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Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler - European Banking Union

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Jens-Hinrich Binder (Hrsg.), Christos V. Gortsos (Hrsg.), Klaus Lackhoff (Hrsg.), Christoph Ohler (Hrsg.)

European Banking Union

2022

Treffer in den folgenden Teilen:

Art. 12h SRMR Waiver of the minimum requirement for own funds and eligible liabilities applied to entities that are not themselves resolution entities Minimum Requirements S. 587-588

„… resolution entity to therelevant subsidiary.Art. 12h SRMRWaiver of the minimum requirement for own funds and …” „… eligibleliabilities applied to entities that are not themselvesresolution entities1. The Board may waive the …” „… Requirements Arts. 12–12k SRMRMatthias Haentjens 587(c) there is no current or foreseen material practical or …”

Art. 28 SRMR Monitoring by the Board Christos Hadjiemmanuil S. 847-854

„… . Taken together, the two Arts.individuate the general duty of close cooperation between the SRB and the …” „… supervisory authorities in the assessment process.457Art. 28 SRMRMonitoring by the Board1. The Board shall …” „… plans, EBA/GL/2015/21 (2015). Adopted on the basis ofArt. 52(13) BRRD, these guidelines are addressed to …”

Art. 20 SRMR Valuation for the purposes of resolution Christos V. Gortsos S. 699-717

„… eligibleliabilities in accordance with Art. 21(7) SRMR were to be applied, the decision onthe extent of both the …” „… compensation provided in Art. 20(12) SRMR only applies when the res-olution scheme applied to an institution is …” „… ) when preparing the draft delegated act (see Recital (115) SRMR).Art. 20 SRMRValuation for the purposes …”

Art. 19 SRMR State aid and Fund aid Seraina Neva Grünewald and Christos V. Gortsos S. 690-699

„… relevant information onits internal organisation in this regard. According to Art. 3(3) BRRD, applied by …” „… underresolution on the ground that the public interest criterion is not fulfilled, the SRM re-quires under Art …” „… it in accordance with Art. 29 SRMR, by exercising the resolution powers which areentrusted to them in …”

Art. 22 SRMR General principles of resolution tools Jens-Hinrich Binder S. 732-738

„… with Art. 38(2), (3) and (4) BRRD. Alternatively and if other resolutiontools are applied, the expenses …” „… further approximated the WDCCI to a bail-inunder resolution.Art. 22 SRMRGeneral principles of resolution …” „… of the market;(d) the time available.4. The resolution tools shall be applied to meet the resolution …”

Art. 21 SRMR Write-down and conversion of capital instruments or eligible liabilities Andreas Witte S. 717-732

„… applied is delineated inArt. 21(1) SRMR as “relevant capital instruments and eligible liabilities”. The …” „… conjunction with Arts. 18(6)-(8) SRMR); the WDCCI can then be applied inconjunction with resolution action …” „… Art. 21 SRMRWrite-down and conversion of capital instruments oreligible liabilities1. The Board …”

Art. 11 SRMR Simplified obligations for certain institutions Matthias Haentjens S. 562-573

„… = Combined buffer requirement4 x Qnwhere “Qn ” = the ordinal number of the quartile concerned”.Art. 92a CRR (as amended by CRR …” „… II) is the statutory legal basis for the MREL whereG-SIIs are concerned. Art. 12d SRMR and Art. 12e …” „… SRB. More specifically,for Art. 10a SRMR only the MREL-TREA is of relevance (on this term, see infra …”

Art. 13 SRMR Early intervention Christos V. Gortsos S. 608-619

„… years after bail-in or the WDCI has been ap-plied to that bank. More generally, Art. 12k(5) SRMR allows …” „… and its consistency with Art. 27 BRRD . . . . . . . . . . . . . 16II. The framework applied in the …” „… into account the criteria described in Art. 12k(1) and (7) SRMR. In the meantime,the SRB will determine …”

Art. 12k SRMR Transitional and post-resolution arrangements Minimum Requirements S. 589-608

„… where the MREL for these entities will be applied on a consolidated basis un-der Art. 12f SRMR. As …” „… the RCA must also be applied by NRAs, whenentities are under their remit following Art. 12(3) SRMR.IV …” „… ” to be applied, Art. 12e(3)SRMR requires the SRB to determine that the MREL as defined in Art. 12e(1 …”

Art. 23 SRMR Resolution SchemeThe information and views set out in this publication are those of the author and do not necessarily reflect the official opinion of the Commission. The Commission does n... S. 738-741

„… Art. 23 SRMRResolution Scheme*The resolution scheme adopted by the Board under Article 18 shall …” „… applied to the institution under resolution concerning at least the mea-sures referred to in Article 24(2 …” „… European FDIC?’, Financial Stability Institute (2019).A. IntroductionArt. 23 SRMR requires first that …”

Art. 1 SRMR Subject matter Jens-Hinrich Binder S. 453-461

„… applied by the SRB and national authorities), and national law (as appliedArt. 1 SRMR Subject matter460 …” „… Single Resolution Mechanism RegulationArt. 1 SRMRSubject matterThis Regulation establishes uniform …” „… procedure shall be applied by the SingleResolution Board established in accordance with Article 42 (the …”

