Jump to content
Reconceiving Extraterritorial Jurisdiction / E. Conclusion
Reconceiving Extraterritorial Jurisdiction / E. Conclusion
Contents
Chapter
Expand
|
Collapse
Page
1–12
Titelei/Inhaltsverzeichnis
1–12
Details
13–31
A. Introduction
13–31
Details
I. Purpose and Scope of the Study
Details
II. Structure of the Argument
Details
III. Concepts and Definitions
Details
1. State Jurisdiction and State Sovereignty
Details
2. Extraterritoriality and Extraterritorial Jurisdiction
Details
3. The Concept of Jurisdiction in International Human Rights Treaties
Details
4. Categories of State Jurisdiction
Details
5. Regulation, Public Law and Jurisdiction
Details
32–73
B. Prescriptive Jurisdiction in Public International Law
32–73
Details
I. General Approaches
Details
1. The Case of the S.S. Lotus
Details
2. The Permissive Principles Approach under Customary International Law
Details
a) Territoriality
Details
aa) The Territoriality Principle and Cross-border Criminal Offenses
Details
bb) The US Presumption against Extraterritoriality
Details
b) The Effects Principle
Details
aa) The Effects Principle in Competition Law
Details
bb) The Effects Principle in Other Areas of Substantive Law
Details
c) Active Personality
Details
d) Passive Personality
Details
e) The Protective Principle
Details
f) The Universality Principle
Details
3. Treaty-based Extensions of Jurisdiction
Details
4. Territoriality-based Jurisdiction and the Internet
Details
II. Principles Restraining the Exercise of Jurisdiction
Details
1. Limitations according to General Principles in International Law
Details
a) Genuine Link
Details
b) Abuse of Rights
Details
c) Proportionality
Details
2. Comity
Details
3. Reasonableness
Details
74–259
C. Case Studies
74–259
Details
I. Focus and Structure
Details
II. Economic Sanctions
Details
1. Introduction
Details
a) Economic Sanctions under International Law
Details
b) Primary and Secondary Sanctions
Details
c) Overview of US Economic Sanctions
Details
aa) US Sanctions against Cuba
Details
bb) US Sanctions against Iran
Details
cc) US Sanctions against Russia
Details
2. The Extension of Personality-based Jurisdiction to Foreign Subsidiaries
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
aa) The Personal Scope of EU Restrictive Measures
Details
bb) Diplomatic Protest against US Assertions of Control-based Jurisdiction
Details
cc) Jurisprudence with regard to US Assertions of Control-based Jurisdiction
Details
c) Comparative Normative Analysis
Details
3. Territoriality and US Dollar Transactions by non-US Financial Institutions
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
c) Comparative Normative Analysis
Details
4. Secondary Trade Boycotts
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
c) Comparative Normative Analysis
Details
5. Protection of Individual Rights
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
6. Conclusion
Details
III. Non-Proliferation and Export Control
Details
1. Introduction
Details
2. International Instruments
Details
a) International Treaties
Details
b) Informal Multilateral Regimes
Details
c) Security Council Resolutions
Details
3. Jurisdiction Based on the ‘Nationality’ of Goods
Details
a) Practice in the United States
Details
b) Practice in China
Details
c) Practice in Europe
Details
d) Comparative Normative Analysis
Details
4. Jurisdiction Based on Voluntary Submission
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
c) Comparative Normative Analysis
Details
5. Conclusion
Details
IV. Anti-Corruption
Details
1. Introduction
Details
2. Foundations of Transnational Anti-Corruption Regulation
Details
3. International Anti-Corruption Instruments
Details
a) The Jurisdictional Provisions of the OECD Anti-Bribery Convention
Details
b) The Jurisdictional Provisions of the UN Convention Against Corruption
Details
4. Regulation through Parent-Subsidiary Relationships
Details
a) Practice in the United States
Details
aa) The Jurisdictional Scope of the FCPA
Details
bb) Parent and Subsidiary Liability Based on the Accounting Provisions
Details
cc) Parent and Subsidiary Liability Based on the Agency Theory
Details
b) Practice in Europe
Details
aa) The UK Bribery Act 2010
Details
bb) The French Law Regarding Transparency, the Fight against Corruption and the Modernization of Economic Life
Details
c) Comparative Normative Analysis
Details
aa) The Assertion of Jurisdiction in respect of Corporate Group Policies
Details
bb) The Assertion of Control-based Jurisdiction under the FCPA
Details
5. Correspondent Account Jurisdiction under the FCPA
Details
6. Jurisdiction based on ‘business presence’
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
aa) The UK Bribery Act 2010
Details
bb) The French Law Regarding Transparency, the Fight Against Corruption and the Modernization of Economic Life
Details
c) Comparative Normative Analysis
Details
7. Conclusion
Details
V. Business and Human Rights
Details
1. Introduction
Details
2. Foundations of Business and Human Rights
Details
a) Corporate Social Responsibility and Business and Human Rights
Details
b) Historic Development of Business and Human Rights at the International Level
Details
c) The UN Guiding Principles
Details
3. Extraterritoriality in Business and Human Rights
Details
