (Eds.) Institutional Arbitration – Tasks and Powers of Different ArbitrationInstitutions (2009), p …” „… International Court of ArbitrationHeadquarters538, cours Albert 1erF 75008 ParisFranceTel.: +33 1 49 53 28 28Fax …” „… : +33 1 49 53 29 33e-mail: arb@iccwbo.orgSecretariat of the ICC International Court of ArbitrationAsia …”

Alexander Trunk MKAS Rules S. 514-583

„… .(2010), Vol. 2: National ArbitrationInstitutions, Part “ICAC”, Komarov, Alexander/Barth, Marcel, The New …” „… the activities ofthe ICAC (in particular, the Arbitration Rules and the Schedule of ArbitrationFees …” „… (ArbitrationProcedure Code, hereinafter APC) from 24 July 200235. Both the APC and the ICA28 To analyze the transition …”

Christoph Liebscher Vienna Rules S. 316-373

„… business:i) the place of arbitration if determined in, or pursuant to, the arbitrationagreement;ii) any place …” „… ArbitrationYearbook 2007, 2007; Hausmaninger in Fasching/Konecny, Zivilprozeßgesetze Kommentar, vol. 4,2nd part, 2nd …” „… res judicata in International Commercial ArbitrationAustrian Arbitration Yearbook 2007, 2007; Kro¨ll …”

Titelei/Inhaltsverzeichnis S. 1-13

„… Commercial ArbitrationStandard Clauses and FormsCommentaryReemers Publishing Services GmbHO:/Beck …” „… (ed.)Institutional ArbitrationReemers Publishing Services GmbHO:/Beck/978-3-406-63311-9/3d/00_Titelei.3d from …” „… ArbitrationArticle-by-Article Commentrayedited byRolf A. Schu¨tzewith contributions byChristian Aschauer, Richard Happ …”

Richard Happ ICSID Rules S. 936-1019

„… , at the time of the registration of the request for arbitration,have not agreed upon the number of …” „… and AWG Group Limited v. The Argentine Republic, UNCITRAL Arbitration,III. Commentary – Rule 9 78, 79 …” „… Arbitration, 1st edition 2008; Happ Enforcement of Investment Treaty Awards against States, ASA Special …”

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Christian Klausegger (ed.), Peter Klein (ed.), Florian Kremslehner (ed.), Alexander Petsche (ed.), Nikolaus Pitkowitz (ed.), Irene Welser (ed.), Gerold Zeiler (ed.)

Austrian Yearbook on International Arbitration 2023

2023

Results in this title

Chapter IV: Investment Arbitration S. 293-368

„… Chapter IVInvestment ArbitrationJohn BeecheyKeynote Vienna Investment Arbitration DebateStefan …” „… Intra-EU Investment Arbitrations?Ajla SerdarevićEnergy Charter TreatyIn Search for Balance and Clarity295 …” „… arbitration-sceptic towards investor-State arbitration in its current form, was the proposition that the resolution of …”

Chapter I: The Arbitration Agreement and Arbitrability S. 1-82

„… an all too arbitration-friendly manner, the court’s teleological approach to Section 617 (8) ACCP and …” „… Chapter I The Arbitration Agreement and ArbitrabilityBernard HanotiauThe Multiple Issues Raised by …” „… Multiparty – Multicontract Arbitrations Relating to M&A TransactionsFriedrich Rüffler/Sarah SeperArbitration …”

Chapter II: The Arbitrator and the Arbitration Procedure S. 83-240

„… Participation in Commercial ArbitrationFifty Shades of Consent?Nikolaus Pitkowitz/Johanna Kathan-Spath and the …” „… . The Expectations of Parties When Opting for ArbitrationIt is common ground that arbitration should be …” „… denial of annul-ment at the seat of arbitration.Therefore, arbitrators should bear in mind to meet the …”

Titelei/Inhaltsverzeichnis

„… FundingVIOverviewPhilipp SchwarzThird-Party Participation in Commercial ArbitrationFifty Shades of Consent?Nikolaus …” „… Supreme Courton Arbitration in 2021 and 2022Chapter IVInvestment ArbitrationJohn BeecheyKeynote Vienna …” „… Achmea: Last Nails in the Coffin of Intra-EU Investment Arbitrations?Ajla SerdarevićEnergy Charter …”

Chapter V: Developments on the Austrian Market S. 369-400

„… female. VIAC will continue to work tirelessly to promote women in arbitration.VIAC’s Annual Report – 2022 …” „… Rules for Investment Arbitration and Mediation 2021With Special Focus on Third Party Funding and VIAC …” „… Investment Arbitration and Mediation 20211)With Special Focus on Third Party Funding and VIAC as Appointing …”

Chapter III: The Award and the Courts S. 241-292

„… expectation when appealing to an arbi-trator? The legacy of the early commercial arbitration-like tribunals …” „… arbitration-like tribunals from the medieval times, one is left with the impression that no unison answer exists …” „… in International Commercial Arbitration (2016), available at http://arbitrationblog …”

Index S. 409-412

„… seq.Arbitration Agreement(s)− essentialia negotii 60 et seqq.− form 73− form requirements 73− in favorem validates …” „… seqq.− multi-party arbitration 59, 69, 76− pathological 58 et seq.− termination 281 et seqq.Arbitration …” „… seqq.Arbitration vs State Litigation 204 et seqq.Arbitrator− appointment 68 et seq.− interests and roles 69 …”

Recent Publications S. 401-408

„… published in:ecolex 595 (2021) On July 1, 2021 the new VIAC Rules of Investment Arbitration and Mediation …” „… Decisions in (Austrian) Arbitration Proceedingspublished in:VLR 47 (2021) The paper examines measures to …” „… provisions governing surprising arbitral awards in the Austrian Arbitration Act, major focus is laid on the …”

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