Art. 4 SSMR Tasks conferred on the ECB Klaus Lackhoff and Andreas Witte S. 37-85

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99D. The law to be applied by the ECB (Art. 4(3)(1) and (2) SSMR) . . . . . . . . . . . . . . 101I …” „… enshrined in Art. 4(1)(a) (and Art. 14) SSMR.The procedural law that is applied in an authorisation …” „… I. Art. 3(6)(1) SSMR: MoU with competent authorities innon-participating Member StatesAccording to …”

Art. 27 SRMR Bail-in tool Christos Hadjiemmanuil S. 767-847

„… Art. 27 SRMRBail-in tool1. The bail-in tool may be applied for any of the following purposes:(a) to …” „… to besubmitted in accordance with paragraph 16.2. The bail-in tool may be applied for the purpose …” „… another person (as beneficiary), pro-Bail-in tool Art. 27 SRMRChristos Hadjiemmanuil 767vided that such …”

Art. 38 SRMR Fines Chryssa Papathanassiou S. 941-946

„… Art. 20(8) of Council Regulation (EC) No 1/200313 which in turn follows the terms ofthe ECJ …” „… capacity as a competition authority,may be so easily applied to the on-site investigations by the SRB as a …” „… for proportionality under Art. 37(2) sentence 2 SRMR of on-site inspectionsshould be read widely and …”

Art. 10 SRMR Assessment of resolvability Matthias Haentjens S. 537-552

„… analogously applied to the SRB.Arts. 15–18 BRRD deal with the same subject matter as this Art. 10 SRMR.4 …” „… located.3Re. (a): ‘National competent authorities’ is ‘defined’ in Art. 3(1)(1) SRMR, but thisdefinition …” „… refers to Art. 2(2) SSMR, which states that ‘national competent authority’“means a national competent …”

Art. 89 SRMR Data protection Christos V. Gortsos S. 1190-1195

„… ac-tivities or of restrictions applied pursuant to Art. 2(3) Data Protection Decision, orwould adversely …” „… that it refers to the exchanges with other authoritiesas well.Art. 89 SRMRData protectionThis …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14A. OverviewIn accordance with Art. 89 SRMR, this legislative act is without prejudice to the …”

Art. 86 SRMR Actions before the Court of Justice Ann-Kathrin Kaufhold S. 1173-1178

„… public interest (→ Art. 18[1] SRMR). Secondly, it determines the resolution tools tobe applied. In both …” „… procedure (Art. 86(1) SRMR).J. Art. 85(9) SRMR: Duty to motivate and to notifyIn line with Art. 41(2)(c …” „… . The structure of the decisions taken by the AppealPanel is specified in detail in Art. 22 of the Rules …”

Art. 37 SRMR Authorisation by a judicial authority Klaus Lackhoff and Mikulas ProkopOn-site inspections/Authorisation by a judicial authority S. 936-941

„… national authorities.Art. 37 SRMRAuthorisation by a judicial authority1. If an on-site inspection provided …” „… by a judicial authority in accordancewith national rules, such authorisation shall be applied for.2 …” „… subject to anon-site inspectionArt. 36 SRMR empowers the SRM to conduct “all necessary on-site inspections …”

Art. 34 SSMR Entry into force Christos V. Gortsos S. 451-453

„… a Member State.26Art. 34 SSMREntry into forceThis Regulation shall enter into force on the fifth day …” „… , on the basis of Art. 127(6) TFEU, on 15 Octo-ber 2013. It was published in the Official Journal on 29 …” „… partici-pating ones.3On the other hand, the SSM‑FR (ECB/2014/17) was adopted by the ECB, on the basisof Art. 6(7 …”

Art. 12 SSMR On-site inspections Klaus Lackhoff and Mikulas ProkopOn-site inspections/Authorisation by a judicial authority S. 177-178

„… similar logic, Art. 10(3) SSMR also applies mutatis mutandis to information ob-tained in a general …” „… utilise the information for sanctioning cases may bethe consequence.18Art. 12 SSMROn-site inspections1. In …” „… Art. 6(2) SSMR.18 See Joint Cases 197-200, 243, 245 and 247/80, Ludwigshafener Walzmühle, ECLI:EU:C …”

Art. 13 SSMR Authorisation by a judicial authority On-site inspections/Authorisation by a judicial authority S. 178-189

„… necessaryassistance of other national authorities.Art. 13 SSMRAuthorisation by a judicial authority1. If an on-site …” „… authorisation by a judicial authority accordingto national rules, such authorisation shall be applied for.2 …” „… . Where authorisation as referred to in paragraph 1 of this Article is applied for,the national judicial …”

Art. 18 SSMR Administrative penaltiesThe views expressed in this article are those of the author and do not necessarily reflect the views of the ECB. Chryssa Papathanassiou S. 264-277

„… ) 2532/98 and 2157/1999)Art. 18 (7) SSMR refers to the general sanctioning framework applied by the ECB …” „… Art. 18 SSMRAdministrative penalties11. For the purpose of carrying out the tasks conferred on it …” „… ultimate parent undertaking in thepreceding business year.3. The penalties applied shall be effective …”