a) Extraterritorial Jurisdiction as a Matter of Permission
Details
b) Extraterritorial Jurisdiction as a Matter of Obligation
Details
4. Regulation through Parent-Subsidiary or Lead-Supplier Relationships
Details
a) Trade, Procurement and Investment Measures
Details
aa) Practice in the United States
Details
bb) Practice in Europe
Details
b) Mandatory Supply Chain Regulation
Details
aa) Practice in the United States
Details
bb) Practice in Europe
Details
c) Disclosure and Transparency Requirements
Details
aa) Practice in the United States
Details
bb) Practice in Europe
Details
d) Comparative Normative Analysis
Details
5. Transnational Human Rights Litigation
Details
a) Practice in the United States
Details
b) Practice in Europe
Details
aa) Amicus Curiae Briefs in the Kiobel Proceedings
Details
bb) Transnational Human Rights Litigation in Europe
Details
c) Comparative Normative Analysis
Details
aa) Jurisdiction over Corporations Domiciled in the Forum State
Details
bb) Jurisdiction over Corporations Domiciled in Third States
Details
6. Conclusion
Details
VI. Synthesis: The Deficient Territoriality-based System
Details
1. The Normative Inconsistency of Territoriality
Details
a) Market Access Regulation Conditioned on Extraterritorial Circumstances
Details
b) Parent-based Regulation of Multinational Corporations
Details
c) Regulation of Conduct Based on Only Fleeting Territorial Connections or Based on Territorial ‘Presence’
Details
2. The Restriction to Considerations of State Sovereignty
Details
3. Conclusion
Details
260–324
D. The Way Forward
260–324
Details
I. Arguing for a New Approach to Jurisdiction in International Law
Details
1. Alternative Approaches to Solve Concurrent Jurisdiction
Details
a) Substantive Harmonization
Details
b) Cooperation
Details
2. The History of the Territoriality Principle
Details
3. Extraterritorial Jurisdiction regulated by the Principle of Non-Intervention
Details
4. Extraterritorial Jurisdiction as an Exercise of Public Authority
Details
II. Theoretical Considerations
Details
1. Legitimacy: Democracy and Community Interests
Details
a) Territoriality, Nationality and Democracy
Details
aa) Territoriality
Details
bb) Nationality
Details
cc) Conclusion
Details
b) Universality and Community Interests
Details
c) Proximity, Community Interests and the Rule of Law
Details
2. Individual Interests and State Jurisdiction
Details
a) The Potential for Individuals to Shape State Jurisdiction
Details
b) Individual Fairness as a Principle Restraining the Exercise of Jurisdiction
Details
c) Individual Rights Catalysing the Exercise of Jurisdiction
Details
3. Conclusion
Details
III. A more Desirable Framework
Details
1. Practical Requirements and Objectives of the New Framework
Details
2. The Variables Determining the Legitimacy of Extraterritorial Jurisdiction
Details
a) Proximity and Substantial Connection
Details
b) Legitimate Interest and the Subject Matter of Regulation
Details
c) The Intrusiveness of the Measure
Details
3. The Relationship between the Variables
Details
a) The Abuse of Rights Test
Details
b) The Proportionality Test
Details
aa) True Conflicts
Details
bb) False Conflicts
Details
4. Procedural Safeguards, Reasoning and Participation
Details
5. Application of the Framework in Practice
Details
a) Market Access Regulation Conditioned on Extraterritorial Circumstances
Details
b) Parent-based Regulation of Multinational Corporations
Details
c) Regulation Based on Individual Consent of the Affected
Details
6. Pre-empting Some Potential Objections
Details
325–329
E. Conclusion
325–329
Details
330–342
Deutschsprachige Zusammenfassung
330–342
Details
A. Einleitung
Details
B. Die Regelungshoheit im Völkerrecht
Details
C. Fallstudien zur Staatenpraxis
Details
D. Ein neuer Ansatz
Details
E. Ausblick
Details
343–350
Table of Cases
343–350
Details
Permanent Court of International Justice
Details
International Court of Justice
Details
Human Rights Committee
Details
International Criminal Tribunal for the former Yugoslavia
Details
International Criminal Tribunal for Rwanda
Details
African Commission on Human and People’s Rights
Details
European Court of Human Rights
Details
Inter-American Commission on Human Rights
Details
Inter-American Court of Human Rights
Details
Court of Justice of the European Union
Details
European Commission
Details
WTO Appellate Body and WTO Panel
Details
US Supreme Court
Details
US Federal Appeals Court
Details
US Federal District Court
Details
US State Courts
Details
Other US Case Documents
Details
British Cases
Details
German Cases
Details
French Cases
Details
Dutch Cases
Details
Israeli Cases
Details
Hong Kong Cases
Details
351–368
Bibliography
351–368
Details
Durchsuchen Sie das Werk
Geben Sie ein Keyword in die Suchleiste ein
CC-BY
Access
Reconceiving Extraterritorial Jurisdiction , page 325 - 329
E. Conclusion
Autoren
Kevin Li
DOI
doi.org/10.5771/9783748933212-325
ISBN print: 978-3-8487-8984-9
ISBN online: 978-3-7489-3321-2
Chapter Preview
Share
Download PDF
Download citation
RIS
BibTeX
Copy DOI link
doi.org/10.5771/9783748933212-325
Share by email
Video schließen
Share by email Nomos eLibrary
Recipient*
Sender*
Message*
Your name
Send message
This site is protected by reCAPTCHA and the Google
Privacy Policy
and
Terms of Service
apply.