Art. 76 SRMR Mission of the Fund Georgios Psaroudakis S. 1129-1136

„… course, the analysis above is of interest here insofar as it is applied to the adminis-tration (including …” „… particular, Art. 75(3) SRMR andDelegated Regulation 2016/451 provide significant guidance to the Board by …” „… compatibility of this authority ofthe Board with primary law.14Art. 76 SRMRMission of the Fund1. Within the …”

Art. 26 SRMR Asset separation tool Jens-Hinrich Binder S. 763-767

„… tool766 Jens-Hinrich Binder78Art. 27 SRMRBail-in tool1. The bail-in tool may be applied for any of the …” „… ments to the Resolution Scheme pursuant to Art. 23(3) SRMR, or instructions to theNRAs pursuant to …” „… Art. 28(2) SRMR.Art. 26 SRMRAsset separation tool1. Within the resolution scheme, the asset separation …”

Art. 17 SSM Framework Regulation Right of establishment and exercise of the freedom to provide services in relation to non-participating Member States Framework Regulation S. 260-264

„… conditions.Art. 16 SSM Framework RegulationECB’s competence to supervise credit institutions in host Member …” „… counter-terrorist financingthat host States must adopt to implement EU directives.Art. 17 SSM Framework …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1B. Art. 17(1) SSM Framework Regulation …”

Art. 15 SSMR Assessment of acquisitions of qualifying holdings Elke Gurlit S. 215-235

„… applied.6 These guide-lines are, subject to the comply or explain mechanism of Art. 16(3)(2 …” „… ECB are set out inArt. 85 to Art. 87 SSM‑FR. These procedural rules are to be applied within the …” „… authorisation. Instead, Art. 266 TFEU stipu-lates the obligation of the ECB to take the necessary measures to …”

Art. 2 SSMR Definitions Christos V. Gortsos S. 13-23

„… under MiFID II, and should have applied for au-thorisation in accordance with Art. 8 CRD IV by 27 …” „… between significant and less significant credit institutions under Art. 6 (4) SSMRhas a bearing on the …” „… originalstasks attributed to them under national law.63Art. 2 SSMRDefinitionsFor the purposes of this Regulation …”

Art. 85 SRMR Appeal Panel Ann-Kathrin Kaufhold S. 1163-1173

„… above-mentioned was established by virtue of Art. 84 SRMR.Art. 85 SRMRAppeal Panel1. The Board shall establish an …” „… Art. 85 SRMRAnn-Kathrin Kaufhold 11639. The decisions of the Appeal Panel shall be reasoned and …” „… demBeschwerdeausschuss nach Art. 85 SRM‑VO – Teil 1’, WM (2017), 1041; Rudolf Streinz (ed), EUV/AEUV(2nd edn, C.H. Beck …”

Art. 33 SSMR Transitional provisions Christos V. Gortsos S. 445-451

„… majority voting were applied togetherfor the adoption of the Regulations referred to in Art. 4(3) SSMR.10 …” „… , functions well and proves its effectiveness.Art. 33 SSMRTransitional provisions1. The ECB shall publish the …” „… , beforeTransitional provisions Art. 33 SSMRChristos V. Gortsos 445the dates referred to in paragraphs 2 and 3 of this …”

Art. 24 SSMR Administrative Board of Review René Smits S. 321-341

„… or explanations.7Art. 24 SSMRAdministrative Board of Review1. The ECB shall establish an …” „… Board of Review Art. 24 SSMRRené Smits 32197. After ruling on the admissibility of the review, the …” „… in the ECB’s decision-making process . . . . . . . . . . . . . . . . 3C. Commentary on Art. 24 SSMR …”

Art. 15 SRMR General principles governing resolution Jens-Hinrich Binder S. 631-648

„… Art. 15 SRMRGeneral principles governing resolution1. When acting under the resolution procedure …” „… tool or the asset separationtool is applied to an entity referred to in Article 2 of this Regulation …” „… governing resolution Art. 15 SRMRJens-Hinrich Binder 631Economic and Legal Perspectives (Cambridge …”

Art. 22 SSMR Due process for adopting supervisory decisions Ann-Katrin Kaufhold S. 307-318

„… clear from the wording of Art. 21(4) SSMR.In practice, as has been observed in the literature, exchanges …” „… . Accountability arrangements pursuant to national law(Art. 20(4) SSMR)From Art. 21(4) SSMR it becomes clear that …” „… neither Art. 21 SSMR nor any other pro-vision of the SSMR conclusively regulates the accountability …”

Art. 17 SRMR Order of priority of claims Jens-Hinrich Binder S. 653-666

„… promulgated pursuant to Art. 48(6) BRRD, thisprinciple is to be applied exclusively on the basis of the …” „… resolution under applicable national insolvency laws.In sum, by virtue of Art. 16 SRMR the fact that a …” „… financial institution or a parent un-dertaking is failing or likely to fail within the meaning of Art. 18(1 …”

Art. 24 SRMR Sale of business tool Jens-Hinrich Binder S. 741-754

„… under resolution pursuant to Art. 35 BRRD.In order to facilitate the coordination of the implementation …” „… of the resolution schemefor (cross-border) groups, Art. 23 SRMR provides that the Board may establish …” „… Commission.15First, the resolution scheme establishes (1) the competence of the Board in accor-dance with Art …”

Art. 14 SSMR Authorisation Elke Gurlit S. 189-215

„… be so easily applied to the on-site investigationsby the ECB as a prudential supervisor. In …” „… forproportionality under Art. 13(2) SSMR of on-site inspections should be read widely andinclude the possible …” „… other ECB decisions following up on the on-site inspection. Such examination is pursuant to Art. 13(2 …”

Art. 29 SRMR Implementation of decisions under this Regulation Christos Hadjiemmanuil S. 854-881

„… this Regulation or has applied it in a way which48 Art. 16(6) draft SRMR.49 Art. 16(7) sent. 1 draft …” „… Commission’s decision shouldspecify the framework of the resolution tools to be applied49 and should be …” „… its replacement by the procedure of Art. 18 SRMR, which as-signs to the SRB the responsibility for …”

Art. 8 SRMR Resolution plans drawn up by the Board Matthias Haentjens S. 518-534

„… , probably the sanctions of Art. 7(4) SRMRcan be applied, viz. the SRB can approach the relevant institution …” „… to be applied. See for the resolution tools the commen-taries at Arts. 24 to 27 SRMR.E. Group …” „… Art. 8 SRMRResolution plans drawn up by the Board1. The Board shall draw up and adopt resolution …”

Art. 70 SRMR Ex-ante contributions Christos V. Gortsos S. 1100-1109

„… number of years by which the initial period can be extended are met.12 In accordancewith Art. 4(1 …” „… ) Commission Delegated Regulation (EU) 2017/747, adopted on the basisof Art. 69(5)(b) SRMR, when determining …” „… referred to in Art. 3(1) Commission Delegated Regulation (EU) 2017/74713;Third, any additional …”

Arts. 12–12k SRMR Minimum requirements S. 573

„… qualify an institution as significant. However, Art. 6(4) SSMR also provides an extra cir-cumstance …” „… fall under the exception in Art. 6(4) SSMR but for which an indi-vidual resolution plan still has to be …” „… drafted.F. Ending the application of simplified obligations (Art. 11(6) SRMR)Pursuant to para. 6, the SRB …”

Art. 36 SRMR On-site inspections Klaus Lackhoff and Mikulas Prokop S. 935-936

„… national resolutionauthority to carry out an investigation can be contested in court (Art. 263 TFEU) and …” „… authorities should not be deemed to be inbreach of professional secrecy. The provisions of Art. 34(2) SRMR …” „… apply mutatis mutan-dis to general investigations (Art. 35 SRMR). This follows from the fact that Art …”

Art. 32 SSMR Review Christos V. Gortsos S. 428-445

„… how it complies with the obligation. The reporting obligationcontained in Art. 31(5) SSMR implies that …” „… former staffand Supervisory Board members with their obligations under the relevant laws.Art. 32 …” „… ?76bfa705d9eb131ceed673b36b94079a>.Art. 32 SSMR Review428 Christos V. Gortsos(l) the effectiveness of …”

Art. 12 SRMR Minimum requirement for own funds and eligible liabilitiesAs amended by Art. 1(6) SRMR II.I am grateful to Prof. Dr. E.P.M. Joosen, for his insightful comments to an earlier version of th... S. 573-574

„… qualify an institution as significant. However, Art. 6(4) SSMR also provides an extra cir-cumstance …” „… fall under the exception in Art. 6(4) SSMR but for which an indi-vidual resolution plan still has to be …” „… drafted.F. Ending the application of simplified obligations (Art. 11(6) SRMR)Pursuant to para. 6, the SRB …”

Art. 10a SRMR Power to Prohibit Certain DistributionsAs amended by Art. 1(5) SRMR II. Matthias Haentjens S. 552-562

„… as defined in Art. 12 SRMR, they can be ap-plied even if they are not listed in para. 11.As a sort of …” „… deter-mined, how it must be calculated and how it must be applied (Arts. 12-12k SRMR). Asexplained below, the …” „… the organizational, legal and business structure of an institution (Art. 10(11)(a), (g) and(h) SRMR …”

Art. 55 SRMR Decision-making Janina Heinz S. 1008-1010

„… Art. 55 SRMRDecision-making1. When deliberating on an individual entity or a group established only …” „… . OverviewArt. 55 SRMR forms part of Part III (Institutional framework), Title III (Executive Ses-sion of the …” „… Board) of the SRMR and is titled “Decision-making”. While the title suggeststhat Art. 55 governs the …”

Art. 7 SRMR Division of tasks within the SRMThe views expressed by the author are strictly personal and do not engage the Single Resolution Board or the European Commission or its services in any way.... S. 506-518

„… E. Legal relevance and enforceability of Art. 6 SRMRIn principle, just as the other substantive …” „… and procedural requirements stipulated bythe Regulation, the restrictions defined by Art. 6(1)-(6 …” „… ) SRMR may be relied upon inproceedings brought against decisions under Art. 86 SRMR in conjunction …”

Art. 69 SRMR Target level Christos V. Gortsos S. 1097-1100

„… Art. 69 SRMRTarget level1. By the end of an initial period of eight years from 1 January 2016 or …” „… during the initial period – spreading out of ex-antecontributions to the SRF (Arts. 69(1)-(2) and 69(5)(a …” „… ) SRMR) . . . . . . . . . . . . . . . 1B. Extension of the initial period (Arts. 69(3) and 69(5)(b) SRMR …”

Art. 12j SRMR Breaches of the minimum requirement for own funds and eligible liabilities Minimum Requirements S. 588-589

„… is taken inrespect of the parent undertaking.Art. 12i SRMRWaiver for a central body and credit …” „… between the centralbody and the permanently affiliated credit institutions in the event of resolu-tion.Art …” „… and 111 of Directive 2014/59/EU.Arts. 12–12k SRMR Minimum Requirements588 Matthias …”

Art. 23 SSMR Reporting of violations Ann-Katrin Kaufhold S. 318-321

„… which the decision isbased (see Art. 33[2] FR). “Furthermore, the requirements to be satisfied by the …” „… sufficiently motivated can be contested ac-cording to Art. 263 TFEU. It will be invalidated by the Court64 …” „… inter-est in the annulment that is worth protecting.65Art. 23 SSMRReporting of violationsThe ECB shall …”

Art. 93 SRMR Exercise of the delegation Christos V. Gortsos S. 1206-1209

„… be made public aswell).18Art. 93 SRMRExercise of the delegation1. The power to adopt delegated acts …” „… , Nomos, Baden-Baden 2019).16 Art. 92(6) SRMR; all ECA’s Reports are available at …” „… : .17 Art. 92(7)(1) SRMR.18 Art. 92(7)(2) SRMR.Art. 93 SRMR Exercise of the delegation1206 Christos …”

Art. 91 SRMR Protection of classified and sensitive non-classified information Christos V. Gortsos S. 1199-1202

„… Art. 91 SRMRProtection of classified and sensitive non-classified informationThe Board shall apply …” „… Decision (EU,Euratom) 2015/443 of 13 March 2015 “on Security in the Commission”,7 which entered1 Art. 91 …” „… sent. 1 SRMR.2 Art. 91 sent. 2 SRMR.3 OJ L 72, 17.3.2015, p. 53-88. Its legal bases are Arts. 249 TFEU …”

Art. 10 SSMR Request for information Klaus Lackhoff and Mikulas Prokop S. 158-171

„… requiresauthorisation by a judicial authority according to national rules such authorisation shallbe applied for, Art …” „… Art. 10 SSMRRequest for information1. Without prejudice to the powers referred to in Article 9(1 …” „… nach Art. 12 SSM‑VO’, WM 2019, 2191; Georgios Zagouras, ‘On-site Inspections Conducted by the European …”

Art. 27 SSMR Professional secrecy and exchange of informationThis commentary is written in the private capacity of the author and should not be reported as representing the views of the ECB. The autho... S. 381-404

„… complexor critical cases.D. ConclusionThe SSMR has established in its Art. 26 a complex governance …” „… since the ECB managed to adopt a huge number of decisions,often within very tight deadlines.Art. 27 …” „… of information Art. 27 SSMRMartina Almhofer 38181ceased, shall be subject to the professional …”

Art. 12g SRMR Application of the minimum requirement for own funds and eligible liabilities to entities that are not themselves resolution entities Minimum Requirements S. 585-587

„… of a non-EU G-SII.Art. 12f SRMRApplication of the minimum requirement for own funds and …” „… entities are to do so in conformity with the resolutionplan.Art. 12g SRMRApplication of the minimum …” „… shall be determined on the basis of the requirements laid down in Article 12d.Minimum Requirements Arts …”

Art. 4 SRMR Participating Member States Christoph Ohler S. 479-483

„… Member StateArt. 4 SRMRParticipating Member States1. Participating Member States within the meaning of …” „… Art. 2 of Regulation (EU) No.1024/2013 shall be considered to be participating Member States for the …” „… orterminated in accordance with Art. 7 of Regulation (EU) No. 1024/2013, entities es-tablished in that Member …”

Art. 18 SRMR Resolution procedureThe information and views set out in this publication are those of the author and do not necessarily reflect the official opinion of the Commission. The Commission doe... S. 666-690

„… extent that the valuationmethodology applied is consistent with Art. 36 BRRD, supporting a determina-tion …” „… , rights or liabilities of the institution or the entity […] are transferred), Art. 63(1)(g)BRRD (power to …” „… to Art. 44(2) BRRD = Art. 27(4) BRRD), Art. 63(1)(h)BRRD (power to reduce, including to reduce to …”

Art. 90 SRMR Access to documents Christos V. Gortsos S. 1195-1199

„… Data Protection Decision and register the record in accordance with (the also above-mentioned) Art …” „… . 6(3) of that Decision.25Art. 90 SRMRAccess to documents1. Regulation (EC) No 1049/2001 of the European …” „… , Nomos, Baden-Baden 2019).A. On Regulation (EC) No 1049/2001 (Art. 90(1) SRMR …”

Art. 5 SSMR Macro-prudential tasks and tools Kern Alexander S. 85-89

„… limited supervisory powers if the envisaged proceeding would be used (see for ex-ample Art. 17(6 …” „… between theSSM and the non-SSM EEA aligned.Art. 4(3)(3) SSMR gives the ECB a mandate to contribute in a …” „… as it seems on firstsight.Art. 5 SSMRMacro-prudential tasks and tools1. Whenever appropriate or …”

Art. 20 SSMR Accountability and reporting Fabian Amtenbrink S. 288-302

„… authority within the SSM have to be considered problematic.II. Ethics Framework and Code of Conduct (Art …” „… . 19(3) SSMR)Art. 19(3) SSMR instructs the ECB Governing Council to establish “a Code of Con-duct for the …” „… European Central Bank Officials.51In accordance with its Art 1 para. 1.1., the Code of Conduct is …”

Art. 16 SRMR Resolution of financial institutions and parent undertakings Jens-Hinrich Binder S. 648-653

„… applicable’, Art. 15(4) SRMR seeks to ensure conformity with national regimes foremployee representation in …” „… connection with insolvency management.46 Pursuant toArt. 15(4)(2) SRMR, national laws on the representation …” „… of employees in managementbodies remain unaffected.Art. 16 SRMRResolution of financial institutions …”

Art. 49 SRMR Participation in plenary sessions Janina Heinz S. 975-980

„… . Headquarter Agreement (Art. 97 SRMR)As a result of locating the seat of the Board in Brussels, the Kingdom of …” „… with the Board by 20 August 2016 in accordance with Art. 97 SRMR. ThisAgreement is apparently not …” „… that relate to them.Art. 49 SRMRParticipation in plenary sessionsAll members of the Board referred to …”

Art. 28 SSMR ResourcesThis commentary is written in the private capacity of the author and should not be reported as representing the views of the ECB. Martina Almhofer S. 404-409

„… trigger the disciplinary measures provided for in Art. 44 of the ECB’s Conditions ofEmployment.Art …” „… ECB.1 To this end, Art. 28 SSMRexplicitly states that the ECB is responsible for devoting the …” „… necessary financial and hu-man resources to the exercise of the tasks conferred on it by the SSMR.Art. 28 …”

Art. 99 SRMR Entry into force Christos V. Gortsos S. 1226-1254

„… Arti-cles set out in Art. 99(3)-(5) SRMR applied earlier than 1 January 2016. In particular:Firstly, the …” „… application (Art. 99(6) SRMR)The SRMR could have applied later than 1 January 2016, depending on the dateon …” „… budget. As a matter of fact, it became financially autonomousfrom the Commission in March 2015.8Art. 99 …”

Art. 12c SRMR Eligible liabilities for resolution entities Minimum Requirements S. 575-579

„… Art. 12c SRMREligible liabilities for resolution entities1. Liabilities shall be included in the …” „… Requirements Arts. 12–12k SRMRMatthias Haentjens 575(c) those liabilities do not exceed an amount determined …” „… funds, subordinatedArts. 12–12k SRMR Minimum Requirements576 Matthias Haentjenseligible instruments, or …”

Art. 75 SRMR Investments Georgios Psaroudakis S. 1123-1129

„… Art. 75 SRMRInvestments1. The Board shall administer the Fund in accordance with this Regulation …” „… of high creditworthiness, taking intoaccount the delegated act referred to in Art. 460 of Regulation …” „… the procedure laid down in Art. 93.Bibliography Kern Alexander, ‘European Banking Union: A Legal and …”

Art. 33 SRMR Recognition and enforcement of third-country resolution proceedings Georgios Psaroudakis S. 921-927

„… respective resolution objectives of the two sides. Lastly,this provision does not affect Art. 97(4)(2) BRRD …” „… coun-tries.Art. 33 SRMRRecognition and enforcement of third-country resolutionproceedings1. This Article shall …” „… 107, at p. 110.Recognition and enforcement of third-country resolution proceedings Art. 33 …”

Art. 63 SRMR Implementation of the budget, presentation of accounts and discharge Andreas Witte S. 1054-1061

„… follow-up to internal audit findings is allocatedto the Board in its plenary session (Art. 50(1)(o) SRMR …” „… the area of internalorganisation, e.g. the adoption of an anti-fraud strategy (Art. 50(1)(i) SRMR) or …” „… modifi-cations to the internal structures of the Board (Art. 50(1)(p) SRMR). The word “Board”in the latter sense …”

Art. 12d SRMR Determination of the minimum requirement for own funds and eligible liabilities Minimum Requirements S. 579-584

„… resolution entity's recapitalisa-tion.Art. 12d SRMRDetermination of the minimum requirement for own funds …” „… powers, respectively,were to be applied to them, losses could be absorbed and the total capital ratioand …” „… they are authorised underMinimum Requirements Arts. 12–12k SRMRMatthias Haentjens 579Directive 2013/36 …”

Art. 61 SRMR Establishment and implementation of the budget Andreas Witte S. 1041-1047

„… exercise of this discretion.The wording of Art. 60(2)(c) SRMR speaks only of interest paid on the loans as …” „… booked as revenue as per Art. 60(1)(b) SRMR; the principles of univer-sality and of equilibrium could …” „… ).IV. Interest paid on loans received from financial institutions or otherthird parties (Art. 60(2 …”

Art. 57 SRMR Resources Andreas Witte S. 1016-1023

„… that Art. 56(8) SRMR clarifies that a Chair whose term of office hasbeen extended shall not participate …” „… or full-time members ofthe Board.G. Removal from office (Art. 56(9) SRMR)Art. 56(9) SRMR sets out …” „… removalfrom office to be fulfilled.Art. 57 SRMRResources1. The Board shall be responsible for devoting the …”

Art. 62 SRMR Internal audit and control Andreas Witte S. 1047-1054

„… . Possibility to adopt supplementary and amending budgets?The adjustments of which Art. 61(2) SRMR speaks are …” „… situation isanalogous to that for the Union budget, where the primary law provisions (Arts. 310 and313–319 …” „… . Art. 44 of the Union Financial Regu-lation thus permits the possibility to adopt amending budgets …”

Art. 25 SRMR Bridge Institution Tool Jens-Hinrich Binder S. 754-763

„… Repeated and reverse transfers(Art. 24(2)(c) SRMR in conjunction with Art. 38(5) and (6 …” „… ) BRRD)Pursuant to Art. 24(2)(c) SRMR, the Resolution Scheme finally has to determinewhether the transfer powers …” „… may be exercised by the national resolution authority morethan once in accordance with Art. 38(5) and …”

Art. 6 SSMR Cooperation within the SSM Christos V. Gortsos S. 92-133

„… the SSM in the way it is applied within the Eurosystem (Art. 6 SSMR1 Art. 6(1) sent. 1 SSMR. On the …” „… use of specific macro-prudential tools.6II. Art. 105(2) SSM Framework RegulationNDAs and NCAs may …” „… the necessary scope of authority to be an effectivemacro-prudential supervisor?Art. 6 SSMRCooperation …”

Art. 45 SRMR Accountability Fabian Amtenbrink S. 955-965

„… that Art. 114 TFEU serves as the legal basis for the SRMR, the ordinary legis-lative procedure applied …” „… The Secretariat, as mentioned by Art. 43(5)(d) SRMR, provides the necessary admin-istrative and …” „… technical support on the performing of all the tasks assigned to the Board.Art. 44 SRMRCompliance with Union …”

Introduction to Arts. 67–74 SRMR Christos V. Gortsos S. 1079-1088

„… ulations cited in Art. 66(3) SRMR8 empower OLAF – subject to procedural safeguardsand due process …” „… Introduction to Arts. 67–74 SRMRBibliography (for the entire Section) John Armour, ‘Making Bank Resolution …” „… , White and Xanthaki, OLAF at the Crossroads (2011), at pp. 86–103.10 Art. 2(6) of Regulation 883/2013 …”

Art. 26 SSMR Supervisory boardThis contribution should not be reported as representing the views of the European Central Bank (ECB). The views expressed are those of the author and do not necessarily ... S. 354-381

„… ECB documents and areclassified and handled in accordance with Art. 23.3 of the ECB Rules of Procedure …” „… confidentiality of information.65Art. 26 SSMRSupervisory board11. The planning and execution of the tasks …” „… and the Vice-Chair to the European Parliament for approval.c)3.62 Art. 9(4)-(5) ECB Regulation (EU) No …”

Art. 14 SRMR Resolution Objectives Jens-Hinrich Binder S. 619-631

„… consistency of approaches.II. The powers of the Board (Art. 13(3) SRMR)Once the procedure set out in Art …” „… criteriaspecified in Art. 39(2) BRRD (on the marketing requirements in case of applicationof the sale of a business …” „… tool) and the requirements of professional secrecy in accor-dance with Art. 88 SRMR;48 the latter …”

Art. 3 SRMR Definitions Christos V. Gortsos S. 463-479

„… to consolidated supervision bythe ECB (Art. 2(b) SRMR)In addition to credit institutions, the SRMR …” „… supervision bythe ECB pursuant to Art. 4(1)(g) SSMR (see infra, → Art. 4 paras. 36-39). Although therelevant …” „… supervision by the ECB (Art. 2(c) SRMR)Pursuant to Art. 2(c) SRMR, the Regulation also applies to those …”

Art. 3 SSMR Cooperation Ann-Katrin Kaufhold S. 23-37

„… applied.G. Art. 3(6) SSMR: Cooperation with authorities in non-participationMember StatesThe provisions of …” „… pervises them under the conditions laid down in Art. 10 CRR and which is establishedin the same …” „… statusof a significant supervised group pursuant to an ECB decision based on Arts. 6(4) or6(5)(b) SSMR.(3 …”

Art. 9 SSMR Supervisory and investigatory powersThis contribution should not be reported as representing the views of the European Central Bank (ECB). The views expressed are those of the author and d... S. 146-158

„… . This term refers to Art. 4(3) SSMR whichspecifies the law to be applied by the ECB in the performance …” „… reflected in the performance of external competences.Art. 9 SSMRSupervisory and investigatory powers11. For …” „… ECB.Art. 9 SSMR Supervisory and investigatory powers146 Georg GruberGunnar Schuster, ‘The banking …”

Art. 30 SRMR Obligation to cooperate and information exchange within the SRM Christos Hadjiemmanuil S. 881-895

„… shareholders and creditors of the institutionunder resolution individually.172Art. 30 SRMRObligation to …” „… describing in general terms how they will cooperate under paragraphs 2 and 4 in169 Art. 83(3) BRRD.170 Art …” „… . 83(4) BRRD.171 Art. 83(4)(d) BRRD.172 Art. 83(5) BRRD.Obligation to cooperate and information exchange …”

doi.org/10.5771/9783845278483

Johanna L. Degen - Unmasking Diversity Management

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Johanna L. Degen

Unmasking Diversity Management

2022

Treffer in den folgenden Teilen:

8. Literatur S. 239-262

„… Arts.Vahsen, F. & Mane, G. (2010). Gesellschaftliche Umbrüche und Soziale Arbeit. Springer VS.Valsiner, J …” „… . Journal of Applied Psychology, 96(4), 790–805. https://doi.org/10.1037/a0021594Ahmed, S. (2007). The …” „… . https://www.antidiskriminierungsstelle.de/DE/The menUndForschung/Recht_und_gesetz/EU-Richtlinien/eu-Richtlinien_node.htmlApplied Psychology (2019 …”

3. Kritische Sozialpsychologie und der Gegenstand Diversity Management S. 41-108

„… gemeint ist eine Art innerer Kompass, an dem sich Subjekte orientieren, messen und an dem entlang sie …” „… an einer Art alten Individualität festgehalten, die es in gesellschaftlichen Systemen nicht mehr gebe …” „… entsprechend dem Milieu der Familie. Diese Sozia-lisation beinhaltet neben der Art des Umgangs und der Umgebung …”

doi.org/10.30820/9783837979077

Amanda Ruf - Geschlechter(un)gerechtigkeit in technischen Organisationen

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Amanda Ruf

Geschlechter(un)gerechtigkeit in technischen Organisationen

Reihe: Arbeit, Organisation und Diversität in Wirtschaft und Gesellschaft. Schriftenreihe zur Geschlechter- und Diversitätsforschung

Band 13 2022

Treffer in den folgenden Teilen:

9. Verzeichnis S. 321-347

„… ): Bundes-VerfassungsgesetzArt. 7. https://www.ris.bka.gv.at/NormDokument.wxe?Abfrage=Bundesnormen&Gesetzesnummer=10000138 …” „… con-struct Validation of a Measure. In: Journal of Applied Psychology 86(3), 386–400.Connell, Robert (1987 …” „… Procedural Injustice in Payment Distribu-tions: Do the Means Justify the Ends? In: Journal of Applied …”

doi.org/10.5771/9783748929062

Norbert Alzmann, Regina Binder, Herwig Grimm - Wissenschaftliche Verantwortung im Tierversuch

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Norbert Alzmann (Hrsg.), Regina Binder (Hrsg.), Herwig Grimm (Hrsg.)

Wissenschaftliche Verantwortung im Tierversuch

Reihe: TTN Studien - Schriften aus dem Institut Technik-Theologie-Naturwissenschaften

Band 3 2013

Treffer in den folgenden Teilen:

R. Binder, P. Kronen, V. Marashi, Y. Moens, U. Pohl, T. Rülicke Refinement II: Grundsätze des Versuchsrefinements S. 230-264

„… , muss – unter Berücksichtigung aller tierbezogenen Umstände (insbesondere unter Bedachtnahme auf Art …” „… Genotyps dienen 3. 20 Vgl. Art. 1 Abs. 5 lit. e) RL 2010/63/EU bzw. § 1 Abs. 2 Z 4 TVG 2012 („Praktiken …” „… Tieres tatsächlich erforderlich ist oder ob z.B. eine 3.1. 21 Vgl. Art. 1 Abs. 5 lit. d) RL 2010/63/EU …”

Andreas Futschik, Claus Vogl Planung und Auswertung von Tierversuchen aus biometrischer Sicht S. 184-208

„… , personelle und organisatorische Ressourcen, die Methoden zur statistischen Auswertung und die Art der …” „… über die verschiedenen Versuchstypen zu verschaffen. Arten von Studien Beobachtungsstudien und …” „… Art; Wahrscheinlichkeit = α (Irrtumswahrscheinlichkeit, Signifikanzniveau) Forschungshypothese ist …”

doi.org/10.5771/9783845250328

Christian Wessely, Theresia Heimerl - Weltentwürfe im Comic/film

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Christian Wessely (Hrsg.), Theresia Heimerl (Hrsg.)

Weltentwürfe im Comic/film

2018

Treffer in den folgenden Teilen:

Gerwin van der Pol Comic book film adaptations: mere entertainment? How and why people watch comic book film adaptations S. 55-80

„… /arts/edskrein-hellboywhitewashing.html [accessed 29 August 2017]. Sutton-Smith, Brian (Hg.), 1979, Play and Learning, New York: Gardner …” „… entertainment, as suggested by Michelle, Davis and Vladica.3 In the Composite Model, applied to the reception …” „… «referential», the «mediated» and the «discursive mode». Applied to this case that would mean: In the …”

doi.org/10.5771/9783741001260

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